UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 12)
 
SILICONWARE PRECISION INDUSTRIES CO., LTD.
(Name of Issuer)
 
 

Common Shares, Par Value NT$10.00 Per Share and 

American Depositary Shares, Each Representing Five Common Shares  

(Title of Class of Securities)
 
 
827084864 (American Depositary Shares)
(CUSIP Number of Class of Securities)
 
 
TW0002325008 (Common Shares)
(ISIN Number of Class of Securities)

 

Joseph Tung 

Room 1901, No. 333, Section 1 Keelung Rd. 

Taipei, Taiwan, 110 

Republic of China 

Tel: +886 2-6636-5678 

(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

 

 

With a copy to: 

George R. Bason, Jr. 

Davis Polk & Wardwell LLP 

450 Lexington Avenue 

New York, New York 10017 

Telephone: +1 (212) 450-4000

 

 

March 25, 2016
(Date of Event which Requires Filing of this Statement)
 
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box.  o

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No.

 

827084864

 

 
1.

Names of Reporting Persons.

 

Advanced Semiconductor Engineering, Inc. 

2.

Check the Appropriate Box if a Member of a Group (See Instructions) 

(a) o

(b) o

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)

 

WC 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o

 

 

6.

Citizenship or Place of Organization

 

Republic of China  

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7.

Sole Voting Power

 

979,031,498 

8.

Shared Voting Power

 

 

9.

Sole Dispositive Power

 

979,031,498 

10.

Shared Dispositive Power

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

979,031,498 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o

 

 

13.

Percent of Class Represented by Amount in Row (11)

 

31.42% 

14.

Type of Reporting Person (See Instructions)

 

HC, CO 

 

2 

 

Item 1. Security and Issuer

 

Advanced Semiconductor Engineering, Inc. ( “ASE”) hereby amends and supplements its report on Schedule 13D, as filed on December 29, 2015 (the “Schedule 13D”), with respect to the Common Shares, NT$10 par value per share (the “Common Shares”), and American depositary shares, each representing five Common Shares (“ADSs”), of Siliconware Precision Industries Co., Ltd., a company limited by shares under the Company Law of the Republic of China (“SPIL”). Unless otherwise indicated, capitalized terms used in this Amendment No. 12, but not defined herein, shall have the meaning assigned to such terms in the Schedule 13D.

 

Except as set forth herein, the Schedule 13D is unmodified.

 

Item 3. Source and Amount of Funds or Other Consideration

 

Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following information:

 

The purchase of the additional Common Shares and ADSs reported as beneficially owned in Item 5 since the most recent filing on Schedule 13D was funded by ASE with cash on hand. The aggregate purchase price for such additional Common Shares and ADSs was approximately NT$10.6 billion.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of the Schedule 13D is hereby amended by replacing it in its entirety with the following:

 

(a) ASE beneficially owns 979,031,498 Common Shares (calculated as the sum of 960,217,168 Common Shares and 18,814,330 Common Shares underlying 3,762,866 ADSs), representing 31.42% of the issued and outstanding Common Shares (including those represented by ADSs). This ownership percentage has been calculated based on 3,116,361,139 Common Shares (including those represented by ADSs) outstanding as of March 31, 2015 as reported in SPIL’s Annual Report on Form 20-F for the year ended December 31, 2014.

 

(b) ASE has sole power to vote or to direct the vote, dispose or to direct the disposition of, the Common Shares and ADSs owned by it.

 

(c) The following table sets forth all transactions with respect to Common Shares and ADSs effected by ASE during the past sixty (60) days.

 

Transaction Date 

Type of Security 

Number of Shares Acquired 

Price per Share 

Description of Transaction 

March 24, 2016 Common Shares 12,103,000 NT$52.00 Open Market Purchase
March 24, 2016 ADSs 862,100 US$7.97 Open Market Purchase
March 24, 2016 ADSs 2,007,238 US$7.91 Open Market Purchase
March 24, 2016 ADSs 270,528 US$7.97 Open Market Purchase
March 24, 2016 ADSs 500,000 US$8.13 Open Market Purchase
March 24, 2016 ADSs 123,000 US$8.13 Open Market Purchase
March 25, 2016 Common Shares 45,300,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 900,000 NT$52.00 Open Market Purchase
March 25, 2016 Common Shares 13,000,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 54,050,164 NT$54.00 Open Market Purchase
March 25, 2016 Common Shares 467,000 NT$52.00 Open Market Purchase
March 25, 2016 Common Shares 3,400,000 NT$51.80 Open Market Purchase
March 25, 2016 Common Shares 1,000,000 NT$53.00 Open Market Purchase

 

3 

 

March 25, 2016 Common Shares 309,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 600,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 2,000,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 3,950,000 NT$52.20 Open Market Purchase
March 25, 2016 Common Shares 1,000,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 2,500,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 880,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 1,300,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 4,000,000 NT$52.20 Open Market Purchase
March 25, 2016 Common Shares 800,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 1,200,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 1,000,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 500,000 NT$53.00 Open Market Purchase
March 25, 2016 Common Shares 500,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 5,000 NT$52.50 Open Market Purchase
March 28, 2016 Common Shares 4 NT$52.30 Open Market Purchase
March 28, 2016 Common Shares 937,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 1,000,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 1,000,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 2,000,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 1,000,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 2,973,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 600,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 600,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 9,440,000 NT$53.50 Open Market Purchase
March 28, 2016 Common Shares 9,903,000 NT$53.00 Open Market Purchase
March 28, 2016 Common Shares 1,000,000 NT$53.00 Open Market Purchase

 

(d) Other than ASE, to ASE’s knowledge, no person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Shares and ADSs reported herein.

 

(e) Not applicable.

 

4 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: March 28, 2016

 

ADVANCED SEMICONDUCTOR ENGINEERING, INC.
 
 
By: /s/ Joseph Tung
Name: Joseph Tung
Title: Chief Financial Officer

 

 

 

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