Riverview Bancorp, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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769397100
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(CUSIP Number)
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August 3, 2010
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(Date of Event Which Requires Filing of this Statement)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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1.
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Name of Reporting Person
Sandler O’Neill Asset Management, LLC
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
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3.
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SEC Use Only
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4.
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Citizen or Place of Organization
New York
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5. Sole Voting Power
6. Shared Voting Power
1,200,000
7. Sole Dispositive Power
8. Shared Dispositive Power
1,200,000
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,200,000
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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¨
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||
11.
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Percent of Class Represented by Amount in Row (9)
5.72%
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12.
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Type of Reporting Person*
00
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1.
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Name of Reporting Person
SOAM Holdings, LLC
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
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||
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||||
3.
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SEC Use Only
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|||
4.
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Citizen or Place of Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5. Sole Voting Power
6. Shared Voting Power
613,400
7. Sole Dispositive Power
8. Shared Dispositive Power
613,400
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
613,400
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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¨
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||
11.
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Percent of Class Represented by Amount in Row (9)
2.93%
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12.
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Type of Reporting Person*
00
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1.
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Name of Reporting Person
Malta Partners, L.P.
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
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3.
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SEC Use Only
|
|||
4.
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Citizen or Place of Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. Sole Voting Power
6. Shared Voting Power
12,000
7. Sole Dispositive Power
8. Shared Dispositive Power
12,000
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
12,000
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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¨
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||
11.
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Percent of Class Represented by Amount in Row (9)
0.06%
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12.
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Type of Reporting Person*
PN
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1.
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Name of Reporting Person
Malta Hedge Fund, L.P.
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
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||
3.
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SEC Use Only
|
|||
4.
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Citizen or Place of Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. Sole Voting Power
6. Shared Voting Power
89,600
7. Sole Dispositive Power
8. Shared Dispositive Power
89,600
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
89,600
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10.
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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¨
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||
11.
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Percent of Class Represented by Amount in Row (9)
0.43%
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12.
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Type of Reporting Person*
PN
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1.
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Name of Reporting Person
Malta Hedge Fund II, L.P.
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
|
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3.
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SEC Use Only
|
|||
4.
|
Citizen or Place of Organization
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. Sole Voting Power
6. Shared Voting Power
511,800
7. Sole Dispositive Power
8. Shared Dispositive Power
511,800
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
511,800
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|||
10.
|
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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¨
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||
11.
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Percent of Class Represented by Amount in Row (9)
2.44%
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|||
12.
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Type of Reporting Person*
PN
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1.
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Name of Reporting Person
Malta Offshore, Ltd
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
|
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3.
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SEC Use Only
|
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4.
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Citizen or Place of Organization
Cayman Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. Sole Voting Power
6. Shared Voting Power
186,600
7. Sole Dispositive Power
8. Shared Dispositive Power
186,600
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
186,600
|
|||
10.
|
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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¨
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||
11.
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Percent of Class Represented by Amount in Row (9)
0.89%
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12.
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Type of Reporting Person*
CO
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1.
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Name of Reporting Person
SOAM Capital Partners, L.P.
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
|
||
3.
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SEC Use Only
|
|||
4.
|
Citizen or Place of Organization
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. Sole Voting Power
6. Shared Voting Power
400,000
7. Sole Dispositive Power
8. Shared Dispositive Power
400,000
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
400,000
|
|||
10.
|
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
|
¨
|
||
11.
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Percent of Class Represented by Amount in Row (9)
1.91%
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12.
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Type of Reporting Person*
PN
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1.
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Name of Reporting Person
Terry Maltese
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ¨
(b) ¨
|
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3.
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SEC Use Only
|
|||
4.
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Citizen or Place of Organization
USA
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. Sole Voting Power
6. Shared Voting Power
1,200,000
7. Sole Dispositive Power
8. Shared Dispositive Power
1,200,000
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9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,200,000
|
|||
10.
|
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
|
¨
|
||
11.
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Percent of Class Represented by Amount in Row (9)
5.72%
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12.
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Type of Reporting Person*
IN
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(i)
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MP beneficially owned 12,000 shares of Common Stock, constituting 0.06% of the shares outstanding.
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(ii)
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MHF beneficially owned 89,600 shares of Common Stock, constituting approximately 0.43% of the shares outstanding.
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(iii)
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MHFII beneficially owned 511,800 shares of Common Stock, constituting approximately 2.44% of the shares outstanding.
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(iv)
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MO beneficially owned 186,600 shares of Common Stock, constituting approximately 0.89% of the shares outstanding.
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(vi)
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SCP beneficially owned 400,000 shares of Common Stock, constituting approximately 1.91% of the shares outstanding.
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(vii)
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SOAM owned directly no shares of Common Stock. By reason of its position as management company for MP, MHF, MHFII, MO, and as an affiliate of Ventures, management company for SCP, SOAM may be deemed to beneficially own the 12,000 shares owned by MP, the 89,600 shares owned by MHF, the 511,800 shares owned by MHFII, the 186,600 shares owned by MO, and the 400,000 shares owned by SCP, or an aggregate of 1,200,000 shares of Common Stock, constituting approximately 5.72% of the shares outstanding.
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(viii)
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Holdings owned directly no shares of Common Stock. By reason of its position as general partner of MP, MHF, and MHFII, Holdings may be deemed to beneficially own the 12,000 shares owned by MP, the 89,600 shares owned by MHF, and the 511,800 shares owned by MHFII or an aggregate of 613,400 shares of Common Stock, constituting approximately 2.93% of the shares outstanding.
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(ix)
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Mr. Maltese directly owned no shares of Common Stock. By reason of his position as Managing Member of Holdings and SOAM, Mr. Maltese may be deemed to beneficially own the 12,000 shares owned by MP, the 89,600 shares owned by MHF, the 511,800 shares owned by MHFII, the 186,600 shares owned by MO, and the 400,000 shares owned by SCP, or an aggregate of 1,200,000 shares of Common Stock, constituting approximately 5.72% of the shares outstanding.
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(x)
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In the aggregate, the Reporting Persons beneficially own 1,200,000 shares of Common Stock, constituting approximately 5.72% of the shares outstanding.
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MP:
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12,000
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MO:
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186,600
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SOAM:
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1,200,000
|
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MHF:
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89,600
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SCAP:
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400,000
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MR. MALTESE:
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1,200,000
|
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MHFII:
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511,800
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HOLDINGS:
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613,400
|
|||
(iii)
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Sole power to dispose or to direct the disposition of:
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MP:
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12,000
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MO:
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186,600
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SOAM:
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1,200,000
|
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MHF:
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89,600
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SCAP:
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400,000
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MR. MALTESE:
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1,200,000
|
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MHFII:
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511,800
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HOLDINGS:
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613,400
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MALTA PARTNERS, L.P.
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MALTA HEDGE FUND, L.P.
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|||||||
By:
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SOAM Holdings, LLC,
the sole general partner
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By:
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SOAM Holdings, LLC,
the sole general partner
|
|||||
By:
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/s/ Terry Maltese
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By:
|
/s/ Terry Maltese
|
|||||
Terry Maltese
Managing Member
|
Terry Maltese
Managing Member
|
|||||||
MALTA OFFSHORE, LTD
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MALTA HEDGE FUND II, L.P.
|
By:
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/s/ Terry Maltese
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By:
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SOAM Holdings, LLC,
the sole general partner
|
|||||
Terry Maltese
Director
|
By:
|
/s/ Terry Maltese
|
||||||
Terry Maltese
Managing Member
|
SOAM CAPITAL PARTNERS, L.P.
|
Sandler O’Neill Asset
|
|||||||
Management LLC
|
||||||||
By:
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SOAM Venture Holdings
|
By:
|
/s/ Terry Maltese
|
|||||
By:
|
/s/ Terry Maltese
|
Terry Maltese
President
|
Terry Maltese
Managing Member
|
SOAM Holdings, LLC
|
Terry Maltese
|
|||||||
By:
|
/s/ Terry Maltese
|
By:
|
/s/ Terry Maltese
|
|||||
Terry Maltese
Managing Member
|
Terry Maltese
|
MALTA PARTNERS, L.P.
|
MALTA HEDGE FUND, L.P.
|
|||||||
By:
|
SOAM Holdings, LLC,
the sole general partner
|
By:
|
SOAM Holdings, LLC,
the sole general partner
|
|||||
By:
|
/s/ Terry Maltese
|
By:
|
/s/ Terry Maltese
|
|||||
Terry Maltese
Managing Member
|
Terry Maltese
Managing Member
|
MALTA OFFSHORE, LTD
|
MALTA HEDGE FUND II, L.P.
|
By:
|
/s/ Terry Maltese
|
By:
|
SOAM Holdings, LLC,
the sole general partner
|
|||||
Terry Maltese
Director
|
By:
|
/s/ Terry Maltese
|
||||||
Terry Maltese
Managing Member
|
SOAM CAPITAL PARTNERS, L.P.
|
Sandler O’Neill Asset
|
|||||||
Management LLC
|
||||||||
By:
|
SOAM Venture Holdings
|
By:
|
/s/ Terry Maltese
|
|||||
By:
|
/s/ Terry Maltese
|
Terry Maltese
President
|
Terry Maltese
Managing Member
|
SOAM Holdings, LLC
|
Terry Maltese
|
|||||||
By:
|
/s/ Terry Maltese
|
By:
|
/s/ Terry Maltese
|
|||||
Terry Maltese
Managing Member
|
Terry Maltese
|