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Latest News about Securities
Recent news which mentions Securities
TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
Tickers
NEWS
SEC
Tags
TRUMP
Markets
Benzinga
From
Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
Tickers
NEWS
Tags
Solana
$SOL
Benzinga
From
Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
Tickers
LAW
LAWS
Tags
US: News
Securities
Laws
From
CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
Tickers
LAW
LAWS
Tags
Economy
Politics
White House
From
CNBC.com News
Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
Tags
Investment Advisers
Securities Attorney
California
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
Tags
Breaking News: Politics
Government and politics
Politics
From
CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
Tags
Fixed Income
Securities
Investment strategy
From
CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
Tags
Securities
Investment strategy
Government Agencies
From
CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
Tags
Social Security
Insider Trading
Elections
From
CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
Tags
Policy
Securities
Investment Fraud
From
CNBC.com News
Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
Tickers
TAP
Tags
Financial
Software
Investment
From
PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
Tickers
COIN
SEC
Tags
Circle
Legal
SEC
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
Tags
Loans
Mortgage/Backed Securities
SLM Corp
From
CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
Tickers
LAW
LAWS
Tags
Politics
Law
Broker
From
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EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
Tags
securities
Market News
Markets in Crypto Assets
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
Tags
Social issues
Crime
Social Media
From
CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags
Securities
Bitcoin
Cryptocurrency
From
CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags
Business
Investment Fraud
Markets
From
CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
Tags
Congress
Securities
US Economy
From
CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
Tags
Congress
Securities
US Top News and Analysis
From
CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
Tags
Markets
Technology
Regulations
From
CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags
Su Zhu
Market News
twitter
From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags
Lawsuits
Business
Corporate Fraud
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags
Policy
Crime
US: News
From
CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags
Corporate Fraud
Investment Fraud
Crypto
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
Tags
Court decisions
Technology
Corporate bankruptcy
From
CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers
LAW
LAWS
Tags
Securities fraud
US: News
Laws
From
CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers
MA
Tags
Los Angeles
United States
Business
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers
LAWS
Tags
Antitrust
Wells Fargo & Co
Securities fraud
From
CNBC.com News
Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
Tags
Cryptocurrency
Investment strategy
Bitcoin
From
CNBC.com News
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