UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) January 3, 2005
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ROCKY SHOES & BOOTS, INC.
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(Exact name of registrant as specified in its charter)
Ohio 0-21026 31-1364046
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
39 East Canal Street, Nelsonville, Ohio 45764
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (740) 753-1951
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Not Applicable
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(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.
Effective January 3, 2005, the board of directors of Rocky Shoes &
Boots, Inc. (the "Company") granted each of the non-employee directors of the
Company (J. Patrick Campbell, Glenn E. Corlett, Michael L. Finn, G. Courtney
Haning, Curtis A. Loveland, Harley E. Rouda, Jr., and James L. Stewart) options
(the "Options") to purchase 5,000 shares of the Company's common stock at a
strike price of $29.80 per share, exercisable January 3, 2006 and expiring eight
years after the date of grant. The Options were granted under the Company's 2004
Stock Incentive Plan.
The form of Option Award Agreement is attached as Exhibit 10.1 to this
Current Report on Form 8-K and is incorporated herein by reference.
Also effective January 3, 2005, the board of directors of the Company
granted each of the non-employee directors of the Company 335 shares of the
Company's common stock (valued at approximately $10,000 on the date of grant) as
a retainer (the "Retainer Shares"). The Retainer Shares are fully vested as of
the date of grant but are not tradable in the public markets until one year
after the date of grant.
The form of Restricted Stock Award Agreement relating to the Retainer
Shares is attached as Exhibit 10.2 to this Current Report on Form 8-K and is
incorporated herein by reference.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(C) EXHIBITS.
Exhibit No. Description
10.1 Form of Option Award Agreement under the
Company's 2004 Stock Incentive Plan.
10.2 Form of Restricted Stock Award Agreement
relating to the Retainer Shares issued under
the Company's 2004 Stock Incentive Plan.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ROCKY SHOES & BOOTS, INC.
Date: January 7, 2005 By: /s/ Erin F. Siegfried
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Erin F. Siegfried,
Assistant Secretary
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EXHIBIT INDEX
Exhibit No. Description
10.1 Form of Option Award Agreement under the Company's 2004
Stock Incentive Plan.
10.2 Form of Restricted Stock Award Agreement relating to the
Retainer Shares issued under the Company's 2004 Stock
Incentive Plan.
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