Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

 
OMB APPROVAL
 
OMB Number: 3235-0101
Expires: 0D\ , 2017
Estimated average burden
hours per response ........... 1.00
 
SEC USE ONLY
 
DOCUMENT SEQUENCE NO.
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale
                            or executing a sale directly with a market maker.
 
CUSIP NUMBER
1 (a) NAME OF ISSUER (Please type or print)

Mohawk Industries, Inc.
(b) IRS IDENT. NO.

52-1604305
(c) S.E.C. FILE NO.

01-13697
 
WORK LOCATION
 
1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE

160 South Industrial Blvd, Calhoun, Georgia 30710


(b)
(e) TELEPHONE NO.
AREA CODE
706
NUMBER
629-7721
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
Brian Carson
 
RELATIONSHIP TO ISSUER
Executive Officer
(c) ADDRESS STREET CITY STATE ZIP CODE

160 South Industrial Blvd., Calhoun, Georgia 30701
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3 (a)
Title of the Class of Securities To Be Sold
(b)

Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
SEC USE ONLY
(c)
Number of Shares or Other Units To Be Sold
(See instr. 3(c))
(d)
Aggregate Market Value
(See instr. 3(d))
(e)
Number of Shares or Other Units Outstanding
(See instr. 3(e))
(f)
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
(g)
Name of Each Securities Exchange
(See instr. 3(g))

Broker-Dealer
File Number

Common Stock
Fidelity Brokerage Services
245 Sumer Street
Boston, MA 02210
 

        215

   $45,876.33

74,153,400

    8/15/16

NYSE
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
3. (a) Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
       by the most recent report or statement published by the issuer
(f) Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold
1.
(a) Name of issuer
(b) Issuer's I.R.S. Identification Number
(c) Issuer's S.E.C. file number, if any
(d) Issuer's address, including zip code
(e) Issuer's telephone number, including area code

2. (a) Name of person for whose account the securities are to be sold
(b) Such person's relationship to the issuer (e.g., officer, director, 10%
       stockholder, or member of immediate family of any of the foregoing)
(c) Such person's address, including zip code

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.    SEC 1147 (08-07)





TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:

Title of the Class
Date you
Acquired

Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment

Nature of Payment
Common Stock
See attached
Acquisition of interests in the common stock fund administered by a company sponsored 401(k) plan
See attached
See attached
See attached
See attached
INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.


Name and Address of Seller

Title of Securities Sold

Date of Sale
Amount of
Securities Sold

Gross Proceeds
Brian Carson 160 South Industrial Blvd Calhoun Georgia 30701
Common Stock
8/8/2016
1,942
$417,530
REMARKS:


INSTRUCTIONS:
 
ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 

September 19, 2016
 
/s/ Brian Carson
DATE OF NOTICE
 
(SIGNATURE)
 
             The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (08-07)




Date You
Acquired

Name of Person from Whom Acquired
Amount of Securities
Acquired

Date of Payment

Nature of Payment
03/06/2009
Market Purchase - Executed by Fidelity Brokerage Services
64.665
03/11/2009
401k Payroll Deduction
03/26/2009
Market Purchase - Executed by Fidelity Brokerage Services
9.84
03/31/2009
401k Payroll Deduction
03/27/2009
Market Purchase - Executed by Fidelity Brokerage Services
2.859
04/01/2009
401k Payroll Deduction
05/01/2009
Market Purchase - Executed by Fidelity Brokerage Services
6.637
05/06/2009
401k Payroll Deduction
05/29/2009
Market Purchase - Executed by Fidelity Brokerage Services
8.374
06/03/2009
401k Payroll Deduction
06/26/2009
Market Purchase - Executed by Fidelity Brokerage Services
8.695
07/01/2009
401k Payroll Deduction
07/31/2009
Market Purchase - Executed by Fidelity Brokerage Services
6.244
08/05/2009
401k Payroll Deduction
08/28/2009
Market Purchase - Executed by Fidelity Brokerage Services
4.59
09/02/2009
401k Payroll Deduction
09/25/2009
Market Purchase - Executed by Fidelity Brokerage Services
4.384
09/30/2009
401k Payroll Deduction
10/30/2009
Market Purchase - Executed by Fidelity Brokerage Services
5.045
11/04/2009
401k Payroll Deduction
11/25/2009
Market Purchase - Executed by Fidelity Brokerage Services
4.957
12/01/2009
401k Payroll Deduction
12/08/2009
Market Purchase - Executed by Fidelity Brokerage Services
0.032
12/11/2009
401k Payroll Deduction
12/24/2009
Market Purchase - Executed by Fidelity Brokerage Services
0.977
12/30/2009
401k Payroll Deduction
01/29/2010
Market Purchase - Executed by Fidelity Brokerage Services
7.42
02/03/2010
401k Payroll Deduction
02/26/2010
Market Purchase - Executed by Fidelity Brokerage Services
6.07
03/03/2010
401k Payroll Deduction
03/12/2010
Market Purchase - Executed by Fidelity Brokerage Services
15.849
03/17/2010
401k Payroll Deduction
03/26/2010
Market Purchase - Executed by Fidelity Brokerage Services
5.926
03/31/2010
401k Payroll Deduction
04/30/2010
Market Purchase - Executed by Fidelity Brokerage Services
4.753
05/05/2010
401k Payroll Deduction
05/28/2010
Market Purchase - Executed by Fidelity Brokerage Services
5.592
06/03/2010
401k Payroll Deduction
06/28/2010
Market Purchase - Executed by Fidelity Brokerage Services
6.303
07/01/2010
401k Payroll Deduction
07/30/2010
Market Purchase - Executed by Fidelity Brokerage Services
6.489
08/04/2010
401k Payroll Deduction
08/25/2010
Market Purchase - Executed by Fidelity Brokerage Services
7.138
08/30/2010
401k Payroll Deduction
10/01/2010
Market Purchase - Executed by Fidelity Brokerage Services
5.77
10/06/2010
401k Payroll Deduction
11/01/2010
Market Purchase - Executed by Fidelity Brokerage Services
3.675
11/04/2010
401k Payroll Deduction
11/29/2010
Market Purchase - Executed by Fidelity Brokerage Services
3.972
12/02/2010
401k Payroll Deduction
12/30/2010
Market Purchase - Executed by Fidelity Brokerage Services
3.641
01/05/2011
401k Payroll Deduction
01/28/2011
Market Purchase - Executed by Fidelity Brokerage Services
5.525
01/31/2011
401k Payroll Deduction
 
 
215.422