Edgar Filing: HARTFORD FINANCIAL SERVICES GROUP INC/DE

Form 11-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 11-K

(Mark One)

☒	ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2017

☐	TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from to

Commission file number 001-13958

A.	Full title of the Plan and the address of the Plan, if different from that of the issuer named below:

THE HARTFORD INVESTMENT AND SAVINGS PLAN

B.	Name of issuer of the securities held pursuant to the Plan and the address of its principal executive office:

THE HARTFORD FINANCIAL SERVICES GROUP, INC.

One Hartford Plaza, Hartford, Connecticut 06155

The Hartford Investment and Savings Plan

TABLE OF CONTENTS

December 31, 2017 and 2016


		Page No(s).
Report of Independent Registered Public Accounting Firm		F-1

Financial Statements:

Statements of Net Assets Available for Benefits as of December 31, 2017 and 2016		F-2

Statement of Changes in Net Assets Available for Benefits for the Year Ended December 31, 2017		F-3

Notes to Financial Statements as of December 31, 2017 and 2016 and for the year ended December 31, 2017		F-4 – F-13

Supplemental Schedule:

Form 5500, Schedule H, Part IV, Line 4i - Schedule of Assets (Held at End of Year) as of December 31, 2017		F-14 – F-40

Signature		F-41

Exhibit Index


Exhibit Number		Exhibit Name

23.1		Consent of Independent Registered Public Accounting Firm

All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable.

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Plan Participants and Plan Administrator of

The Hartford Investment and Savings Plan

Hartford, Connecticut

Opinion on the Financial Statements

We have audited the accompanying statements of net assets available for benefits of The Hartford Investment and Savings Plan (the “Plan”) as of December 31, 2017 and 2016, and the related statement of changes in net assets available for benefits for the year ended December 31, 2017, and the related notes (collectively, the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2017 and 2016, and the changes in net assets available for benefits for the year ended December 31, 2017, in conformity with accounting principles generally accepted in the United States of America.

Basis for Opinion

These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audits in accordance with standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.

Report on Supplemental Information

The supplemental schedule of assets (held at end of year) as of December 31, 2017, has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental schedule is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental schedule reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedule. In forming our opinion on the supplemental schedule, we evaluated whether the supplemental schedule, including its form and content, is presented in compliance with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, such schedule is fairly stated, in all material respects, in relation to the financial statements as a whole.

/s/ DELOITTE & TOUCHE LLP

Hartford, Connecticut

June 28, 2018

We have served as the auditor of the Plan since 2001.

F-1

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN

STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS

AS OF DECEMBER 31, 2017 AND 2016

($ IN THOUSANDS)


	2017		2016
Assets
Investments:
Investments, at fair value (Note 4)	$	3,617,677	$	3,034,782
Investments, at contract value (Note 3)		728,166		742,213

Total investments		4,345,843		3,776,995
Receivables:
Notes receivable from Members		64,137		61,140
Dividends and interest receivable		2,731		3,150

Total receivables		66,868		64,290

Total assets		4,412,711		3,841,285
Liabilities
Investment management expenses payable		763		472
Administrative expenses payable		37		40

Total liabilities		800		512
Net assets available for benefits	$	4,411,911	$	3,840,773


See Notes to Financial Statements.

F-2

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN

STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS

FOR THE YEAR ENDED DECEMBER 31, 2017

($ IN THOUSANDS)


	2017
Additions to net assets attributed to:
Contributions:
Employee contributions	$	133,758
Employer contributions		108,704
Rollover contributions		18,651

Total contributions		261,113

Investment income (loss):
Net appreciation in fair value of investments		597,293
Dividends		8,231

Total investment income		605,524

Interest income on notes receivable from Members		3,208

Total additions		869,845

Deductions from net assets attributed to:
Benefits paid to Members		293,668
Investment management fees		4,829
Administrative expenses		210

Total deductions		298,707

Net increase in net assets		571,138
Net assets available for benefits:
Beginning of year		3,840,773

End of year	$	4,411,911


See Notes to Financial Statements.

F-3

THE HARTFORD INVESTMENT AND SAVINGS PLAN

NOTES TO FINANCIAL STATEMENTS

AS OF DECEMBER 31, 2017 AND 2016

AND FOR THE YEAR ENDED DECEMBER 31, 2017

($ IN THOUSANDS)

Note 1. Description of the Plan

The following description of The Hartford Investment and Savings Plan (the “Plan” or “ISP”) as of December 31, 2017 is provided for general information purposes only. Members should refer to the Plan document for more complete information. “Members” refers to eligible participants of the Plan.

The Hartford Financial Services Group, Inc. (“HFSG”, together with its subsidiaries, “The Hartford”, the “Company”) is an insurance and financial services company. The Hartford, headquartered in Connecticut, is among the largest providers of property and casualty insurance and group life and disability products to individual and business customers in the United States of America. The Hartford is also a provider of mutual funds to investors. The Plan Sponsor, Hartford Fire Insurance Company, is a wholly owned subsidiary of The Hartford.

Information with regard to eligibility, contributions, distributions, vesting, trustees, withdrawals, loans, fund redistribution and certain definitions are contained in the Plan Document. A Summary Plan Description (“SPD”) setting forth the highlights of the Plan is available to Members on the Fidelity Net Benefits website. Fidelity Workplace Services LLC serves as the record keeper of the Plan.

Plan Changes

See Note 9 for a general description of amendments made to the Plan Document during 2017 and 2016.

General

The Plan is a defined contribution plan covering substantially all full-time and part-time employees of the Company. The Pension Administration Committee of the Company controls and manages the operation and administration of the Plan, subject to certain exemptions that are specified in the Plan Document. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”).

The Trust, as defined in the Plan Document, is the aggregate funds held by the trustee, State Street Bank and Trust Company (the “Trustee”), under the trust agreement established for the purposes of the Plan. The Investment and Savings Plan Investment Committee (“ISPIC”) is responsible for the management of Plan assets except with respect to matters that are the responsibility of Newport Trust Company (formerly Evercore Trust Company) as fiduciary with respect to the common stock of HFSG (“Hartford Stock”) held in The Hartford Stock Fund. The ISPIC may from time to time add investment funds to, or eliminate investment funds from, the group of investment funds available under the Plan, provided, however, that the ISPIC has no authority with respect to the Hartford Stock in The Hartford Stock Fund.

Contributions

Members may elect to contribute a percentage of their eligible compensation (including, effective January 1, 2013, overtime and certain annual bonuses and sales incentives) and may designate their contributions as before-tax, Roth 401(k), after-tax or a combination thereof. Generally, Member contributions may be elected based on 1% to 30% of eligible compensation. Members who are highly compensated employees may have contribution limits of less than 30% due to the operation of certain tests required under the Internal Revenue Code of 1986, as amended (the “IRC”). If Members do not elect otherwise, they will be automatically enrolled to make before-tax contributions equal to 6% (3% prior to January 1, 2016) of eligible compensation.

Since January 1, 2013, the Company’s contributions include a non-elective contribution of 2% of eligible compensation (“Non-elective Company contributions”) and a dollar-for-dollar matching contribution of up to 6% of eligible compensation contributed by the Member each pay period (“Matching Company contributions”). Prior to January 1, 2013, in addition to matching company contributions, the Company made floor company contributions equal to 0.5% of highly compensated eligible employees’ base salary and 1.5% of all other eligible employees’ base salary.

Member contributions in excess of 6% of the eligible compensation are Supplemental Savings that are not matched by the Company.

F-4

Note 1. Description of the Plan (continued)

Administrative Costs

The Trust pays certain administrative expenses of the Plan out of the assets of the Trust. Expenses not paid by the Trust are borne by the Company.

Member Accounts

Individual accounts are maintained for each Member of the Plan. Each Member’s account is credited with that Member’s contributions and allocations of the associated Matching Company contributions, Non-Elective Company contributions and any investment earnings for the Member’s account, and is charged with withdrawals and an allocation of administrative expenses and investment losses for the Member’s account. Allocations are based on Member account balances, as defined in the Plan Document. The benefit to which a Member is entitled is the benefit that can be provided from that Member’s vested account balance.

Vesting

Members are 100% vested at all times with respect to Member contributions and earnings thereon. Members first hired prior to January 1, 2016 are 100% vested in Matching Company and Non-Elective Company contributions made after January 1, 2013 after two years of service. Effective January 1, 2016, Members first hired on or after January 1, 2016 are 100% vested in Matching Company Contributions and Non-Elective Company contributions after three years of service.

Members are vested 20% in Matching Company contributions made prior to January 1, 2013 for each completed year of service, until five years of service at which time the Members are 100% vested. Members are fully vested in floor company contributions made prior to January 1, 2013.

Notwithstanding the foregoing statement, a Member becomes fully vested in such Member’s Matching Company contribution account upon retirement (for retirement eligible Members), disability, death, reaching age 65, or upon the complete discontinuance of Company contributions or termination of the Plan.

Investment Options

Members may direct the investment of their future contributions and/or existing account balances into various investment options offered by the Plan and may change investments and transfer amounts between funds daily. As of December 31, 2017, Member contributions, Matching Company contributions and Non-Elective Company contributions may be invested in any of the twenty-six investment options of the Plan in multiples of 1%, as elected or deemed elected by the Member (“Member directed investments”).

Certain investment options are parties-in-interest with The Hartford. See Note 8 for further discussion.

Notes Receivable from Members

Members may borrow from their accounts a minimum of $0.5 to a maximum equal to the lesser of $50 or 50% of their vested account balance, reduced by any pre-existing outstanding loan amounts during the last 12 months. Loan transactions are treated as transfers between the investment funds and the loan fund. Loan terms range from one to five years, or up to 15 years for the purchase of a primary residence. The loan is secured by the balance in the Member’s account. The interest rate on a loan in a calendar quarter is set on the last business day of the prior February, May, August or November based on the prime rate provided by Thomson Reuters on that date plus one percentage point and is fixed for the term of the loan. Principal and interest is paid ratably through payroll deductions.

Payment of Benefits

On termination of service due to retirement, death, disability, or certain other reasons, Members or their designated beneficiaries may elect to receive either a lump sum amount equal to the value of their vested account balance, or, in the case of Members meeting certain requirements, annual installments over a period not greater than thirty years (subject to certain conditions), or annual installments over the recipient’s life expectancy. If a Member was receiving installment payments, upon the Member’s death, the designated beneficiary has the option of receiving the remaining value either in a lump sum or annual installments over the beneficiary’s life expectancy.

F-5

Note 1. Description of the Plan (continued)

Distributions may be paid in cash or, with respect to The Hartford Stock Fund, in stock distributions. Members or their designated beneficiaries may also elect to defer distributions subject to certain conditions.

Forfeitures

When a Member terminates employment before he or she has vested in his or her Matching Company and Non-Elective Company contributions, the non-vested portion of the Member’s account as defined by the Plan, represents a forfeiture. The Plan document permits the use of forfeitures to either reduce future employer contributions or Plan administrative expenses for the Plan year. However, if a participant is re-employed and fulfills certain requirements, as defined in the Plan document, the account will be reinstated. At December 31, 2017 and 2016, forfeited non-vested account balances totaled $17 and $71, respectively.

These forfeitures are applied to reduce future Matching Company contributions. During the year ended December 31, 2017, Matching Company contributions were reduced by $2,648 from forfeitures.

Note 2. Accounting Policies

Basis of Accounting

The accompanying financial statements have been prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”) and the Department of Labor’s Rules and Regulations for Reporting and Disclosure under ERISA.

Use of Estimates

The preparation of financial statements in conformity with U.S. GAAP requires management of the Plan to make estimates and assumptions that affect the reported amounts of assets and liabilities and changes therein, and disclosure of contingent assets and liabilities as of the date of the financial statements and the reported amounts of additions and deductions during the reporting period. Actual results could differ from those estimates.

Risks and Uncertainties

The Plan provides various investment options to its participants. Investment securities, in general, are exposed to various risks, such as interest rate, credit and overall market volatility. Due to the level of risk associated with certain investment securities, it is possible that changes in the values of investment securities, which are reflected in the Statement of Changes in Net Assets Available for Benefits, may occur in the near term and such changes could materially affect the amounts reported in the financial statements.

Investment Valuation and Income Recognition

The Plan’s investments are stated at fair value, except for fully benefit-responsive guaranteed investment contracts (“GICs”), which are reported at contract value. Fair value of a financial instrument is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Contract value is the amount Plan participants would receive if they were to initiate permitted transactions under the terms of the Plan (see Note 3). See Note 4 for discussion on fair value measurements.

Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Net appreciation includes the Plan’s gains and losses on investments bought and sold as well as held during the year.

Investment expenses charged to the Plan for investments in mutual funds and collective investment trusts are charged directly against the assets of the fund and are not separately reflected. Consequently, investment expenses are reflected as a reduction of investment gain for such investments. For investments other than mutual funds and collective investment trusts, investment expenses are reflected as investment management fees paid out of the assets of the Fund and are recognized as expenses of the Plan.

Payment of Benefits

Benefits paid to Members are recorded when distributed.

F-6

Note 2. Accounting Policies (continued)

Contributions

Member and Matching Company contributions are recorded in the period during which the Company makes payroll deductions from Members’ compensation.

Excess Contribution Payable

The Plan is required to return contributions received during the Plan year in excess of the IRC limits. There were no such excess contributions in 2017 or 2016.

Notes Receivable from Members

Notes receivable from Members are measured at their unpaid principal balance plus any accrued but unpaid interest. Delinquent notes receivable from Member loans are recorded as deemed distributions based on the terms of the Plan Document.

Administrative Expenses

Certain administrative expenses of the Plan are paid by the Plan Sponsor as provided in the plan document. Recordkeeping fees of the Plan are paid by the Plan. All investment management and transaction fees directly related to the Plan investments are paid by the Plan.

Note 3. Fully Benefit-Responsive Investment Contract with Financial Institutions

The Plan’s Stable Value Fund is comprised primarily of synthetic GICs, which are fully benefit responsive contracts. Fully benefit-responsive contracts provide for a stated return on principal invested over a specified period and permit withdrawals at contract value for benefit payments, loans, or transfers. The synthetic GIC contracts are included in the financial statements at contract value (see Note 2). Contract value represents contributions made under the contract, plus earnings, less Plan withdrawals and administrative expenses. A synthetic GIC is an investment contract issued by an insurance company or other financial institution where the contract issuer is contractually obligated to provide a specified interest rate return with respect to a portfolio of financial instruments owned by the Plan and not held or owned by that insurance company or financial institution. The interest rate return is provided under a benefit responsive wrap contract (or “wrapper”). Standish Mellon Asset Management Company LLC, a wholly owned subsidiary of The Bank of New York Mellon Corporation, provides investment management services to the Stable Value Fund. The fair value of the benefit-responsive wrapper contracts was ($50) at December 31, 2017 and ($28) at December 31, 2016. The wrapper provides that Members execute Plan transactions at contract value. Certain events, such as a Plan termination, divestiture or reduction in force may limit the ability of the Plan to transact at contract value or may allow for the termination of the wrapper at less than contract value.

The Plan Sponsor does not believe that it is probable that any such events would limit the ability of the Plan to transact at contract value.

Earnings on investments at contract value as reported on the Statements of Net Assets Available for Benefits are provided through the mechanism of the crediting rate formula. The crediting rate is based on the current yield-to-maturity, the duration of the portfolio, and the amortization of gains and losses. Gains and losses are defined as the difference between the market value of the underlying securities and contract value of the synthetic GIC. Key factors that could influence future crediting rates include, but are not limited to, Plan cash flows, changes in interest rates, total return performance of the fair market value of the underlying securities within each synthetic GIC, default or credit failures of any of the securities, investment contracts, or other investments held in a trust that is owned by the Plan and the initiation of an extended termination of one or more synthetic GICs by the manager or the contract issuer. The rate of return earned on a synthetic GIC, or the crediting rate, is generally reset quarterly by the issuer but the rate cannot be less than zero.

The contract issuer is not allowed to terminate any of the synthetic GICs and settle at an amount different from contract value unless there is a breach of the contract which is not corrected within the applicable cure period. Actions that will result in a breach include, but are not limited to, material misrepresentation, failure to pay synthetic GIC fees, or any other payment due under the contract, and failure to adhere to investment guidelines. The Plan did not breach any terms of the synthetic GICs in 2017 or 2016.

F-7

Note 3. Fully Benefit-Responsive Investment Contract with Financial Institutions (continued)

During 2017, there were no changes in contracts within the Stable Value Fund.


Average yields:	2017			2016
Based on annualized earnings (1)		2.28	%		2.30	%
Based on interest rate credited to participants (2)		2.21	%		2.35	%

(1)	Calculated based on actual investment income from the underlying investments for the last month of the year, annualized, divided by the fair value of the investment portfolio as of December 31, 2017 and 2016, respectively.

(2)	Calculated based on the interest rate credited to participants from the underlying investments for the last month of the year, annualized, divided by the fair value of the investment portfolio as of December 31, 2017 and 2016, respectively.

The following table represents the contract value for each of the contracts as of December 31, 2017:


Contract Issuer	Contract Number	Major Credit Ratings		Investments at Contract Value
Transamerica Premier Life	MDA01097TR		AA- / Aa2	$	214,437
American General Life	1646368		AA / Aa2		101,686
American General Life	1635582		AA+ / Aaa		78,559
RGA	RGA00058		AA / Aa2		42,518
New York Life	GA29021		AA+ / Aaa		95,238
Prudential	GA62433		AA / Aa1		172,148

					704,586
Cash and cash equivalents					23,580

Total				$	728,166

The following table represents the contract value for each of the contracts as of December 31, 2016:

Contract Issuer

Contract
Number

Major
Credit
Ratings

Investments
at Contract
Value

Transamerica Premier Life

MDA01097TR

AA- / Aa2

230,226

American General Life

1646368

AA / Aa2

99,884

American General Life

1635582

AA+ / Aaa

77,396

RGA

RGA00058

AA / Aa2

41,550

New York Life

GA29021

AA+ / Aaa

93,047

Prudential

GA62433

AA / Aa1

167,989

710,092

Cash and cash equivalents

32,121

Total

742,213

Note 4. Fair Value Measurements

The Plan estimates of fair value are based on ASC 820, Fair Value Measurements and Disclosures, which provides a framework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value and requires that observable inputs be used in valuations when available.

The disclosure of fair value estimates in the fair value accounting guidance hierarchy is based on whether the significant inputs into the valuation are observable. In determining the level of the hierarchy in which the estimate is disclosed, the highest priority is given to unadjusted quoted prices in active markets and the lowest priority to unobservable inputs that reflect the Plan’s significant market assumptions. The level in the fair value hierarchy within which the fair value measurement is reported is based on the level of the input that is least observable to the measurement in its entirety. The three levels of the hierarchy are as follows:

•

Level 1 - Fair values based primarily on unadjusted quoted prices for identical assets, or liabilities, in active markets that the Plan has the ability to access at the measurement date.

F-8

Note 4. Fair Value Measurements (continued)

•

Level 2 - Fair values primarily based on observable inputs, other than quoted prices included in Level 1, or based on prices for similar assets and liabilities.

•

Level 3 - Fair values derived when one or more of the significant inputs are unobservable (including assumptions about risk). With little or no observable market, the determination of fair values uses considerable judgment and represents the Plan’s best estimate of an amount that could be realized in a market exchange for the asset or liability. Also included are securities that are traded within illiquid markets and/or priced by independent brokers.

Asset Valuation Techniques — Valuation techniques maximize the use of relevant observable inputs and minimize the use of unobservable inputs. The following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used at December 31, 2017 and 2016.

Generally, the Plan determines the estimated fair value of its equity securities and short-term investments using the market approach. The income approach is used for securities priced using a pricing matrix. The collective investment trust assets are measured at fair value using a NAV as a practical expedient. For Level 1 investments, which are comprised primarily of exchange-traded equity securities, valuations are based on observable inputs that reflect quoted prices for identical assets in active markets that the Plan has the ability to access at the measurement date.

Short-term Investments — Primary inputs also include material event notices and new issue money market rates.

Mutual Funds — Valued at the daily closing price as reported by the fund. Mutual funds held by the Plan are open-ended mutual funds that are registered with the Securities and Exchange Commission. These funds are required to publish their daily NAV and to transact at that price. The mutual funds held by the Plan are deemed to be actively traded.

Equity Securities – Valued at the closing price reported on the active market on which the individual securities are traded.

Collective Investment Trusts — Valued at the NAV of units of a collective trust. The NAV, as provided by the Trustee, is used as a practical expedient to estimate fair value. The NAV is based on the fair value of the underlying investments held by the fund less its liabilities. This practical expedient is not used when it is determined to be probable that the fund will sell the investment for an amount different than the reported NAV. Member transactions (purchases and sales) may occur daily. Were the Plan to initiate a full redemption of the collective trust, the investment advisor reserves the right to temporarily delay withdrawal from the trust in order to ensure that securities liquidations will be carried out in an orderly business manner. As of December 31, 2017 and 2016 there were no unfunded commitments or redemption restrictions on collective investment trusts.

The following tables set forth by level within the fair value hierarchy a summary of the Plan’s investments measured at fair value on a recurring basis at December 31, 2017 and 2016.


	Investment Assets at Fair Value December 31, 2017
	Active Markets		Other		Significant
	for Identical		Observable		Unobservable
	Assets (Level 1)		Inputs (Level 2)		Inputs (Level 3)		Total
Invested Assets
Short Term Investments	$	—	$	9,623	$	—	$	9,623
Debt Securities		—		—		—		—
Mutual Funds		970,675		—		—		970,675
Equity Securities		1,273,998		—		—		1,273,998

Total investments at fair value [1]	$	2,244,673	$	9,623	$	—	$	2,254,296

Investments at net asset value:
Collective investment trusts								1,363,381

Total investments							$	3,617,677

[1]	Excludes $1,310 of dividend receivable and $1,421 of interest receivable recorded at fair value.

F-9

Note 4. Fair Value Measurements (continued)


	Investment Assets at Fair Value December 31, 2016
	Active Markets		Other		Significant
	for Identical		Observable		Unobservable
	Assets (Level 1)		Inputs (Level 2)		Inputs (Level 3)		Total
Invested Assets
Short Term Investments	$	—	$	5,007	$	—	$	5,007
Debt Securities		—		—		—		—
Mutual Funds		825,115		—		—		825,115
Equity Securities		1,095,069		—		—		1,095,069

Total investments at fair value [1]	$	1,920,184	$	5,007	$	—	$	1,925,191

Investments at net asset value:
Collective investment trusts								1,109,591

Total investments							$	3,034,782

[1]	Excludes $1,383 of dividend receivable, $1,463 of interest receivable and $304 of other receivables recorded at fair value.

Transfers Between Levels — The availability of observable market data is monitored to assess the appropriate classification of financial instruments within the fair value hierarchy. Changes in economic conditions or model-based valuation techniques may require the transfer of financial instruments from one fair value level to another. In such instances, the transfer is reported at the beginning of the reporting period.

We evaluate the significance of transfers between levels based upon the nature of the financial instrument and size of the transfer relative to total net assets available for benefits. For the years ended, December 31, 2017 and 2016 there were no transfers between levels beyond those mentioned below.

Rollforward of Fair Value Measurements Using Significant Unobservable Inputs (Level 3)

The tables below set forth a summary of changes in the fair value of the Plan’s Level 3 investments using significant unobservable inputs for the years ended December 31, 2017 and 2016. There were no Level 3 investments as of either December 31, 2017 or December 31, 2016 and no transfers to or from Level 3 investments during 2017 or 2016.


	Level 3 Investment Assets and Investment
	Year Ended December 31, 2016
	Bond
	Investments
Balance, beginning of year	$	982
Realized gains/(losses), net		(25	)
Change in unrealized gains/(losses), net		65
Purchases		143
Issuances		—
Settlements		—
Sales		(1,165	)
Transfers in to Level 3		—
Transfers out of Level 3		—

Balance, end of year	$	—

F-10

Note 4. Fair Value Measurements (continued)

The change in unrealized gains/(losses) included in the Statement of Changes in Net Assets Available for Benefits related to Level 3 assets still held at the reporting date totaled $0 and $0 as of December 31, 2017 and 2016, respectively.

Hartford’s Investment and Savings Plan Investment Committee, which oversees the Plan’s menu of investments, works with an unaffiliated investment consultant to monitor the performance of Plan investments, periodically review the Plan’s menu of investments and, when appropriate, make changes.

The valuation methods described in Note 2 may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, although the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date.

Note 5. Federal Income Tax Status

The Internal Revenue Service (“IRS”) has determined and informed the Company by letter dated June 13, 2017 that the Plan and related Trust are designed in accordance with the applicable regulations of the IRC. The Company and Plan management believe that the Plan is currently designed and operated in compliance with the applicable requirements of the IRC and the Plan and related Trust continue to be tax-exempt. No provision for income taxes has been included in the Plan’s financial statements.

GAAP requires Plan management to evaluate tax positions taken by the Plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS.

The Plan is subject to audit by the IRS; however there are currently no audits for any tax periods in progress. The Plan Administrator believes it is no longer subject to income tax examinations for years prior to 2014.

Note 6. Plan Termination

Although the Company has not expressed any intent to do so, the Company has the right under the Plan to suspend, reduce, or partially or completely discontinue its contributions at any time and to terminate the Plan, the Trust agreement and the Trust hereunder, subject to the provisions of ERISA. In the event of termination or partial termination of the Plan or complete discontinuance of contributions, affected Members automatically become fully-vested in their accounts.

Note 7. Reconciliation of Financial Statements to Form 5500

The following is a reconciliation of net assets available for benefits between the accompanying financial statements and the amounts reflected in Form 5500 as of December 31, 2017 and 2016:


	2017		2016
Net assets available for benefits per accompanying financial statements	$	4,411,911	$	3,840,773
Adjustment from contract value to fair value for fully benefit-responsive investment contracts		5,138		6,675

Net assets per Form 5500	$	4,417,049	$	3,847,448

The following is a reconciliation of total investment income and contributions on the accompanying financial statements and the amount reflected in Form 5500 for the year ended December 31, 2017:


Total investment income and contributions per accompanying financial statements	$	869,845
Adjustment from contract value to fair value for fully benefit-responsive investment contracts at beginning of the year		(6,675	)
Adjustment from contract value to fair value for fully benefit-responsive investment contracts at the end of the year		5,138

Total income per Form 5500	$	868,308

F-11

Note 7. Reconciliation of Financial Statements to Form 5500 (continued)

The following is a reconciliation of benefits paid to Members between the accompanying financial statements and the amount reflected in Form 5500 for the year ended December 31, 2017:


Benefits paid to Members per accompanying financial statements	$	293,668
Deduct corrective distributions		6
Deduct amounts allocated to deemed loan distributions		30

Benefits paid to Members per Form 5500	$	293,632

Note 8. Exempt Party-in-Interest Transactions

Certain plan investments are in funds managed by the Trustee and certain subsidiaries of the Company. Fees paid by the Plan for trustee, custodial and investment management services amounted to $78 for the year ended December 31, 2017. Fees paid by the Plan to a subsidiary of the Company pursuant to a group annuity contract issued by a subsidiary, for The Hartford Index Fund, amounted to ($9) for the year ended December 31, 2017. In addition, certain Plan investments include shares of mutual funds that are advised and distributed by a subsidiary and shares of Hartford Stock. At December 31, 2017 and 2016, the fair value of mutual funds held by the Plan was $672,361 and $653,614, respectively. At December 31, 2017 and 2016, the Plan held 4,190,646 shares and 4,594,172 shares of Hartford Stock with a cost basis of $139,664 and $153,113, respectively. The shares of Hartford Stock had a fair value of $235,850 and $218,047 at December 31, 2017 and 2016, respectively. During the year ended December 31, 2017, the Plan recorded dividend income from Hartford Stock and The Hartford’s mutual funds of $8,042.

Note 9. Plan Amendments and Other Changes

Effective January 1, 2016, the Plan was amended to change the vesting period for Members hired on or after January 1, 2016, Members will become 100% vested in Matching Company and non-elective Company contributions made after January 1, 2016 after three years of service.

Effective July 29, 2016, the Plan was amended to allow new Members into the Plan and to allow employees to have their previous service with Northern Homelands Company and its subsidiaries and Lattice Strategies LLC be applied to their years of service with the Company and used in determining the employees’ vesting in Plan contributions. Further, if the new Members do not elect otherwise, they will be automatically enrolled to make before-tax contributions equal to 6% (3% for salary prior to January 1, 2016) of eligible compensation.

Effective January 1, 2018, the definition of Service was revised to give credit for employment with Aetna, Inc. to former Aetna employees who became Company employees on January 1, 2018 as a result of the Company’s acquisition of Aetna’s group life and disability business. In addition, if these former Aetna employees do not make a proper enrollment election, they will be automatically enrolled in the Plan 90 days after January 1, 2018 to make before-tax contributions equal to 6% of eligible compensation.

Effective January 1, 2018, a provision was added to the Plan to reduce the administrative burden of filing for benefits in cases where the beneficiary is unable to care for their affairs due to illness or accident, or is a minor or has died.

F-12

Note 10. Subsequent Events

Management has evaluated events subsequent to December 31, 2017, through the date the financial statements were issued, noting there are no subsequent events requiring adjustment or disclosure in the financial statements.

******

F-13

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Chartwell Equity Securities

Acxiom Corp

***

952

Almost Family Inc

***

1,056

Altra Industrial Motion Corp

***

1,295

American Equity Invt Life Hl

***

1,156

Argo Group International

***

1,769

Avista Corp

***

804

Barnes Group Inc

***

1,348

Black Hills Corp

***

857

Buffalo Wild Wings Inc

***

770

Columbia Banking System Inc

***

1,588

CVB Financial Corp

***

1,044

Denny S Corp

***

1,386

Diodes Inc

***

801

Eagle Materials Inc

***

1,354

Education Realty Trust Inc

***

1,164

El Paso Electric Co

***

1,241

Empire State Realty Trust A

***

789

Enpro Industries Inc

***

1,484

Esco Technologies Inc

***

2,158

Fcb Financial Holdings Cl A

***

949

First Financial Bancorp

***

1,264

First Industrial Realty Tr

***

1,162

First Midwest Bancorp Inc/Il

***

1,168

Fnb Corp

***

822

Franklin Electric Co Inc

***

929

Gstif 25 Bps

***

3,035

Haemonetics Corp/Mass

***

1,555

Harsco Corp

***

870

Healthcare Realty Trust Inc

***

1,388

Hope Bancorp Inc

***

1,154

Hub Group Inc Cl A

***

1,009

Independent Bank Group Inc

***

1,598

Innophos Holdings Inc

***

809

Integrated Device Tech Inc

***

1,920

Interface Inc

***

1,232

Itt Inc

***

2,236

Kite Realty Group Trust

***

660

Knoll Inc

***

1,078

Korn/Ferry International

***

1,153

Lancaster Colony Corp

***

755

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-14

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Lydall Inc

***

848

Mantech International Corp A

***

1,860

Matthews Intl Corp Class A

***

777

Mcgrath Rentcorp

***

828

Minerals Technologies Inc

***

1,201

Northwestern Corp

***

1,525

Oxford Industries Inc

***

680

Pebblebrook Hotel Trust

***

1,106

Pinnacle Financial Partners

***

845

Plexus Corp

***

1,788

PRA Group Inc

***

1,479

Progress Software Corp

***

1,243

PS Business Parks Inc/Ca

***

1,417

Renasant Corp

***

1,204

Rogers Corp

***

1,478

RSP Permian Inc

***

1,650

Rush Enterprises Inc Cl A

***

1,679

Saia Inc

***

1,666

Scholastic Corp

***

1,322

Selective Insurance Group

***

1,934

South State Corp

***

1,490

Southwest Gas Holdings Inc

***

1,314

SRC Energy Inc

***

1,052

Strayer Education Inc

***

416

Towne Bank

***

1,188

Tri Pointe Group Inc

***

1,184

Trueblue Inc

***

1,422

UMB Financial Corp

***

1,081

Umpqua Holdings Corp

***

1,089

United Bankshares Inc

***

787

United Community Banks/Ga

***

1,334

Wolverine World Wide Inc

***

1,045

Subtotal Chartwell Equity Securities

89,694

Clearing Account

State Street Bank and Trust

Clearing Account

***

1,189

Subtotal Clearing Account

1,189

Collective Investment Trusts

SSGA

SSGA Real Asset Fund

***

24,998

Target Retirement 2015 Fund

Vanguard Target Retirement 2015 Fund

***

88,565

Target Retirement 2020 Fund

Vanguard Target Retirement 2020 Fund

***

87,287

Target Retirement 2025 Fund

Vanguard Target Retirement 2025 Fund

***

292,408

Target Retirement 2030 Fund

Vanguard Target Retirement 2030 Fund

***

118,371

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-15

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Target Retirement 2035 Fund

Vanguard Target Retirement 2035 Fund

***

292,425

Target Retirement 2040 Fund

Vanguard Target Retirement 2040 Fund

***

93,632

Target Retirement 2045 Fund

Vanguard Target Retirement 2045 Fund

***

179,973

Target Retirement 2050 Fund

Vanguard Target Retirement 2050 Fund

***

78,099

Target Retirement 2055 Fund

Vanguard Target Retirement 2055 Fund

***

38,846

Target Retirement 2060 Fund

Vanguard Target Retirement 2060 Fund

***

18,320

Target Retirement 2065 Fund

Vanguard Target Retirement 2065 Fund

***

175

Target Retirement Income Fund

Vanguard Target Retirement Income Fund

***

50,282

Subtotal Collective Investment Trusts

1,363,381

Loomis Sayles Growth Fund

Alibaba Group Holding Sp Adr

***

17,606

Alphabet Inc Cl A

***

8,372

Alphabet Inc Cl C

***

8,340

Amazon.Com Inc

***

20,062

American Express Co

***

4,161

Amgen Inc

***

4,895

Analog Devices Inc

***

1,227

Autodesk Inc

***

9,170

Automatic Data Processing

***

2,393

Cerner Corp

***

5,895

Cisco Systems Inc

***

13,461

Coca Cola Co/The

***

7,473

Danone Spons Adr

***

9,054

Deere + Co

***

8,253

Expeditors Intl Wash Inc

***

7,936

Facebook Inc A

***

18,552

Factset Research Systems Inc

***

4,710

Gstif 25 Bps

***

3,235

Merck + Co. Inc.

***

2,714

Microsoft Corp

***

7,987

Monster Beverage Corp

***

11,575

Novartis AG Sponsored ADR

***

5,023

Novo Nordisk A/S Spons ADR

***

9,398

Oracle Corp

***

13,486

Procter + Gamble Co/The

***

7,510

Qualcomm Inc

***

8,853

Regeneron Pharmaceuticals

***

6,563

Schlumberger Ltd

***

8,786

SEI Investments Company

***

9,143

United Parcel Service Cl B

***

6,239

Varian Medical Systems Inc

***

6,171

Visa Inc Class A Shares

***

15,148

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-16

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Yum Brands Inc

***

4,882

Yum China Holdings Inc

***

3,520

Subtotal Loomis Sayles Growth Fund

281,793

The Hartford Index Fund

Equity Securities

3M Co

***

3,265

Abbott Laboratories

***

2,309

Abbvie Inc

***

3,583

Accenture Plc Cl A

***

2,199

Activision Blizzard Inc

***

1,113

Acuity Brands Inc

***

172

Adobe Systems Inc

***

2,008

Advance Auto Parts Inc

***

171

Advanced Micro Devices

***

196

AES Corp

***

166

Aetna Inc

***

1,367

Affiliated Managers Group

***

265

Aflac Inc

***

802

Agilent Technologies Inc

***

501

Air Products + Chemicals Inc

***

831

Akamai Technologies Inc

***

256

Alaska Air Group Inc

***

211

Albemarle Corp

***

328

Alexandria Real Estate Equit

***

291

Alexion Pharmaceuticals Inc

***

621

Align Technology Inc

***

373

Allegion Plc

***

176

Allergan Plc

***

1,264

Alliance Data Systems Corp

***

284

Alliant Energy Corp

***

229

Allstate Corp

***

873

Alphabet Inc Cl A

***

7,297

Alphabet Inc Cl C

***

7,342

Altria Group Inc

***

3,167

Amazon.Com Inc

***

10,870

Ameren Corporation

***

333

American Airlines Group Inc

***

515

American Electric Power

***

841

American Express Co

***

1,663

American International Group

***

1,245

American Tower Corp

***

1,422

American Water Works Co Inc

***

379

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-17

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Ameriprise Financial Inc

***

583

Amerisourcebergen Corp

***

345

Ametek Inc

***

389

Amgen Inc

***

2,934

Amphenol Corp Cl A

***

623

Anadarko Petroleum Corp

***

682

Analog Devices Inc

***

763

Andeavor

***

381

Ansys Inc

***

291

Anthem Inc

***

1,343

Aon Plc

***

778

Apache Corp

***

374

Apartment Invt + Mgmt Co A

***

159

Apple Inc

***

20,194

Applied Materials Inc

***

1,267

Aptiv Plc

***

525

Archer Daniels Midland Co

***

521

Arconic Inc

***

268

Arthur J Gallagher + Co

***

266

Assurant Inc

***

126

AT+T Inc

***

5,548

Autodesk Inc

***

534

Automatic Data Processing

***

1,208

Autozone Inc

***

455

Avalonbay Communities Inc

***

573

Avery Dennison Corp

***

236

Baker Hughes A Ge Co

***

315

Ball Corp

***

308

Bank Of America Corp

***

6,655

Bank Of New York Mellon Corp

***

1,282

Baxter International Inc

***

753

BB+T Corp

***

912

Becton Dickinson And Co

***

1,318

Berkshire Hathaway Inc Cl B

***

8,865

Best Buy Co Inc

***

405

Biogen Inc

***

1,565

Blackrock Inc

***

1,474

Boeing Co/The

***

3,837

Borgwarner Inc

***

235

Boston Properties Inc

***

466

Boston Scientific Corp

***

791

Brighthouse Financial Inc

***

130

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-18

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Bristol Myers Squibb Co

***

2,331

Broadcom Ltd

***

2,428

Brown Forman Corp Class B

***

313

C.H. Robinson Worldwide Inc

***

289

CA Inc

***

243

Cabot Oil + Gas Corp

***

307

Cadence Design Sys Inc

***

274

Campbell Soup Co

***

215

Capital One Financial Corp

***

1,122

Cardinal Health Inc

***

448

Carmax Inc

***

272

Carnival Corp

***

629

Caterpillar Inc

***

2,179

CBOE Global Markets Inc

***

329

CBRE Group Inc A

***

304

CBS Corp Class B When Distri

***

498

Celgene Corp

***

1,910

Centene Corp

***

404

Centerpoint Energy Inc

***

284

Centurylink Inc

***

377

Cerner Corp

***

495

CF Industries Holdings Inc

***

231

Charter Communications Inc A

***

1,514

Chesapeake Energy Corp

***

Chevron Corp

***

5,526

Chipotle Mexican Grill Inc

***

167

Chubb Ltd

***

1,577

Church + Dwight Co Inc

***

291

Cigna Corp

***

1,164

Cimarex Energy Co

***

270

Cincinnati Financial Corp

***

260

Cintas Corp

***

312

Cisco Systems Inc

***

4,400

Citigroup Inc

***

4,572

Citizens Financial Group

***

480

Citrix Systems Inc

***

293

Clorox Company

***

446

CME Group Inc

***

1,155

CMS Energy Corp

***

310

Coca Cola Co/The

***

4,089

Cognizant Tech Solutions A

***

973

Colgate Palmolive Co

***

1,539

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-19

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Comcast Corp Class A

***

4,342

Comerica Inc

***

351

Conagra Brands Inc

***

358

Concho Resources Inc

***

519

Conocophillips

***

1,525

Consolidated Edison Inc

***

612

Constellation Brands Inc A

***

915

Cooper Cos Inc/The

***

248

Corning Inc

***

646

Costco Wholesale Corp

***

1,890

Coty Inc Cl A

***

218

Crown Castle Intl Corp

***

1,048

CSRA Inc

***

114

CSX Corp

***

1,143

Cummins Inc

***

640

CVS Health Corp

***

1,707

Danaher Corp

***

1,320

Darden Restaurants Inc

***

276

Davita Inc

***

254

Deere + Co

***

1,163

Delta Air Lines Inc

***

854

Dentsply Sirona Inc

***

351

Devon Energy Corp

***

506

Digital Realty Trust Inc

***

544

Discover Financial Services

***

650

Discovery Communications A

***

Discovery Communications C

***

100

Dish Network Corp A

***

253

Dollar General Corp

***

563

Dollar Tree Inc

***

591

Dominion Energy Inc

***

1,212

Dover Corp

***

366

DowDupont Inc

***

3,873

Dr Horton Inc

***

405

Dr Pepper Snapple Group Inc

***

407

DTE Energy Company

***

456

Duke Energy Corp

***

1,368

Duke Realty Corp

***

225

DXC Technology Co

***

629

E Trade Financial Corp

***

312

Eastman Chemical Co

***

309

Eaton Corp Plc

***

809

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-20

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Ebay Inc

***

852

Ecolab Inc

***

811

Edison International

***

479

Edwards Lifesciences Corp

***

554

Electronic Arts Inc

***

752

Eli Lilly + Co

***

1,902

Emerson Electric Co

***

1,040

Entergy Corp

***

341

Envision Healthcare Corp

***

EOG Resources Inc

***

1,450

EQT Corp

***

324

Equifax Inc

***

329

Equinix Inc

***

824

Equity Residential

***

545

Essex Property Trust Inc

***

371

Estee Lauder Companies Cl A

***

662

Everest Re Group Ltd

***

211

Eversource Energy

***

465

Exelon Corp

***

879

Expedia Inc

***

342

Expeditors Intl Wash Inc

***

267

Express Scripts Holding Co

***

983

Extra Space Storage Inc

***

256

Exxon Mobil Corp

***

8,237

F5 Networks Inc

***

191

Facebook Inc A

***

9,780

Fastenal Co

***

365

Federal Realty Invs Trust

***

224

Fedex Corp

***

1,431

Fidelity National Info Serv

***

730

Fifth Third Bancorp

***

498

FirstEnergy Corp

***

317

Fiserv Inc

***

635

Flir Systems Inc

***

150

Flowserve Corp

***

127

Fluor Corp

***

168

FMC Corp

***

295

Foot Locker Inc

***

135

Ford Motor Co

***

1,132

Fortive Corp

***

514

Fortune Brands Home + Securi

***

245

Franklin Resources Inc

***

329

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-21

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Freeport Mcmoran Inc

***

593

Gap Inc/The

***

172

Garmin Ltd

***

154

Gartner Inc

***

259

General Dynamics Corp

***

1,312

General Electric Co

***

3,517

General Mills Inc

***

783

General Motors Co

***

1,218

Genuine Parts Co

***

324

GGP Inc

***

339

Gilead Sciences Inc

***

2,175

Global Payments Inc

***

371

Goldman Sachs Group Inc

***

2,077

Goodyear Tire + Rubber Co

***

185

H+R Block Inc

***

127

Halliburton Co

***

991

Hanesbrands Inc

***

177

Harley Davidson Inc

***

199

Harris Corp

***

392

Hartford Financial Svcs Grp

***

467

Hasbro Inc

***

240

HCA Healthcare Inc

***

578

HCP Inc

***

284

Helmerich + Payne

***

163

Henry Schein Inc

***

255

Hershey Co/The

***

372

Hess Corp

***

298

Hewlett Packard Enterprise

***

532

Hilton Worldwide Holdings In

***

375

Hologic Inc

***

274

Home Depot Inc

***

5,144

Honeywell International Inc

***

2,715

Hormel Foods Corp

***

227

Host Hotels + Resorts Inc

***

341

HP Inc

***

816

Humana Inc

***

824

Hunt (JB) Transprt Svcs Inc

***

229

Huntington Bancshares Inc

***

366

Idexx Laboratories Inc

***

317

IHS Markit Ltd

***

381

Illinois Tool Works

***

1,196

Illumina Inc

***

741

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-22

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Incyte Corp

***

386

Ingersoll Rand Plc

***

518

Intel Corp

***

5,021

Intercontinental Exchange In

***

959

International Paper Co

***

556

Interpublic Group Of Cos Inc

***

182

Intl Business Machines Corp

***

3,070

Intl Flavors + Fragrances

***

280

Intuit Inc

***

891

Intuitive Surgical Inc

***

950

Invesco Ltd

***

346

Iqvia Holdings Inc

***

331

Iron Mountain Inc

***

247

Jacobs Engineering Group Inc

***

185

JM Smucker Co/The

***

328

Johnson + Johnson

***

9,224

Johnson Controls Internation

***

820

JPMorgan Chase + Co

***

9,124

JPMorgan U.S. Government Money

***

7,899

Juniper Networks Inc

***

248

Kansas City Southern

***

253

Kellogg Co

***

393

Keycorp

***

504

Kimberly Clark Corp

***

987

Kimco Realty Corp

***

180

Kinder Morgan Inc

***

807

KLA Tencor Corp

***

383

Kohls Corp

***

212

Kraft Heinz Co/The

***

1,079

Kroger Co

***

568

L Brands Inc

***

346

L3 Technologies Inc

***

359

Laboratory Crp Of Amer Hldgs

***

377

Lam Research Corp

***

693

Leggett + Platt Inc

***

146

Lennar Corp A

***

301

Leucadia National Corp

***

193

Lincoln National Corp

***

391

LKQ Corp

***

292

Lockheed Martin Corp

***

1,861

Loews Corp

***

321

Lowe S Cos Inc

***

1,799

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-23

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Lyondellbasell Indu Cl A

***

829

M + T Bank Corp

***

598

Macerich Co/The

***

166

Macy S Inc

***

178

Marathon Oil Corp

***

334

Marathon Petroleum Corp

***

749

Marriott International Cl A

***

966

Marsh + Mclennan Cos

***

965

Martin Marietta Materials

***

323

Masco Corp

***

321

Mastercard Inc A

***

3,267

Mattel Inc

***

123

McCormick + Co Non Vtg Shrs

***

284

McDonald S Corp

***

3,189

McKesson Corp

***

756

Medtronic Plc

***

2,540

Merck + Co. Inc.

***

3,577

Metlife Inc

***

1,236

Mettler Toledo International

***

369

MGM Resorts International

***

395

Michael Kors Holdings Ltd

***

223

Microchip Technology Inc

***

478

Micron Technology Inc

***

1,102

Microsoft Corp

***

15,963

Mid America Apartment Comm

***

266

Mohawk Industries Inc

***

405

Molson Coors Brewing Co B

***

352

Mondelez International Inc A

***

1,487

Monsanto Co

***

1,192

Monster Beverage Corp

***

606

Moody S Corp

***

570

Morgan Stanley

***

1,698

Mosaic Co/The

***

209

Motorola Solutions Inc

***

341

Mylan Nv

***

527

Nasdaq Inc

***

208

National Oilwell Varco Inc

***

318

Navient Corp

***

Netapp Inc

***

347

Netflix Inc

***

1,931

Newell Brands Inc

***

352

Newfield Exploration Co

***

146

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-24

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Newmont Mining Corp

***

465

News Corp Class A

***

144

News Corp Class B

***

Nextera Energy Inc

***

1,708

Nielsen Holdings Plc

***

283

Nike Inc Cl B

***

1,910

Nisource Inc

***

201

Noble Energy Inc

***

330

Nordstrom Inc

***

128

Norfolk Southern Corp

***

964

Northern Trust Corp

***

499

Northrop Grumman Corp

***

1,242

Norwegian Cruise Line Holdin

***

221

NRG Energy Inc

***

199

Nucor Corp

***

470

Nvidia Corp

***

2,725

O Reilly Automotive Inc

***

475

Occidental Petroleum Corp

***

1,310

Omnicom Group

***

390

Oneok Inc

***

476

Oracle Corp

***

3,348

P G + E Corp

***

534

Paccar Inc

***

581

Packaging Corp Of America

***

264

Parker Hannifin Corp

***

618

Patterson Cos Inc

***

Paychex Inc

***

506

Paypal Holdings Inc

***

1,933

Pentair Plc

***

271

People S United Financial

***

151

Pepsico Inc

***

3,964

Perkinelmer Inc

***

187

Perrigo Co Plc

***

265

Pfizer Inc

***

5,018

Philip Morris International

***

3,814

Phillips 66

***

1,010

Pinnacle West Capital

***

221

Pioneer Natural Resources Co

***

684

PNC Financial Services Group

***

1,596

PPG Industries Inc

***

691

PPL Corp

***

491

Praxair Inc

***

1,029

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-25

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Priceline Group Inc/The

***

1,969

Principal Financial Group

***

440

Procter + Gamble Co/The

***

5,441

Progressive Corp

***

761

Prologis Inc

***

798

Prudential Financial Inc

***

1,133

Public Service Enterprise Gp

***

606

Public Storage

***

727

Pultegroup Inc

***

209

PVH Corp

***

247

Qorvo Inc

***

197

Qualcomm Inc

***

2,193

Quanta Services Inc

***

141

Quest Diagnostics Inc

***

312

Ralph Lauren Corp

***

133

Range Resources Corp

***

Raymond James Financial Inc

***

267

Raytheon Company

***

1,262

Realty Income Corp

***

373

Red Hat Inc

***

494

Regency Centers Corp

***

238

Regeneron Pharmaceuticals

***

673

Regions Financial Corp

***

466

Republic Services Inc

***

357

Resmed Inc

***

279

Robert Half Intl Inc

***

162

Rockwell Automation Inc

***

586

Rockwell Collins Inc

***

513

Roper Technologies Inc

***

616

Ross Stores Inc

***

719

Royal Caribbean Cruises Ltd

***

475

S+P Global Inc

***

1,004

S+P500 Emini Fut Mar18

***

—

Salesforce.Com Inc

***

1,630

SBA Communications Corp

***

446

Scana Corp

***

132

Schlumberger Ltd

***

2,170

Schwab (Charles) Corp

***

1,424

Scripps Networks Inter Cl A

***

191

Seagate Technology

***

281

Sealed Air Corp

***

207

Sempra Energy

***

624

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-26

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Sherwin Williams Co/The

***

784

Signet Jewelers Ltd

***

Simon Property Group Inc

***

1,241

Skyworks Solutions Inc

***

405

Sl Green Realty Corp

***

231

Smith (A.O.) Corp

***

208

Snap On Inc

***

231

Southern Co/The

***

1,122

Southwest Airlines Co

***

830

Stanley Black + Decker Inc

***

605

Starbucks Corp

***

1,899

State Street Corp

***

841

Stericycle Inc

***

135

Stryker Corp

***

1,158

Suntrust Banks Inc

***

715

Symantec Corp

***

404

Synchrony Financial

***

660

Synopsys Inc

***

298

Sysco Corp

***

677

T Rowe Price Group Inc

***

591

Tapestry Inc

***

292

Target Corp

***

824

TE Connectivity Ltd

***

777

Technipfmc Plc

***

319

Texas Instruments Inc

***

2,392

Textron Inc

***

347

Thermo Fisher Scientific Inc

***

1,769

Tiffany + Co

***

247

Time Warner Inc

***

1,655

TJX Companies Inc

***

1,131

Torchmark Corp

***

226

Total System Services Inc

***

307

Tractor Supply Company

***

218

Transdigm Group Inc

***

308

Travelers Cos Inc/The

***

863

Tripadvisor Inc

***

Twenty First Century Fox B

***

348

Twenty First Century Fox A

***

846

Tyson Foods Inc Cl A

***

561

UDR Inc

***

240

Ulta Beauty Inc

***

303

Under Armour Inc Class A

***

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-27

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Under Armour Inc Class C

***

Union Pacific Corp

***

2,453

United Continental Holdings

***

394

United Parcel Service Cl B

***

1,903

United Rentals Inc

***

338

United Technologies Corp

***

2,202

Unitedhealth Group Inc

***

4,965

Universal Health Services B

***

231

Unum Group

***

286

US Bancorp

***

1,963

Valero Energy Corp

***

935

Varian Medical Systems Inc

***

237

Ventas Inc

***

497

Verisign Inc

***

226

Verisk Analytics Inc

***

347

Verizon Communications Inc

***

5,018

Vertex Pharmaceuticals Inc

***

881

VF Corp

***

564

Viacom Inc Class B

***

253

Visa Inc Class A Shares

***

4,805

Vornado Realty Trust

***

313

Vulcan Materials Co

***

395

Wal Mart Stores Inc

***

3,359

Walgreens Boots Alliance Inc

***

1,465

Walt Disney Co/The

***

3,774

Waste Management Inc

***

801

Waters Corp

***

357

WEC Energy Group Inc

***

487

Wells Fargo + Co

***

6,249

Welltower Inc

***

549

Western Digital Corp

***

547

Western Union Co

***

203

Westrock Co

***

374

Weyerhaeuser Co

***

619

Whirlpool Corp

***

282

Williams Cos Inc

***

586

Willis Towers Watson Plc

***

462

WW Grainger Inc

***

285

Wyndham Worldwide Corp

***

273

Wynn Resorts Ltd

***

314

Xcel Energy Inc

***

568

Xerox Corp

***

144

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-28

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

Xilinx Inc

***

393

XL Group Ltd

***

209

Xylem Inc

***

285

Yum Brands Inc

***

639

Zimmer Biomet Holdings Inc

***

568

Zions Bancorporation

***

236

Zoetis Inc

***

816

Subtotal The Hartford Index Fund

539,536

Lee Munder Equity Securities

Aercap Holdings Nv

***

2,506

Alexandria Real Estate Equit

***

2,345

Allegheny Technologies Inc

***

1,700

Allstate Corp

***

2,384

American Campus Communities

***

1,950

Ameriprise Financial Inc

***

2,460

Amerisourcebergen Corp

***

1,000

Anadarko Petroleum Corp

***

1,911

Aramark

***

2,309

Bemis Company

***

1,492

Berry Global Group Inc

***

1,623

Blackstone Mortgage Tru Cl A

***

2,042

Borgwarner Inc

***

2,339

Brixmor Property Group Inc

***

1,687

Carter S Inc

***

1,206

Charles River Laboratories

***

1,844

Cimarex Energy Co

***

2,135

Clean Harbors Inc

***

1,647

CSRA Inc

***

2,085

Darling Ingredients Inc

***

1,328

Dentsply Sirona Inc

***

1,990

Diebold Nixdorf Inc

***

835

Dollar General Corp

***

1,467

Dollar Tree Inc

***

1,603

Dover Corp

***

2,395

DTE Energy Company

***

2,247

E Trade Financial Corp

***

1,978

Edison International

***

1,628

Envision Healthcare Corp

***

1,947

EQT Corp

***

2,007

Equinix Inc

***

1,673

Fidelity National Info Serv

***

2,168

Fluor Corp

***

1,277

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-29

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

FMC Corp

***

1,757

Great Plains Energy Inc

***

1,550

Gstif 25 Bps

***

1,567

Hain Celestial Group Inc

***

1,935

Hanover Insurance Group Inc/

***

1,573

Host Hotels + Resorts Inc

***

1,658

Ishares Russell Mid Cap Value

***

3,677

Kar Auction Services Inc

***

2,256

Kroger Co

***

1,902

LKQ Corp

***

3,225

M + T Bank Corp

***

1,972

Macom Technology Solutions H

***

2,389

Michaels Cos Inc/The

***

970

Mid America Apartment Comm

***

1,627

Newfield Exploration Co

***

1,764

Noble Energy Inc

***

1,980

Olin Corp

***

1,374

Pacwest Bancorp

***

1,402

Parker Hannifin Corp

***

1,433

Patterson Cos Inc

***

1,667

Pinnacle West Capital

***

2,321

PPG Industries Inc

***

1,823

PPL Corp

***

1,243

PTC Inc

***

1,888

Qorvo Inc

***

1,741

Regal Beloit Corp

***

2,044

Reinsurance Group Of America

***

2,269

Signature Bank

***

2,071

SLM Corp

***

675

Snap On Inc

***

2,178

Sonoco Products Co

***

1,270

Stericycle Inc

***

1,550

SVB Financial Group

***

2,416

Synopsys Inc

***

2,249

TCF Financial Corp

***

1,615

Treehouse Foods Inc

***

995

Tyson Foods Inc Cl A

***

1,059

United States Steel Corp

***

1,139

Unum Group

***

2,100

Valvoline Inc

***

1,997

Westar Energy Inc

***

1,433

Subtotal Lee Munder Equity Securities

134,962

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

See accompanying Report of Independent Registered Public Accounting Firm.

F-30

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value		(d) Cost		(e) Current Value
	Loan Fund
	Notes receivable from Members	Notes receivable from Members, maturing in 2018 through 2032 bearing interest at rates from 4.25% - 9.25%			N/A		64,137

			Subtotal Loan Fund			$	64,137

	Master Expense Account
	Gstif 25 Bps Gstif 25 Bps				***		7

			Subtotal Master Expense Account			$	7

	Mutual Funds
	Dodge & Cox				***		138,137
*	Hartford HLS Divident & Growth Fd Cl Ia				***		283,174
*	Hartford HLS Mut Fds Bond HLS Fd Cl Ia				***		117,186
*	Hartford HLS Mut Fds Intl Opportunities HLS Fd Cl I				***		137,255
*	Hartford HLS Mut Fds Midcap HLS Fd Cl Ia				***		134,746
	QM Small Cap Growth Fund				***		90,454
	Vanguard Federal Money Market				***		69,723

			Subtotal Mutual Funds			$	970,675

	Separate Account GIC
	New York Life				***		96,025

			Subtotal Separate Account GIC			$	96,025

	Shared Holdings (aa) - HIMCO Bond Fund
	21St Century Fox America	4.500%	02/15/21		650		687
	Abbvie Inc	2.850%	05/14/23		825		823
	AEP Texas Inc	2.400%	10/01/22		750		739
	American Express Co	3.000%	10/30/24		750		749
	American Express Credit	3.300%	05/03/27		500		507
	American Intl Group	3.750%	07/10/25		1,000		1,031
	Anheuser Busch Inbev Fin	2.650%	02/01/21		1,000		1,005
	Apple Inc	2.400%	05/03/23		685		678
	AT+T Inc	3.400%	05/15/25		1,500		1,475
	AT+T Inc	3.950%	01/15/25		225		230
	Aventura Mall Trust	3.743%	12/05/32		400		412
	Bank Of America Corp	3.875%	08/01/25		500		527
	Bank Of America Corp	3.300%	01/11/23		1,210		1,238
	Bank Of New York Mellon	3.250%	09/11/24		885		904
	Bat Capital Corp	3.222%	08/15/24		500		500
	Bayer Us Finance Llc	3.375%	10/08/24		820		834
	BB+T Corporation	2.450%	01/15/20		600		602
	Berkshire Hathaway Inc	2.200%	03/15/21		500		498

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under the Bank of New York Mellon (“BNY”) Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433

See accompanying Report of Independent Registered Public Accounting Firm.

F-31

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value				(d) Cost		(e) Current Value
	Berkshire Hathaway Inc		1.550	%	02/09/18		630		630
	BP Capital Markets Plc		3.814	%	02/10/24		655		689
	Branch Banking + Trust		2.850	%	04/01/21		510		517
	British Columbia Prov Of		2.650	%	09/22/21		330		333
	Burlingtn No Sf 05 3 Tr		4.830	%	01/15/23		247		257
	Burlingtn North Santa Fe		3.400	%	09/01/24		480		497
	California St		2.367	%	04/01/22		1,000		997
	Canadian Pacific Rr Co		7.250	%	05/15/19		250		266
	Capital One Financial Co		3.750	%	03/09/27		1,000		1,011
	Capital One Na		2.350	%	08/17/18		320		320
	Caterpillar Financial Se		2.750	%	08/20/21		335		339
	Centerpoint Energy Transition		2.161	%	10/15/21		158		158
	Chase Issuance Trust		1.580	%	08/16/21		467		463
	Chevron Corp		2.355	%	12/05/22		640		635
	Chevron Corp		2.427	%	06/24/20		280		281
	Chubb Ina Holdings Inc		2.700	%	03/13/23		725		720
	Cigna Corp		4.500	%	03/15/21		300		315
	Cigna Corp		4.000	%	02/15/22		290		303
	Cisco Systems Inc		2.200	%	02/28/21		1,053		1,050
	Citibank Credit Card Issuance		5.350	%	02/07/20		500		502
	Citigroup Inc		2.700	%	03/30/21		1,000		1,003
	Citigroup Inc		3.875	%	10/25/23		500		522
	Comm Mortgage Trust		3.762	%	02/10/49		1,000		1,050
	Comm Mortgage Trust		3.012	%	05/10/47		575		581
	Comm Mortgage Trust		1.873	%	04/12/35		69		67
	Commonwealth Edison Co		2.950	%	08/15/27		1,000		989
	Cooperat Rabobank Ua/Ny		2.250	%	01/14/19		355		355
	Credit Suisse New York		1.700	%	04/27/18		1,000		999
	CSAIL Commercial Mortgage Trus		3.808	%	11/15/48		1,000		1,045
	CVS Health Corp		3.500	%	07/20/22		390		397
	CVS Health Corp		2.125	%	06/01/21		500		488
	Dell Int Llc / Emc Corp		5.450	%	06/15/23		1,015		1,097
	Delta Air Lines 2010 2A		4.950	%	11/23/20		178		183
	Duke Energy Progress Llc		2.800	%	05/15/22		240		242
	EMD Finance Llc		2.950	%	03/19/22		840		844
	Eversource Energy		2.750	%	03/15/22		500		501
	Eversource Energy		2.900	%	10/01/24		500		496

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***	Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-32

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value				(d) Cost		(e) Current Value
	Exxon Mobil Corporation		2.222	%	03/01/21		1,000		998
	Fanniemae Aces		3.346	%	03/25/24		870		903
	Fed Hm Ln Pc Pool A11544		5.500	%	06/01/33		8		9
	Fed Hm Ln Pc Pool A15942		6.000	%	11/01/33		13		14
	Fed Hm Ln Pc Pool A26586		6.000	%	09/01/34		10		11
	Fed Hm Ln Pc Pool A77952		5.000	%	05/01/38		8		8
	Fed Hm Ln Pc Pool B19557		5.500	%	07/01/20		62		64
	Fed Hm Ln Pc Pool C03506		6.000	%	05/01/40		121		135
	Fed Hm Ln Pc Pool G01629		6.000	%	10/01/33		12		14
	Fed Hm Ln Pc Pool G11657		4.500	%	12/01/18		12		12
	Fed Hm Ln Pc Pool G11868		5.500	%	07/01/20		20		20
	Fed Hm Ln Pc Pool G14174		5.000	%	03/01/25		41		42
	Fed Hm Ln Pc Pool G60948		3.000	%	01/01/47		2,432		2,435
	Fed Hm Ln Pc Pool J00617		5.500	%	12/01/20		17		17
	Fed Hm Ln Pc Pool J00921		5.000	%	12/01/20		4		4
	Fed Hm Ln Pc Pool J01060		5.000	%	01/01/21		7		7
	Fed Hm Ln Pc Pool Q02688		4.000	%	08/01/41		150		159
	Fed Hm Ln Pc Pool V82942		3.000	%	02/01/47		2,149		2,152
	FHLMC Multifamily Structured P		2.566	%	09/25/20		1,000		1,007
	Fico Strip Prin		0.010	%	05/11/18		580		577
	Fifth Third Bank		2.875	%	10/01/21		635		641
	FNMA Pool 357821		6.000	%	05/01/35		177		200
	FNMA Pool 555417		6.000	%	05/01/33		39		44
	FNMA Pool 555545		5.000	%	06/01/18		2		2
	FNMA Pool 555591		5.500	%	07/01/33		46		51
	FNMA Pool 712104		5.000	%	05/01/18		—		—
	FNMA Pool 725704		6.000	%	08/01/34		31		35
	FNMA Pool 730716		6.000	%	08/01/33		26		29
	FNMA Pool 734059		5.500	%	08/01/33		7		8
	FNMA Pool 745932		6.500	%	11/01/36		63		71
	FNMA Pool 756154		6.000	%	11/01/33		34		39
	FNMA Pool 792191		5.500	%	09/01/34		37		41
	FNMA Pool 805176		5.500	%	01/01/20		26		27
	FNMA Pool 888022		5.000	%	02/01/36		100		109
	FNMA Pool 888341		5.000	%	02/01/37		67		73
	FNMA Pool 890528		5.500	%	06/01/39		97		107
	FNMA Pool 908560		5.500	%	01/01/22		5		5

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-33

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value				(d) Cost		(e) Current Value
	FNMA Pool 944026		6.500	%	08/01/37		168		186
	FNMA Pool Aa4266		4.500	%	05/01/24		19		20
	FNMA Pool Ab0536		6.000	%	02/01/37		64		72
	FNMA Pool Aj5733		3.500	%	12/01/41		1,753		1,816
	FNMA Pool Al0194		4.000	%	01/01/41		925		983
	FNMA Pool Ao1736		4.000	%	05/01/42		1,916		2,012
	FNMA Pool Ap0632		2.500	%	07/01/27		480		482
	FNMA Pool Ar9436		4.000	%	08/01/43		16		17
	FNMA Pool As0038		3.000	%	07/01/43		2,485		2,498
	FNMA Pool Av2357		4.000	%	01/01/44		1,467		1,555
	FNMA Pool Aw1007		4.000	%	05/01/44		1,322		1,396
	FNMA Pool Aw5067		4.500	%	07/01/44		2,831		3,049
	FNMA Pool Ay5415		4.000	%	03/01/45		2,269		2,408
	FNMA Pool Ay9029		4.000	%	05/01/45		1,622		1,722
	FNMA Pool Bc1212		3.000	%	07/01/46		5,182		5,194
	FNMA Pool Bc4750		4.000	%	10/01/46		755		789
	FNMA Pool Bc6121		4.000	%	06/01/46		691		723
	FNMA Pool Bc9364		3.500	%	06/01/46		3,877		3,983
	FNMA Pool Ma1543		3.500	%	08/01/33		1,358		1,413
	FNMA Pool Ma2354		3.500	%	08/01/35		2,607		2,713
	Ford Credit Auto Owner Trust/F		2.260	%	11/15/25		360		361
	Ford Motor Company		4.346	%	12/08/26		1,000		1,043
	Ford Motor Credit Co Llc		4.250	%	09/20/22		525		551
	GE Capital Intl Funding		2.342	%	11/15/20		750		747
	GE Commercial Mortgage Corpora		0.000	%	03/10/44		17,866		—
	General Electric Co		2.700	%	10/09/22		875		874
	General Electric Co		3.100	%	01/09/23		459		466
	Gilead Sciences Inc		3.250	%	09/01/22		950		978
	Glaxosmithkline Cap Inc		2.800	%	03/18/23		470		474
	Glencore Finance Canada		4.250	%	10/25/22		550		576
	GNMA Ii Pool 003624		5.500	%	10/20/34		42		47
	GNMA Ii Pool 004599		5.000	%	12/20/39		152		166
	GNMA Ii Pool Ma2754		3.500	%	04/20/45		1,475		1,527
	GNMA Ii Pool Ma2892		3.500	%	06/20/45		633		655
	GNMA Pool 271940		5.500	%	08/15/18		9		9
	GNMA Pool 434787		8.000	%	05/15/30		10		11
	GNMA Pool 485856		6.500	%	10/15/31		17		19

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-34

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value				(d) Cost		(e) Current Value
	GNMA Pool 510403		5.000	%	01/15/35		14		15
	GNMA Pool 510844		8.000	%	12/15/29		1		1
	GNMA Pool 533946		6.500	%	04/15/32		5		6
	GNMA Pool 550887		5.000	%	08/15/35		19		21
	GNMA Pool 551077		6.500	%	11/15/31		7		8
	GNMA Pool 551120		6.500	%	08/15/31		29		33
	GNMA Pool 552571		6.500	%	05/15/32		12		13
	GNMA Pool 569327		6.500	%	04/15/32		105		120
	GNMA Pool 580880		6.500	%	11/15/31		20		22
	GNMA Pool 622278		5.000	%	04/15/35		13		14
	GNMA Pool 631242		5.500	%	06/15/35		72		81
	GNMA Pool 641601		5.000	%	03/15/35		26		28
	GNMA Pool 646865		5.000	%	08/15/35		14		15
	GNMA Pool 726316		5.000	%	09/15/39		171		187
	GNMA Pool 728974		5.000	%	12/15/39		219		235
	GNMA Pool 737651		5.000	%	11/15/40		66		72
	Goldman Sachs Group Inc		2.350	%	11/15/21		815		803
	Goldman Sachs Group Inc		2.875	%	02/25/21		500		504
	Goldman Sachs Group Inc		4.000	%	03/03/24		560		588
	Government National Mortgage A		2.300	%	07/16/57		950		917
	Government National Mortgage A		2.500	%	09/16/56		1,180		1,141
	Government National Mortgage A		5.000	%	08/20/39		63		67
	Government National Mortgage A		3.500	%	07/20/23		288		297
	Gstif 25 Bps		1.045	%	12/31/50		14,362		14,362
	Home Depot Inc		2.000	%	04/01/21		578		572
	Howard Hughes Medical In		3.500	%	09/01/23		345		361
	Hp Enterprise Co		4.400	%	10/15/22		465		489
	Hsbc Holdings Plc		3.600	%	05/25/23		500		514
	Hsbc Usa Inc		2.350	%	03/05/20		500		500
	Hsbc Usa Inc		1.700	%	03/05/18		660		660
	Johnson + Johnson		1.650	%	03/01/21		1,000		978
	Johnson + Johnson		2.625	%	01/15/25		500		497
	JPMBB Commercial Mortgage Secu		3.801	%	08/15/48		1,000		1,048
	JPMBB Commercial Mortgage Secu		3.046	%	04/15/47		478		483
	JPMorgan Chase + Co		2.700	%	05/18/23		250		248
	JPMorgan Chase + Co		2.295	%	08/15/21		820		813
	JPMorgan Chase + Co		3.250	%	09/23/22		750		768

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-35

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value				(d) Cost		(e) Current Value
	Kaiser Foundation Hospit		3.500	%	04/01/22		431		444
	Kansas Gas + Electric Co		6.700	%	06/15/19		147		156
	Key Bank Na		1.650	%	02/01/18		330		330
	Keycorp		2.900	%	09/15/20		750		757
	KLA Tencor Corp		4.650	%	11/01/24		700		759
	Ladder Capital Commercial Mort		3.388	%	05/15/31		580		592
	Lloyds Bank Plc		5.800	%	01/13/20		490		522
	Lloyds Banking Group Plc		3.750	%	01/11/27		500		508
	McDonald S Corp		3.700	%	01/30/26		393		410
	McKesson Corp		2.700	%	12/15/22		145		144
	McKesson Corp		3.796	%	03/15/24		795		823
	Medtronic Inc		3.150	%	03/15/22		565		579
	Mellon Funding Corp		5.500	%	11/15/18		460		473
	Microsoft Corp		3.300	%	02/06/27		1,000		1,032
	Mitsubishi Ufj Fin Grp		2.950	%	03/01/21		415		419
	Mitsubishi Ufj Fin Grp		3.287	%	07/25/27		500		498
	Morgan Stanley		3.875	%	01/27/26		1,250		1,303
	Morgan Stanley		5.625	%	09/23/19		250		263
	Morgan Stanley Baml Trust		2.916	%	02/15/47		413		416
	Nationwide Financial Ser		5.375	%	03/25/21		329		354
	NBCUniversal Media Llc		4.375	%	04/01/21		409		433
	Niagara Mohawk Power		3.508	%	10/01/24		735		761
	Nisource Inc		3.490	%	05/15/27		500		509
	Nordea Bank Ab		2.500	%	09/17/20		830		831
	Nordea Bank Ab		4.875	%	05/13/21		500		530
	Omnicom Group Inc		3.650	%	11/01/24		250		257
	Oracle Corp		3.400	%	07/08/24		875		907
	Penske Truck Leasing/Ptl		4.200	%	04/01/27		250		260
	Pernod Ricard Sa		4.250	%	07/15/22		335		355
	PNC Bank Na		3.800	%	07/25/23		520		543
	PNC Bank Na		2.200	%	01/28/19		635		635
	Province Of Quebec		2.750	%	08/25/21		390		394
	Qualcomm Inc		2.900	%	05/20/24		1,000		976
	S+P Global Inc		2.500	%	08/15/18		650		652
	Shell International Fin		2.250	%	01/06/23		950		933
	Small Business Administration		2.770	%	05/01/35		495		499
	Small Business Administration		2.880	%	07/01/35		924		933

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-36

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value				(d) Cost		(e) Current Value
	Small Business Administration		2.820	%	08/01/35		618		624
	Small Business Administration		2.820	%	09/01/35		617		623
	Small Business Administration		2.700	%	11/01/35		825		830
	Small Business Administration		2.870	%	07/01/34		501		502
	Small Business Administration		2.720	%	03/01/35		347		349
	Small Business Administration		2.440	%	07/01/20		207		207
	Small Business Administration		2.270	%	02/01/36		909		885
	Small Business Administration		2.860	%	03/01/20		124		125
	Small Business Administration		2.870	%	05/01/20		150		151
	Small Business Administration		1.970	%	09/01/20		219		218
	Small Business Administration		2.210	%	02/01/33		507		497
	Small Business Administration		3.110	%	04/01/34		743		759
	Small Business Administration		2.880	%	08/01/34		445		447
	State Street Corp		3.300	%	12/16/24		575		594
	Sumitomo Mitsui Finl Grp		2.632	%	07/14/26		500		476
	Suntrust Banks Inc		2.900	%	03/03/21		250		253
	Svenska Handelsbanken Ab		2.450	%	03/30/21		500		499
	Svenska Handelsbanken Ab		2.250	%	06/17/19		630		630
	Synchrony Bank		3.000	%	06/15/22		1,000		996
	Time Warner Cable Llc		8.250	%	04/01/19		283		302
	Time Warner Inc		4.000	%	01/15/22		70		73
	Time Warner Inc		3.550	%	06/01/24		400		404
	Toyota Motor Credit Corp		3.200	%	01/11/27		694		707
	Toyota Motor Credit Corp		2.900	%	04/17/24		500		505
	UBS AG Stamford Ct		2.375	%	08/14/19		1,115		1,116
	United Technologies Corp		3.125	%	05/04/27		1,000		1,001
	Unitedhealth Group Inc		3.375	%	04/15/27		555		570
	Unitedhealth Group Inc		2.125	%	03/15/21		500		496
	Univ Of California Ca Revenues		3.063	%	07/01/25		500		505
	US Bancorp		3.150	%	04/27/27		1,000		1,002
	US Treasury N/B		1.625	%	12/31/19		5,250		5,223
	US Treasury N/B		1.375	%	10/31/20		5,000		4,919
	US Treasury N/B		1.625	%	02/15/26		4,574		4,320
	US Treasury N/B		1.625	%	04/30/23		3,000		2,908
	US Treasury N/B		1.625	%	05/15/26		2,500		2,355
	US Treasury N/B		1.125	%	07/31/21		4,000		3,868
	US Treasury N/B		1.500	%	08/31/18		4,580		4,574

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-37

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value		(d) Cost		(e) Current Value
	US Treasury N/B	1.750%	10/31/18		1,392		1,392
	US Treasury N/B	1.000%	08/31/19		6,750		6,655
	US Treasury N/B	1.500%	07/15/20		7,000		6,925
	US Treasury N/B	1.875%	07/31/22		5,000		4,932
	US Treasury N/B	0.875%	01/31/18		10,238		10,235
	Valero Energy Corp	9.375%	03/15/19		114		123
	Verizon Communications	2.946%	03/15/22		1,057		1,063
	Verizon Communications	2.450%	11/01/22		750		735
	Virginia Elec + Power Co	3.500%	03/15/27		500		517
	Walmart Inc	3.300%	04/22/24		380		395
	Walt Disney Company/The	2.350%	12/01/22		650		646
	Wells Fargo + Company	2.500%	03/04/21		1,000		1,000
	Wells Fargo + Company	3.300%	09/09/24		1,030		1,046
	Welltower Inc	4.950%	01/15/21		296		315
	Westlake Chemical Corp	3.600%	07/15/22		576		587
	WF RBS Commercial Mortgage Tru	2.862%	03/15/47		637		641
	Xcel Energy Inc	3.350%	12/01/26		1,000		1,012
	Yara International Asa	7.875%	06/11/19		285		306

	Subtotal Shared Holdings(aa) - HIMCO Bond Fund					$	217,895

	Shared Holdings (bb) - BNY Mellon Bond Fund

	BlackRock	BlackRock 1-3 Year Government Bond Index Fund			***		27,933
	BlackRock	BlackRock 1-3 Year Credit Bond Index Fund			***		36,727
	BlackRock	BlackRock Asset-Backed Securities Index Fund			***		25,820
	BlackRock	BlackRock Commercial Mortgage-Backed Securities Index			***		5,028
	BlackRock	BlackRock Intermediate Term Credit Bond Index Fund			***		14,286
	BlackRock	BlackRock Mortgage-Backed Securities Index Fund			***		32,994
	AEP Texas Central Transition F	1.976%	06/01/21		***		2,127
	American Express Credit Accoun	1.640%	12/15/21		***		2,537
	Appalachian Consumer Rate Reli	2.008%	02/01/24		***		1,694
	CarMax Auto Owner Trust	1.520%	02/16/21		***		1,693
	CarMax Auto Owner Trust	1.400%	08/15/21		***		2,970
	Citibank Credit Card Issuance	1.740%	01/19/21		***		3,392
	Citigroup Commercial Mortgage	1.613%	02/10/49		***		1,907
	CNH Equipment Trust	1.440%	12/15/21		***		1,287
	CNH Equipment Trust	2.080%	02/15/23		***		1,543
	Comm Mortgage Trust	3.147%	02/10/47		***		3,126
	CSAIL Commercial Mortgage Trus	2.970%	04/15/50		***		2,713

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-38

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)


(a)	(b) Identity of issue, borrower, lessor, or similar party	(c) Description of investment including maturity date, rate of interest, collateral, par or maturity value				(d) Cost			(e) Current Value
	Duke Energy Fl Proj Fin		1.731	%	09/01/24		*	**		1,713
	Fannie Mae		2.000	%	06/25/30		*	**		2,110
	Fannie Mae		4.500	%	11/25/26		*	**		2,188
	Fannie Mae		4.000	%	03/25/25		*	**		485
	Fannie Mae		2.000	%	03/25/25		*	**		38
	Fannie Mae		4.500	%	03/25/26		*	**		1,021
	Fannie Mae		2.250	%	03/25/39		*	**		1,047
	Fannie Mae		2.000	%	05/25/25		*	**		369
	Fannie Mae		3.000	%	08/25/38		*	**		1,379
	Fannie Mae		2.000	%	08/25/26		*	**		96
	FNMA Pool Ma1341		2.500	%	02/01/23		*	**		645
	Freddie Mac		4.000	%	08/15/25		*	**		3,014
	Freddie Mac		2.000	%	02/15/40		*	**		375
	Freddie Mac		2.500	%	08/15/25		*	**		304
	Freddie Mac		3.000	%	06/15/39		*	**		694
	Freddie Mac		2.000	%	01/15/39		*	**		2,407
	Freddie Mac		3.000	%	07/15/39		*	**		367
	Freddie Mac		2.000	%	11/15/21		*	**		1,011
	Freddie Mac		3.000	%	02/15/32		*	**		1,082
	Government National Mortgage A		2.000	%	09/16/51		*	**		2,054
	Government National Mortgage A		2.000	%	01/16/46		*	**		1,510
	Government National Mortgage A		4.000	%	08/20/27		*	**		2,560
	Government National Mortgage A		3.000	%	06/20/39		*	**		2,123
	Government National Mortgage A		1.000	%	12/16/36		*	**		543
	Government National Mortgage A		2.000	%	03/20/42		*	**		1,266
	Government National Mortgage A		3.000	%	12/20/34		*	**		771
	Government National Mortgage A		3.500	%	09/20/38		*	**		859
	Government National Mortgage A		3.000	%	03/20/39		*	**		452
	Gstif 25 Bps		1.045	%	12/31/50		*	**		2,778
	Int Govt Bond Index						*	**		2,120
	John Deere Owner Trust		1.320	%	06/17/19		*	**		602
	Mercedes Benz Auto Receivables		1.260	%	02/16/21		*	**		1,788
	Morgan Stanley Baml Trust		2.916	%	02/15/47		*	**		904
	Morgan Stanley Baml Trust		2.979	%	04/15/47		*	**		2,315
	Prudential						*	**		173,230
	UBS Commercial Mortgage Trust		3.400	%	05/10/45		*	**		3,293
	US Dollar						*	**		(1	)

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***

Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-39

EIN# 06-0383750

Plan# 100

THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE

FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2017

($ IN THOUSANDS)

(a)

(b) Identity of issue, borrower, lessor, or similar party

(c) Description of investment including maturity date,

rate of interest, collateral, par or maturity value

(d) Cost

(e) Current
Value

US Treasury N/B

0.750%

07/15/19

***

5,611

US Treasury N/B

0.875%

09/15/19

***

2,953

Subtotal Shared Holdings (bb) - BNY Mellon Bond Fund

395,853

State Street Cash Fund STIF

Gstif 25 Bps Gstif 25 Bps

***

23,580

Subtotal State Street Cash Fund STIF

23,580

The Hartford Stock Fund

State Street Cash Fund - STIF

***

591

The Hartford Stock Fund, Common stock

***

235,850

Subtotal The Hartford Stock Fund

236,441

Wrapper Contracts

Transamerica Premier Life

***

American General Life Ins Co

***

(26

)

American General Life Ins Co

***

(13

)

RGA

***

(13

)

Prudential

***

(69

)

Subtotal Wrapper Contracts

(50

)

GRAND TOTAL

4,415,118

*	Indicates party-in-interest.

**	These synthetic portfolios have no final maturity date. Final maturity is based on the underlying assets in the bond portfolios.

***	Cost information is not required for Member directed investments, and therefore is not included.

(aa)

Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.

(bb)

See accompanying Report of Independent Registered Public Accounting Firm.

F-40

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on behalf of The Hartford Investment and Savings Plan by the undersigned thereunto duly authorized.

THE HARTFORD INVESTMENT AND SAVINGS PLAN

BY: /s/ Erin Ridge

Erin Ridge

Plan Administrator

June 28, 2018

F-41