Delaware | 93-1214598 | |
(State of Incorporation) | (I.R.S. Employer Identification No.) |
Timothy J. Moore, Esq. | Bruce K. Posey, Esq. | |
Cooley Godward llp | Senior Vice President and General Counsel | |
Five Palo Alto Square | iPass Inc. | |
3000 El Camino Real | 3800 Bridge Parkway | |
Palo Alto, CA 94306-2155 | Redwood Shores, CA 94065 | |
(650) 843-5000 | (650) 232-4100 |
Proposed Maximum | Proposed Maximum | |||||||||||||
Title of Securities | Offering | Aggregate | Amount of | |||||||||||
to be Registered (1) | Amount to be Registered (1) | Price per Share (3) | Offering Price (3) | Registration Fee | ||||||||||
Common Stock, par value $0.001 per share |
1,859,193 shares (2) |
$0.10 - $250.00 |
$32,713,233.50 |
$3,500.32 |
||||||||||
Registration Fee Offset (4) |
$3,157.56 | |||||||||||||
Total |
$ 342.76 | |||||||||||||
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Act), this Registration Statement shall also cover any additional shares of Registrants Common Stock that become issuable under the plans by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of outstanding shares of Registrants Common Stock. In addition, pursuant to Rule 416(c) under the Act, this Registration Statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee and non-employee benefit plans described herein. | |
(2) | Represents Registrants shares issuable under stock options granted under GoRemote Internet Communications, Inc. plans listed below, as amended, and assumed by the Registrant on February 15, 2005 pursuant to an Agreement of Merger among the Registrant, Keystone Acquisition Sub, Inc., a wholly-owned subsidiary of the Registrant, and GoRemote Internet Communications, Inc. | |
(3) | Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(h). The price per share and aggregate offering price are based upon the weighted average exercise price for outstanding options granted pursuant to the plans and schemes of GoRemote Internet Communications, Inc. assumed by the Registrant. | |
(4) | Pursuant to Rule 457(p) under the Act, the registration fee is offset by registration fees previously paid by GoRemote Internet Communications, Inc., which is now a wholly-owned subsidiary of the Registrant, with respect to unsold shares of common stock registered under the following registration statements on Form S-8, which GoRemote Internet Communications, Inc. has deregistered by post-effective amendment: |
Maximum | Proposed | |||||||||||||
Offering Price | Maximum | Amount of | ||||||||||||
Date | Number of | per Share | Aggregate | Registration | ||||||||||
Registration | Total Shares | Shares | Paid on | Offering Price | Fee Paid for | |||||||||
Statement | Registration | Plan Under Which | Originally | Carried Over | Shares | for Shares | Shares | |||||||
Filed | Statement | Shares Registered | Registered | (A) | Carried Over | Carried Over | Carried Over | |||||||
01/14/05 |
333-122085 | GoRemote Internet | 2,071,907 | 1,021,914 | $1.70 | $1,737,253.80 | $203.26 | |||||||
Communications, | ||||||||||||||
Inc. 1999 Equity | ||||||||||||||
Incentive Plan | ||||||||||||||
12/15/99 |
333-92837 | GoRemote Internet | 1,827,359 | 1,816,645 | $6.16 | $11,190,533.20 | $2,954.30 | |||||||
Communications, | ||||||||||||||
Inc. (formerly | ||||||||||||||
Aimquest | ||||||||||||||
Corporation) 1997 | ||||||||||||||
Equity Incentive | ||||||||||||||
Plan | ||||||||||||||
Total |
$3,157.56 |
(A) | Set forth for purposes of calculating the registration fee offset only. Does not give effect to the conversion ratio of shares of common stock of GoRemote Internet Communications, Inc. to shares of common stock of the Registrant. |
Number of | Offering Price | Aggregate Offering | ||||||||||
Title of Securities to be Registered | Shares | Per Share | Price | |||||||||
Common Stock, $0.001 par value per
share, to be issued under the GoRemote
Internet Communications, Inc. (formerly
Aimquest Corporation) 1997 Stock Option
Plan |
45,070 | $ | 17.41 | (3) | $ | 784,668.70 | (3) | |||||
Common Stock, $0.001 par value per
share, to be issued under the GoRemote
Internet Communications, Inc. 1999
Equity Incentive Plan |
1,814,123 | $ | 17.60 | (3) | $ | 31,928,564.80 | (3) | |||||
Registration Fee |
$ | 3,500.32 | ||||||||||
Registration Fee Offset |
$ | 3,157.56 | ||||||||||
Total Fee Required |
$ | 342.76 |
(a) | The Registrants Annual Report on Form 10-K for the fiscal year ended December 31, 2004, filed with the Commission on March 15, 2005. | ||
(b) | The Registrants Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2005, filed with the Commission on May 10, 2005. | ||
(c) | The Registrants Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2005, filed with the Commission on August 9, 2005. | ||
(d) | The Registrants Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2005, filed with the Commission on November 9, 2005. | ||
(e) | The Registrants Current Reports on Form 8-K filed with the Commission on March 28, 2005, June 14, 2005, August 4, 2005, November 2, 2005, December 5, 2005 and December 12, 2005. | ||
(f) | The description of the Registrants common stock contained in the Registrants Registration Statement on Form 8-A filed with the Commission on July 1, 2003 (File No. 000-50327) under the Securities Exchange Act of 1934, as amended (the Exchange Act), including any amendment or report filed for the purpose of updating such description. |
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| any breach of the directors duty of loyalty to us or to our stockholders; | ||
| acts or omissions not in good faith or that involve intentional misconduct or a knowing violation of law; | ||
| unlawful payment of dividends or unlawful stock repurchases or redemptions; and | ||
| any transaction from which the director derived an improper personal benefit. |
Exhibit | ||
Number | Description | |
3.1*
|
Amended and Restated Certificate of Incorporation. | |
3.2*
|
Amended and Restated Bylaws. | |
5.1
|
Opinion of Cooley Godward LLP. | |
23.1
|
Consent of KPMG LLP, Independent Registered Public Accounting Firm. | |
23.2
|
Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement. |
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Exhibit
Number |
Description | |
24.1
|
Power of Attorney is contained on the signature pages of this Registration Statement. | |
99.1**
|
GoRemote Internet Communications, Inc. (formerly Aimquest Corporation) 1997 Stock Option Plan. | |
99.2 **
|
GoRemote Internet Communications, Inc. 1999 Equity Incentive Plan. |
* | Documents incorporated by reference from the Registrants Registration Statement on Form S-1, as amended, originally filed with the Commission on January 24, 2003. | |
** | Documents incorporated by reference from the GoRemote Internet Communications, Inc. Registration Statement on Form S-1, as amended, originally filed with the Commission on September 21, 1999. |
(a) | The undersigned registrant hereby undertakes: |
(b) | The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrants annual report pursuant to Section 13(a) or 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plans annual report pursuant to section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. | |
(c) | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the |
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registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. |
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iPass Inc. | ||||
By: | /s/ Kenneth D. Denman | |||
Kenneth D. Denman | ||||
Chairman and Chief Executive Officer |
Signature | Title | Date | ||
/s/ Kenneth D. Denman | Chairman, President, Chief | |||
Executive Officer and Director | February 15, 2006 | |||
/s/ Frank E. Verdecanna | Vice President, Finance, | February 15, 2006 | ||
Frank E. Verdecanna | and Acting Chief Financial Officer (Principal Financial Officer) |
|||
Director | ||||
/s/ Cregg B. Baumbaugh | Director | February 15, 2006 | ||
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Signature | Title | Date | ||
/s/ John D. Beletic |
Director |
February 15, 2006 |
||
/s/ Peter G. Bodine |
Director |
February 15, 2006 |
||
/s/ Arthur C. Patterson |
Director |
February 15, 2006 |
||
Director |
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Exhibit | ||
Number | Description | |
3.1*
|
Amended and Restated Certificate of Incorporation. | |
3.2*
|
Amended and Restated Bylaws. | |
5.1
|
Opinion of Cooley Godward LLP. | |
23.1
|
Consent of KPMG LLP, Independent Registered Public Accounting Firm. | |
23.2
|
Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement. | |
24.1
|
Power of Attorney is contained on the signature pages of this Registration Statement. | |
99.1**
|
GoRemote Internet Communications, Inc. (formerly Aimquest Corporation) 1997 Stock Option Plan. | |
99.2**
|
GoRemote Internet Communications, Inc. 1999 Equity Incentive Plan. |
* | Documents incorporated by reference from the Registrants Registration Statement on Form S-1, as amended, originally filed with the Commission on January 24, 2003. | |
** | Documents incorporated by reference from the GoRemote Internet Communications, Inc. Registration Statement on Form S-1, as amended, originally filed with the Commission on September 21, 1999. |