|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ASAC II LP C/O NORTHERN TRUST PRIVATE EQUITY ADMIN. DEPARTMENT 2008, 801 SOUTH CANAL CHICAGO, IL 60607 |
X | |||
ASAC II LLC C/O NORTHERN TRUST PRIVATE EQUITY ADMIN. DEPARTMENT 2008, 801 SOUTH CANAL CHICAGO, IL 60607 |
X |
/s/ Brian G. Kelly, ASAC II LP, by Brian G. Kelly, Manager of ASAC II LLC, its general partner | 06/09/2016 | |
**Signature of Reporting Person | Date | |
/s/ Robert A. Kotick, ASAC II LLC, by Robert A. Kotick, Manager | 06/09/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | ASAC II LP distributed 140,936,582 shares of Common Stock to limited partners in accordance with the Second Amended and Restated Limited Partnership Agreement of ASAC II LP, dated June 2, 2016 (the "Second Amended LPA"). |
(2) | The shares of Common Stock distributed to the limited partners were distributed in accordance with the waterfall in the Second Amended LPA based on the average closing price over the 15 trading days immediately preceding the distribution date, which equaled $38.42. |
Remarks: ASAC II LLC is the general partner of ASAC II LP. |