UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | Â (2) | 10/25/2014 | Class A Common Shares | 4,000 | $ 25.98 | D | Â |
Stock Option | Â (3) | 05/16/2015 | Class A Common Shares | 4,000 | $ 24.73 | D | Â |
Stock Option | Â (4) | 05/15/2016 | Class A Common Shares | 4,600 | $ 22.65 | D | Â |
Stock Option | Â (5) | 05/02/2017 | Class A Common Shares | 5,000 | $ 25.57 | D | Â |
Stock Option | Â (6) | 05/03/2020 | Class A Common Shares | 2,500 | $ 24.69 | D | Â |
Stock Option | Â (7) | 07/02/2020 | Class A Common Shares | 750 | $ 18.88 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAFFKE CHRISTOPHER W C/O ONE AMERICAN ROAD CLEVELAND, OH 44144 |
 |  |  VP, Gen. Counsel, Secretary |  |
Christopher W. Haffke | 12/11/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 5,000 performance shares and 3,742 restricted stock units. The reporting person's right to receive the common shares represented by (i) performance shares is subject to vesting where the performance shares will vest and be issued on February 28, 2013, and (ii) restricted stock units is subject to vesting where 900 restricted stock units will vest and be issued on May 3, 2013, and 1,421 restricted stock units will vest and be issued on each of May 2, 2013 and May 2, 2014, in each case based on the continued employment of the reporting person. |
(2) | These options are fully exercisable as of October 24, 2006. |
(3) | These options are fully exercisable as of May 16, 2007. |
(4) | These options are fully exercisable as of May 15, 2008. |
(5) | These options are fully exercisable as of May 2, 2009. |
(6) | These options are fully exercisable as of May 3, 2012. |
(7) | These options are fully exercisable as of July 2, 2012. |