UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (2) | Â (3) | 03/01/2018 | Common Stock | 30,000 | $ 17.24 | D | Â |
Stock Option (2) | Â (3) | 04/01/2019 | Common Stock | 35,000 | $ 16.1 | D | Â |
Stock Option (4) | Â (3) | 10/06/2019 | Common Stock | 25,000 | $ 22 | D | Â |
Stock Option (4) | Â (3) | 04/01/2020 | Common Stock | 16,500 | $ 28.2 | D | Â |
Stock Option (4) | Â (3) | 04/01/2021 | Common Stock | 11,092 | $ 33.3 | D | Â |
Stock Option (4) | Â (3) | 04/01/2022 | Common Stock | 6,387 | $ 46.97 | D | Â |
Stock Option (4) | Â (5) | 04/01/2023 | Common Stock | 6,775 | $ 61.14 | D | Â |
Stock Option (6) | Â (7) | 04/01/2024 | Common Stock | 10,524 | $ 59.74 | D | Â |
Stock Option (6) | Â (8) | 04/01/2025 | Common Stock | 9,717 | $ 71.53 | D | Â |
Stock Option (6) | Â (9) | 04/01/2026 | Common Stock | 8,798 | $ 80.19 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McConnell Glenn A. C/O VERISK ANALYTICS, INC 545 WASHINGTON BOULEVARD JERSEY CITY, NJ 07310 |
 |  |  Principal Accounting Officer |  |
/s/ Kenneth E. Thompson, Attorney-in-Fact | 01/11/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amount includes 4,481 restricted shares of Common Stock that were granted under the Issuer's 2009 Equity Incentive Plan and 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2009 Equity Incentive Plan and 2013 Equity Incentive Plan and the applicable award agreements thereunder, these restricted shares vest in four equal installments on the first, second, third and fourth anniversaries of their respective grant dates. |
(2) | Stock Options outstanding under the Issuer's 1996 Incentive Plan. |
(3) | Immediately. |
(4) | Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan. |
(5) | 5,081 shares of Common Stock underlying this Stock Option are immediately exercisable. The remaining 1,694 shares will become exercisable on 4/1/2017. |
(6) | Stock Options outstanding under the Issuer's 2013 Equity Incentive Plan. |
(7) | 5,262 shares of Common Stock underlying this Stock Option are immediately exercisable. The remaining 5,262 shares will become exercisable as follows: 2,631 shares on 4/1/2017, and 2,631 shares on 4/1/2018. |
(8) | 2,429 shares of Common Stock underlying this Stock Option are immediately exercisable. The remaining 7,288 shares will become exercisable as follows: 2,429 shares on 4/1/2017, 2,429 shares on 4/1/2018 and 2,430 shares on 4/1/2019. |
(9) | The 8,798 shares of Common Stock underlying this Stock Option will become exercisable as follows: 2,199 shares on 4/1/2017, 2,199 shares on 4/1/2018, 2,200 shares on 4/1/2019, and 2,200 shares of 4/1/2020. |