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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOTTO WILLIAM J MERIDIAN BIOSCIENCE, INC 3471 RIVER HILLS DRIVE CINCINNATI, OH 45244 |
X | X | Chairman, CEO |
Melissa Lueke, Attorney-in-Fact for William J. Motto | 09/22/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sole general partner of this limited partnership, Motto Vivo Family Limited Partnership, is Motto Management, LLC, which holds 1% of the Limited Partnership. (The 100% owner of Motto Management, LLC is William J. Motto and David H. Motto, Trustees under the William J. Motto Revocable Trust.) The only other limited partner is William J. Motto and David H. Motto, Trustees under the William J. Motto Revocable Trust. Mr. Motto disclaims beneficial ownership of Meridian's common stock held by the Limited Partnership except to the extent of his pecuniary interest therein. |
(2) | Shares held by the William J. Motto Irrevocable Family Trust. Mr. Motto disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
(3) | Adjusted to reflect a 3-for-2 stock split by the Company effective September 2, 2005. |
(4) | Share totals updated to reflect prior transfer of shares without consideration from the Motto Vivo Family Limited Partnership to an irrevocable trust over which Mr. Motto maintains beneficial ownership. |
(5) | Shares held by an irrevocable trust over which Mr. Motto maintains beneficial ownership. |
(6) | Shares sold in a public offering pursuant to an underwriting agreement dated September 16, 2005, under which the sale of shares was consummated on September 21, 2005. |
(7) | Represents the price to public in the underwritten public offering and excludes underwriting discounts of $0.875 per share. |