Alan H. Lieblich, Esquire Jeffrey M. Taylor, Esquire Blank Rome LLP One Logan Square Philadelphia, Pennsylvania 19103-6998 Telephone: (215) 569-5500 |
John D. Lobrano, Esquire Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, New York 10017-3954 Telephone: (212) 455-2000 |
Transaction Valuation(1) | Amount of Filing Fee(2) | ||
$415,921,875
|
$23,208.44 | ||
(1) | For purposes of calculating the filing fee pursuant to Sections 13(e)(3) and (5) of the Securities Exchange Act of 1934, as amended (the Exchange Act), and Rules 0-11(a)(4) and (b)(2) promulgated thereunder, the Transaction Valuation was calculated based upon the average of the bid and asked price of the 1.00% Senior Convertible Notes due 2012 in the over-the-counter market as of October 22, 2009. | |
(2) | The filing fee, calculated in accordance with Section 13(e)(3) of the Exchange Act, is equal to $55.80 for each $1,000,000 of the aggregate Transaction Value, and, as set forth below, has been offset as provided in Section 13(e)(3) by $23,208.44, representing the registration fees paid under Section 6(b) of the Securities Act of 1933, as amended, with respect to this transaction. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
o | third-party tender offer subject to Rule 14d-1. |
þ | issuer tender offer subject to Rule 13e-4. |
o | going-private transaction subject to Rule 13e-3. |
o | amendment to Schedule 13D under Rule 13d-2. |
o | Rule 13e-4(i) (Cross-Border Issuer Tender Offer) |
o | Rule 14d-1(d) (Cross-Border Third-Party Tender Offer) |
Item 1. | Summary Term Sheet. |
Item 4. | Terms of the Transaction. |
Item 12. | Exhibits. |
(a)(1)(i)
|
Prospectus, dated December 15, 2009 (incorporated by reference to the Prospectus dated December 15, 2009 and filed with the SEC pursuant to Rule 424(b)(3) under the Securities Act of 1933, as amended). | |
(a)(1)(ii)
|
Form of Letter of Transmittal (incorporated herein by reference to Exhibit 99.1 to the Companys Registration Statement on Form S-4 filed on October 27, 2009). | |
(a)(1)(iii)
|
Form of Notice of Withdrawal (incorporated herein by reference to Exhibit 99.2 to the Companys Registration Statement on Form S-4 filed on October 27, 2009). | |
(a)(1)(iv)
|
Press Release, dated October 27, 2009 (incorporated herein by reference to Exhibit 99.1 to the Companys Current Report on Form 8-K, dated October 27, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(1)(v)
|
Press Release, dated November 10, 2009 (incorporated herein by reference to Exhibit 99 to the Companys Current Report on Form 8-K, dated November 10, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(1)(vi)
|
Press Release, dated December 11, 2009 (incorporated herein by reference to Exhibit 99 to the Companys Current Report on Form 8-K, dated December 11, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(1)(vii)
|
Press Release, dated December 16, 2009 (incorporated by reference to Exhibit 99 to the Companys Current Report on Form 8-K, dated December 16, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(4)(i)
|
Exhibit (a)(1)(i) is incorporated herein by reference. | |
(a)(4)(ii)
|
Exhibit (a)(1)(iv) is incorporated herein by reference. | |
(a)(4)(iii)*
|
Text of the website relating to the Exchange Offer maintained at http://www.dfking.com/generalcable during the Exchange Offer. | |
(a)(4)(iv)
|
Exhibit (a)(1)(v) is incorporated herein by reference. | |
(a)(4)(v)
|
Exhibit (a)(1)(vi) is incorporated herein by reference. | |
(a)(4)(vi)
|
Exhibit (a)(1)(vii) is incorporated herein by reference. | |
(b)
|
None. | |
(d)(i)
|
Indenture governing the 1.00% Senior Convertible Notes due 2012, dated as of October 2, 2007, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K, dated October 2, 2007). | |
(d)(ii)
|
First Supplemental Indenture with respect to the 1.00% Senior Convertible Notes due 2012, dated as of October 31, 2007, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.3 to the Companys Current Report on Form 8-K, dated October 29, 2007). | |
(d)(iii)
|
Second Supplemental Indenture with respect to the 1.00% Senior Convertible Notes due 2012, dated as of April 18, 2008, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.3 to the Companys Current Report on Form 8-K, dated April 18, 2008). |
(d)(iv)
|
Third Supplemental Indenture with respect to the 1.00% Senior Convertible Notes due 2012, dated as of September 2, 2009, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.3 to the Companys Current Report on Form 8-K, dated August 28, 2009). | |
(d)(v)
|
Form of Indenture by and between the Company and U.S. Bank National Association, as Trustee, governing the 2029 Notes (incorporated herein by reference to Exhibit 4.8 to Pre-Effective Amendment No. 1 to the Companys Registration Statement on Form S-4 filed on November 17, 2009). | |
(g)
|
None. | |
(h)
|
Tax opinion of Blank Rome LLP (incorporated by reference to Exhibit 8.1 to the Companys Registration Statement on Form S-4 filed on October 27, 2009). |
* | Previously filed. |
By: |
/s/ Robert
J. Siverd
|
Title: | Executive Vice President, General Counsel and Secretary |
(a)(1)(i)
|
Prospectus, dated December 15, 2009 (incorporated by reference to the Prospectus dated December 15, 2009 and filed with the SEC pursuant to Rule 424(b)(3) under the Securities Act of 1933, as amended). | |
(a)(1)(ii)
|
Form of Letter of Transmittal (incorporated herein by reference to Exhibit 99.1 to the Companys Registration Statement on Form S-4 filed on October 27, 2009). | |
(a)(1)(iii)
|
Form of Notice of Withdrawal (incorporated herein by reference to Exhibit 99.2 to the Companys Registration Statement on Form S-4 filed on October 27, 2009). | |
(a)(1)(iv)
|
Press Release, dated October 27, 2009 (incorporated herein by reference to Exhibit 99.1 to the Companys Current Report on Form 8-K, dated October 27, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(1)(v)
|
Press Release, dated November 10, 2009 (incorporated herein by reference to Exhibit 99 to the Companys Current Report on Form 8-K, dated November 10, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(1)(vi)
|
Press Release, dated December 11, 2009 (incorporated herein by reference to Exhibit 99 to the Companys Current Report on Form 8-K, dated December 11, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(1)(vii)
|
Press Release, dated December 16, 2009 (incorporated by reference to Exhibit 99 to the Companys Current Report on Form 8-K, dated December 16, 2009, pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended). | |
(a)(4)(i)
|
Exhibit (a)(1)(i) is incorporated herein by reference. | |
(a)(4)(ii)
|
Exhibit (a)(1)(iv) is incorporated herein by reference. | |
(a)(4)(iii)*
|
Text of the website relating to the Exchange Offer maintained at http://www.dfking.com/generalcable during the Exchange Offer. | |
(a)(4)(iv)
|
Exhibit (a)(1)(v) is incorporated herein by reference. | |
(a)(4)(v)
|
Exhibit (a)(1)(vi) is incorporated herein by reference. | |
(a)(4)(vi)
|
Exhibit (a)(1)(vii) is incorporated herein by reference. | |
(b)
|
None. | |
(d)(i)
|
Indenture governing the 1.00% Senior Convertible Notes due 2012, dated as of October 2, 2007, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K, dated October 2, 2007). | |
(d)(ii)
|
First Supplemental Indenture with respect to the 1.00% Senior Convertible Notes due 2012, dated as of October 31, 2007, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.3 to the Companys Current Report on Form 8-K, dated October 29, 2007). | |
(d)(iii)
|
Second Supplemental Indenture with respect to the 1.00% Senior Convertible Notes due 2012, dated as of April 18, 2008, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.3 to the Companys Current Report on Form 8-K, dated April 18, 2008). | |
(d)(iv)
|
Third Supplemental Indenture with respect to the 1.00% Senior Convertible Notes due 2012, dated as of September 2, 2009, by and among the Company, the subsidiary guarantors and U.S. Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.3 to the Companys Current Report on Form 8-K, dated August 28, 2009). | |
(d)(v)
|
Form of Indenture by and between the Company and U.S. Bank National Association, as Trustee, governing the 2029 Notes (incorporated herein by reference to Exhibit 4.8 to Pre-Effective Amendment No. 1 to the Companys Registration Statement on Form S-4 filed on November 17, 2009). | |
(g)
|
None. | |
(h)
|
Tax opinion of Blank Rome LLP (incorporated by reference to Exhibit 8.1 to the Companys Registration Statement on Form S-4 filed on October 27, 2009). |
* | Previously filed. |