1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
02/20/2023 |
Common Stock
|
4,620
|
$
9.61
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
02/23/2022 |
Common Stock
|
7,510
|
$
10.85
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(4)
|
Common Stock
|
2,580
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
Â
(6)
|
Common Stock
|
2,910
|
$
0
|
D
|
Â
|
Performance Units
|
02/23/2015 |
02/23/2015 |
Common Stock
|
3,000
|
$
(8)
|
D
|
Â
|
Performance Units
|
02/20/2016 |
02/20/2016 |
Common Stock
|
3,880
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Award vests in three equal installments on February 20, 2014, 2015, and 2016. |
(2) |
Award vests in three equal installment on February 23, 2013, 2014, and 2015 |
(3) |
Award will fully vest on February 23, 2015 |
(4) |
The grantee will be entitled to receive shares of common stock equal to the number of units vested on 2/23/2015. |
(5) |
Award will fully vest on February 20, 2016 |
(6) |
The grantee will be entitled to receive shares of common stock equal to the number of units vested on February 20, 2016. |
(7) |
Performance Units were granted on 2/20/13, subject to achievement of performance period criteria for a three-year period ending upon the close of the Company's 2015 fiscal year. Number of units reported assume the Company meets target performance criteria at the end of 2015; actual units earned will be adjusted based on actual performace against the performance criteria. Any earned units will vest on 2/20/2016, at which time each earned and vested unit will convert to one share of the Company's common stock. |
(8) |
Performance units were earned upon the close of the Company's 2012 fiscal year, based on performance criteria adopted by the Company's Board of Directors. The grantee will be entitled to receive shares of common stock equal to the number of units that will vest on 2/23/2015. |