[ } TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF
|
[ x ] |
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|
For the fiscal year ended December 31, 2001 |
|
For the transition period from _____________ to _______________ |
|
|
2001 |
2000 |
|
Investments |
|
$65,893,845 |
$73,980,817 |
|
|
Receivables- |
|
|
|
|
|
Contributions- |
|
|
|
|
|
|
Employer |
- |
63,727 |
|
|
|
Participant |
- |
377,788 |
|
|
Interest and Dividends |
|
202 |
203,106 |
|
|
Other |
|
- |
28,561 |
|
|
|
Total receivables |
202 |
673,182 |
|
|
|
Total assets |
65,894,047 |
74,653,999 |
|
|
LIABILITIES: |
|
|
|
|
|
Other payables |
|
46,735 |
- |
|
|
NET ASSETS AVAILABLE FOR BENEFITS |
|
$65,847,312 |
$74,653,999 |
|
|
2001 |
2000 |
|
beginning of year |
$74,653,999 |
$83,780,670 |
|
|
Additions to net assets attributed to- |
||||
|
|
|
Investment income- |
|
|
|
|
|
|
|
Interest and dividend income |
784,768 |
2,533,530 |
|
|
|
|
Realized gain on investments sold |
227,227 |
38,919 |
|
|
|
|
Other, net |
30,567 |
- |
|
|
|
Contributions- |
|
|
|
|
|
|
|
Employer contributions (Note 1) |
300,090 |
444,451 |
|
|
|
|
Participant contributions (Note 1) |
2,434,787 |
2,642,842 |
|
|
|
|
Total additions |
3,777,439 |
5,659,742 |
|
|
|
Deductions from net assets attributed to- |
|
|
|
|
|
|
Distributions to former and active participants |
10,343,868 |
13,273,230 |
|
|
|
|
Unrealized depreciation in fair value of investments |
|
|
|
|
|
|
|
held |
2,229,012 |
1,451,400 |
|
|
|
Other, net |
|
11,246 |
61,783 |
|
|
Total deductions |
12,584,126 |
14,786,413 |
||
|
NET ASSETS AVAILABLE FOR BENEFITS, end of year |
$65,847,312 |
$74,653,999 |
|||
|
2001 |
2000 |
||
|
Stated Principal Value Investment Fund |
$ 18,764,717 |
N/A |
|
|
Fixed Income and Government Fund |
N/A |
16,503,050 |
|
|
Mutual funds- |
|
|
|
|
Equity Fund |
31,418,388 |
37,991,520 |
|
|
Aggressive Equity Fund |
N/A |
5,596,288 |
|
|
Balanced Fund |
6,003,356 |
5,587,029 |
|
|
2001 |
2000 |
|
Common stock |
$ (241,922) |
$(1,094,376) |
|
Mutual funds |
(1,759,863) |
(318,105) |
|
Total depreciation of investments |
$(2,001,785) |
$ (1,412,481) |
|
2001 |
2000 |
|
Net assets- |
|
|
|
A.M. Castle Common Stock |
$2,183,522 |
$3,019,926 |
|
Receivables(net of accruals) |
2,909 |
12,118 |
|
|
$2,186,431 |
$3,032,044 |
|
Changes in net assets- |
|
|
|
Net depreciation |
$ (241,922) |
$(1,094,376) |
|
Participant contributions |
63,022 |
40,018 |
|
Employer contributions |
11,243 |
6,867 |
|
Disposal of Keystone Ltd. |
- |
(110, 000) |
|
Partnership Fund stock |
|
|
|
Distributions to participants |
(267,938) |
(331,082) |
|
Other payables |
(1,115) |
|
|
Transfers to other funds |
(408,903) |
1,146,791 |
|
|
$ (845,613) |
$ (341,782) |
|
Schedule I |
|
|
|
|
|
|
|
|
(e) Current |
||||
|
(a) |
(b) Identity of Issuer |
|
(c) Description of Investment |
|
(d) Cost |
|
Value |
||||
|
|
*A.M. CASTLE & CO. |
|
AM Castle & Co. common stock |
|
$3,413,593 |
|
$2,183,522 |
||||
|
|
PIMCO Advisors, |
|
Equity Fund |
|
29,959,655 |
|
31,418,388 |
||||
|
|
Montag-Caldwell |
|
|
|
|
|
|
||||
|
|
Growth, and John |
|
|
|
|
|
|
||||
|
|
Hancock Core Equity |
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
|
||||
|
|
Chicago Trust |
|
Stated Principal Value Investment |
|
18,432,578 |
|
18,764,717 |
||||
|
|
|
|
Fund |
|
|
|
|
||||
|
|
Montag & Caldwell |
|
M&C Growth Fund |
|
138,758 |
|
136,000 |
||||
|
|
PIMCO Advisors |
|
Value Fund |
|
109,223 |
|
101,763 |
||||
|
|
Europacific Growth |
|
International Growth Fund |
|
795,256 |
|
581,265 |
||||
|
|
Black Rock |
|
Aggressive Equity Fund |
|
5,284,640 |
|
2,836,403 |
||||
|
|
Vanguard/Wellesley |
|
Balanced Fund |
|
6,157,317 |
|
6,003,356 |
||||
|
|
Vanguard |
|
|
|
|
|
|
||||
|
|
Institutional Index |
|
Institutional Index Fund |
|
2,030,856 |
|
1,691,742 |
||||
|
|
* LOAN FUND |
|
Participant loans, 9.50% to 10.75% |
|
2,176,688 |
|
2,176,689 |
||||
|
|
|
|
Total assets held for |
|
|
|
|
||||
|
|
|
|
investment purposes |
|
$68,498,564 |
|
$65,893,845 |
||||
|
Date: |
/S/ |
|
|
__ |
|
Member |
|
|
/S/ |
|
|
__ |
|
Member |