UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

__________________________

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 

Date of Report

(Date of earliest event reported)

February 15, 2018



__________________________

 

 

SOCKET MOBILE, INC.
(Exact name of registrant as specified in its charter)

 

Delaware
(State or other jurisdiction of incorporation)
001-13810
(Commission File Number)
94-3155066
(IRS Employer Identification No.)

39700 Eureka Drive
Newark, CA 94560
(Address of principal executive offices, including zip code)

(510) 933-3000
 (Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

 

Item 2.02 Results of Operations and Financial Condition

On February 15, 2018, Socket Mobile, Inc., issued a press release reporting its results for the three and twelve months ended December 31, 2017. The full text of the press release is furnished as Exhibit 99.1.

 

Item 8.01 Other Events

A copy of the Condensed Summary Statements of Operations, Reconciliation of GAAP Net Income to Income Before Interest, Taxes, Depreciation, and Amortization (EBITDA), and Condensed Summary Balance Sheets for the three and twelve months ended December 31, 2017 are furnished as Exhibit 99.2.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

Exhibit Number  Description 
99.1  Text of press release, dated February 15, 2018, titled "Socket Mobile Reports 2017 Financial Results". 
99.2  Financial tables for the three and twelve months ended December 31, 2017. 

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

   SOCKET MOBILE, INC.
   
   
Date: February 15, 2018  /s/ David W. Dunlap
  David W. Dunlap
Vice President, Finance and Administration
and Chief Financial Officer

 

 

EXHIBIT INDEX

 

 

Exhibit Number  Description 
99.1  Text of press release, dated February 15, 2018, titled "Socket Mobile Reports 2017 Financial Results". 
99.2  Financial tables for the three and twelve months ended December 31, 2017.