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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant (Right to Buy) | $ 1.8784 | 09/30/2009 | X | 1,845,396 | 01/08/2004 | 01/08/2011 | Common Stock | 1,845,396 | $ 0 | 0 | I | Owned through partially-owned corporation (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MacAndrews & Forbes Holdings Inc. 35 EAST 62ND STREET NEW YORK, NY 10065 |
X | X | ||
PERELMAN RONALD O 35 EAST 62ND STREET NEW YORK, NY 10065 |
X | |||
MacAndrews & Forbes LLC 35 EAST 62ND STREET NEW YORK, NY 10065 |
X | |||
STH Partners, L.P. C/O MATTHEW H. KAMENS, COZEN O'CONNOR 1900 MARKET STREET PHILADELPHIA, PA 19103 |
X |
/s/ Barry F. Schwartz, Executive Vice Chairman | 10/18/2010 | |
**Signature of Reporting Person | Date | |
/s/ Barry F. Schwartz for Ronald O. Perelman pursuant to a Power of Attorney filed with the Securities and Exchange Commission | 10/18/2010 | |
**Signature of Reporting Person | Date | |
/s/ Barry F. Schwartz, Executive Vice Chairman | 10/18/2010 | |
**Signature of Reporting Person | Date | |
/s/ Paul G. Savas, Executive Vice President | 10/18/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents securities held by TransTech Pharma, Inc. ("TTP"), a corporation in which Ronald O. Perelman, a joint filer hereunder, has a direct ownership interest. Mr. Perelman disclaims beneficial ownership of the securities reported on the Form 4 as owned by TTP, except to the extent of his pecuniary interest therein. None of MacAndrews & Forbes Holdings Inc., MacAndrews & Forbes LLC or STH Partners, L.P., a limited partnership in which MacAndrews & Forbes LLC has a direct ownership interest and a joint filer hereunder ("STH"), has any pecuniary interest in securities held by TTP. |
(2) | On September 30, 2009, STH acquired 3,851,969 shares of Common Stock in a privately negotiated purchase from TTP. |
Remarks: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Holdings Inc., which beneficially owns 100% of the equity interests of MacAndrews & Forbes LLC, a joint filer hereunder. MacAndrews & Forbes LLC has a direct ownership interest in STH. MacAndrews & Forbes LLC beneficially owns the securities described above as owned through wholly-owned corporation and STH beneficially owns the securities described above as owned through partially-owned limited partnership. STH has agreed that any voting stock of SIGA Technologies, Inc. ("SIGA") held by STH will be voted in the same proportion as the votes cast by the other holders of voting stock of SIGA on any matter to be voted on by holders of such voting stock. Paul G. Savas and Steven L. Fasman serve as the representatives of the reporting persons on SIGA's board of directors. This amendment is filed to restate the original Form 4. The number of shares shown in this restated Form 4 reflects an anti-dilution adjustment made pursuant to the terms of the SIGA Technologies, Inc. warrant disclosed in Table II of the original Form 4 and this restated Form 4. On September 28, 2010, SIGA announced a restatement of its financial statements in connection with a failure by SIGA to account for anti-dilution adjustments in certain warrants (including the warrants referenced in Table II). SIGA did not timely advise the reporting persons of the effect of the anti-dilution adjustment, which was triggered before the date of the original Form 4 and which resulted in the issuance of an additional 20,983 shares of common stock to TTP as a result of the exercise of the warrants referenced in Table II. See SIGA's Current Report on Form 8-K filed on September 28, 2010 for more information. |