|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HONEYWELL INTERNATIONAL INC 115 TABOR ROAD MORRIS PLAINS, NJ 07950 |
X | See Footnote 2 |
/s/ Richard E. Kent, Vice President, Deputy General Counsel, Finance and Assistant Secretary | 10/31/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 29, 2018, Honeywell International Inc. ("Honeywell") disposed of all 122,966,558 shares of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), common stock, par value $0.001 per share, (the "Resideo Common Stock"), issued and outstanding by distributing a pro rata dividend to Honeywell's stockholders one share of Resideo Common Stock for every six shares of Honeywell common stock, par value $1.00 per share held by each holder of record as of 5:00 p.m. New York City time on October 16, 2018, to effect the legal and structural separation of Resideo from Honeywell. |
(2) | Because an employee of Honeywell was a director of Resideo, Honeywell was previously deemed to be a director by deputization. |