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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Crump Daniel Blair 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
Chief Operating Officer |
Damian Olthoff, attorney-in-fact for Daniel Blair Crump | 02/16/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the purchase of 10,000 shares in 6 transactions, ranging in price from $9.530 to $9.445 per share, resulting in a weighted average sale price per share of $9.485 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder, full information regarding the number of shares purchased at each separate price within the range. |
(2) | Consists of: a) 15,000 shares held in a joint account controlled by Blair and Beth Crump; b) 24,063 net vested restricted stock units from a grant on February 24, 2014, which began vesting in equal one-fourth installments on January 1, 2015 and will finish vesting on January 1, 2018; and c) 6,777 net vested restricted stock units from a grant on January 23, 2015, which began vesting in equal one-fourth installments on January 1, 2016 and will finish vesting on January 1, 2019. |