firstcal-8k_0510.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
May 11, 2011
Date of Report (Date of Earliest Event Reported)
FIRST CALIFORNIA FINANCIAL GROUP, INC.
(Exact Name of Registrant As Specified In Its Charter)
|
Delaware
|
000-52498
|
38-3737811
|
|
(State of Incorporation)
|
(Commission File Number)
|
(IRS Employer Identification Number)
|
3027 Townsgate Road, Suite 300
Westlake Village, CA 91361
(Address of principal executive offices) (Zip Code)
(805) 322-9655
(Registrant’s telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|
o
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
o
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
o
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
o
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 7.01 Regulation FD Disclosure.*
C. G. Kum, President and Chief Executive Officer and Ron Santarosa, Chief Operating Officer/ Chief Financial Officer of First California Financial Group, Inc. will make a presentation to current and potential investors at the DA Davidson 13th Annual Financial Services Conference in Seattle on May 11 and 12, 2011.
Attached as Exhibit 99.1 is a copy of the presentation materials to be provided at those meetings.
Item 9.01 Financial Statements and Exhibits.*
(d) Exhibits
The following exhibits are being furnished herewith:
| Exhibit No. |
Description |
| |
|
| 99.1 |
|
_______________
|
*
|
The information furnished under Item 7.01 and Item 9.01 of this Current Report on Form 8-K, including the exhibit, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under that Section, nor shall it be deemed incorporated by reference in any registration statement or other filings of First California Financial Group, Inc. under the Securities Act of 1933, as amended, except as shall be set forth by specific reference in such filing.
|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
|
FIRST CALIFORNIA FINANCIAL GROUP, INC.
|
| |
|
|
|
Dated: May 11, 2011
|
|
By:
|
/s/ Romolo Santarosa
|
| |
|
Name:
|
Romolo Santarosa
|
| |
|
Title:
|
Senior Executive Vice President and Chief Operating Officer/Chief Financial Officer
|
3