1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
03/01/2006(3)
|
03/01/2015 |
Common Stock
|
7,863
(4)
|
$
41.12
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/01/2007(3)
|
03/01/2016 |
Common Stock
|
5,793
(4)
|
$
41.17
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/01/2008(3)
|
03/01/2017 |
Common Stock
|
6,431
(4)
|
$
31.56
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/03/2009(3)
|
03/03/2018 |
Common Stock
|
5,597
(4)
|
$
32.4
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/03/2010(3)
|
03/03/2019 |
Common Stock
|
9,629
(5)
|
$
19.13
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Amount of securities beneficially owned includes 4,399 restricted shares that remain subject to a vesting condition; and 52.898 shares acquired under a dividend reinvestment plan. |
(2) |
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended. Each restricted stock unit represents a right to receive one share of Pentair, Inc. common stock upon vesting. |
(3) |
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. |
(4) |
Employee stock option granted under the Pentair, Inc. Omnibus Stock Incentive Plan. |
(5) |
Employee stock option granted under the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended. |