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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SPEDDEN ELWOOD 1625 SHARP POINT DRIVE FORT COLLINS, CO 80525 |
X |
Thomas O. McGimpsey - Attorney-in-Fact | 05/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The restricted stock units granted on May 6, 2009 will vest in four equal annual installments beginning on the first anniversary of the grant date. |
(2) | Represents shares of restricted stock units. |
(3) | Mr. Spedden has been granted a total of 30,000 restricted stock units in four grants: (A) 2,000 restricted stock units granted on May 24, 2006 which vest annually in four equal installments beginning on May 24, 2007 (1,000 of which have vested as of this filing); (B) 16,000 restricted stock units on May 2, 2007 which vest annually in four equal installments beginning on May 2, 2008 (8,000 of which have vested as of this filing); (C) 6,000 restricted stock units on May 7, 2008 which vest annually in four equal installments beginning on May 7, 2009 (1,500 of which have vested as of this filing); and (D) 6,000 restricted stock units on May 6, 2009 which vest annually in four equal installments beginning on May 6, 2010. As of this filing, 6,500 restricted stock units are vested and held as well as 1,000 shares of common stock. |