UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
CTI INDUSTRIES CORPORATION
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
125961300
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(CUSIP Number)
12/31/01
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ X ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
SCHEDULE 13G
CUSIP NO. 125961300
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(1) NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
BANK ONE CORPORATION, I.R.S. NO. 31-0738296
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION Illinois
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NUMBER OF (5) SOLE VOTING POWER 4,000
SHARES
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BENEFICIALLY (6) SHARED VOTING POWER 0
OWNED BY
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EACH (7) SOLE DISPOSITIVE POWER 43,500
REPORTING
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PERSON (8) SHARED DISPOSITIVE POWER 0
WITH:
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,500
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[ ]
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC
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SCHEDULE 13G
Item 1 (a). Name of Issuer: CTI INDUSTRIES CORPORATION
Item 1 (b). Address of Issuer's Principal Executive Offices: 22160 N. Pepper Road
Barrington, IL 60010
Item 2 (a). Name of Person Filing: BANK ONE CORPORATION
Item 2 (b). Address of Principal Office or, if none, Residence: One First National Plaza
Chicago, IL 60670
Item 2 (c). Citizenship: Not Applicable.
Item 2 (d). Title of Class of Securities: Common Stock
Item 2 (e). CUSIP Number: 125961300
Item 3. If this Statement is Filed Pursuant to Rules 240.13d-1 (b), or 240.13d-2 (b) or (c),
check whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act;
(b) [ ] Bank as defined in section 3(a)(6) of the Act;
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act;
(d) [ ] Investment company registered under section 8 of the Investment Company
Act;
(e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
Section 240.13d-1(b)(1)(ii)(F);
(g) [ X ] A parent holding company or control person in accordance with
Section 240.13d-1(b)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ]
SCHEDULE 13G
Item 4. Ownership:
(a) Amount Beneficially Owned: 43,500
(b) Percent of Class: 5.2
(c) Number of shares as to which the person has:
(i) sole power to vote or direct the vote: 4,000
(ii) shared power to vote or direct the vote: 0
(iii) sole power to dispose or direct the disposition of: 43,500
(iv) shared power to dispose or direct the disposition of: 0
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: [ ]
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary which
acquired the Security being Reported on by the Parent
Holding Company.
American National Bank
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
SCHEDULE 13G
Item 10. Certification.
By signing below, I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Signature.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: February 13, 2002
BANK ONE CORPORATION
By: /s/ David J. Kundert
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Name: David J. Kundert
Title: Executive Vice President