|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DORCHESTER MINERALS OPERATING LP 3838 OAK LAWN AVE SUITE 300 DALLAS, TX 75219 |
Entity Under Common Control |
/s/ Leslie A. Moriyama | 09/21/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Purchased pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 16, 2016 for the purpose of satisfying equity awards to be granted pursuant to the Dorchester Minerals Operating LP Equity Program. |
(2) | Reporting person originally filed a Form 4 that reported that it purchased 600 units on September 12, 2016 for $15.27 per common unit. The correct amount purchased was 500 units. As a result of the inadvertent inclusion of the additional 100 common units, the amount reported in column 5 for each transaction on the original Form 4 representing the number of common securities beneficially owned following such transaction also included such additional common units. In addition, the column 5 total inadvertently included an additional 269 units that were previously disposed of and reported on a Form 4 dated 03/09/2016. The column 5 total has been corrected with this amended Form 4. |