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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) (4) | $ 33.28 | 11/05/1997 | 11/05/2007 | Common Shares | 3,005 | 1 | D | ||||||||
Option (right to buy) (4) | $ 46.293 | 11/23/1998 | 11/23/2008 | Common Shares | 2,160 | 1 | D | ||||||||
Option (right to buy) (4) | $ 29.958 | 11/03/1999 | 11/03/2009 | Common Shares | 3,338 | 1 | D | ||||||||
Option (right to buy) (4) | $ 62.5 | 11/01/2000 | 11/01/2010 | Common Shares | 2,064 | 1 | D | ||||||||
Option (right to buy) (5) | $ 62.5 | 11/01/2000 | 11/01/2010 | Common Shares | 1,136 | 1 | D | ||||||||
Option (right to buy) (4) | $ 63.9 | 11/07/2001 | 11/07/2011 | Common Shares | 2,019 | 1 | D | ||||||||
Option (right to buy) (5) | $ 63.9 | 11/07/2001 | 11/07/2011 | Common Shares | 1,893 | 1 | D | ||||||||
Option (right to buy) (4) | $ 70.01 | 11/06/2002 | 11/06/2012 | Common Shares | 1,843 | 1 | D | ||||||||
Option (right to buy) (5) | $ 70.01 | 11/06/2002 | 11/06/2012 | Common Shares | 1,728 | 1 | D | ||||||||
Option (right to buy) (4) | $ 59 | 11/05/2003 | 11/05/2013 | Common Shares | 2,842 | 1 | D | ||||||||
Option (right to buy) (5) | $ 59 | 11/05/2003 | 11/05/2013 | Common Shares | 2,242 | 1 | D | ||||||||
Option (right to buy) (4) | $ 54.2 | 12/08/2004 | 12/08/2014 | Common Shares | 3,094 | 1 | D | ||||||||
Option (right to buy) (5) | $ 54.2 | 12/08/2004 | 12/08/2014 | Common Shares | 2,441 | 1 | D | ||||||||
Option (right to buy) (4) | $ 61.79 | 11/02/2006 | 11/02/2012 | Common Shares | 2,714 | 1 | D | ||||||||
Option (right to buy) (5) | $ 61.79 | 11/02/2006 | 11/02/2012 | Common Shares | 684 | 1 | D | ||||||||
Option (right to buy) (5) | $ 63.48 | 11/08/2006 | A | 1 | 11/08/2007 | 11/08/2013 | Common Shares | 3,308 | (6) | 1 | D | ||||
Phantom Stock (7) | (8) | (8) | (8) | Common Shares | 4,889 | 4,889 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCOY JOHN B 191 W. NATIONWIDE BLVD. SUITE 625 COLUMBUS, OH 43215 |
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John B. McCoy | 11/08/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted share unit award granted without payment by grantee. |
(2) | Bona fide gift. |
(3) | Represents shares held by two GRATs (established on 10/18/05 and 9/01/06) after giving effect to the gifts being reported herein. A total of 50,773 shares, consisting of the 35,803 shares held by the GRATs referred to above and the 14,970 shares transferred by the gifts being reported herein, was previously reported as held by another GRAT. Interim transfers, exempt under Rule 16a-13, among the original GRAT, two other GRATs (one of which made the gifts being reported herein) and the GRATs referred to above were not reflected in prior reports. |
(4) | Stock option granted pursuant to the Cardinal Health, Inc. Equity Incentive Plan. |
(5) | Stock option granted pursuant to the Cardinal Health, Inc. Outside Directors Equity Incentive Plan. |
(6) | Stock option granted without payment by grantee. |
(7) | Phantom stock held under the Company's Deferred Compensation Plan. |
(8) | Each share of phantom stock is the economic equivalent of one common share. The shares of phantom stock become payable, in cash or common shares, at the election of the reporting person, at least six months after termination from board service. |