Additional Materials

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.     )

 

 

Filed by the Registrant  x                             Filed by a Party other than the Registrant  ¨

Check the appropriate box:

 

¨   Preliminary Proxy Statement
¨   Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
¨   Definitive Proxy Statement
x   Definitive Additional Materials
¨   Soliciting Material under §240.14a-12

LEGG MASON, INC.

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

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Title of each class of securities to which transaction applies:

 

     

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¨   Fee paid previously with preliminary materials.
¨   Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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LOGO

Important Notice Regarding the Availability of Proxy Materials for the Stockholder Meeting of

LEGG MASON

GLOBAL ASSET MANAGEMENT

To Be Held On:

July 23, 2013 at 10:00 a.m.

100 International Drive, 4th Floor, Conference Center, Baltimore, Maryland 21202

COMPANY NUMBER

ACCOUNT NUMBER

CONTROL NUMBER

You are receiving this communication because you hold shares in the above named company. This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet or by mail. We encourage you to access and review all of the important information contained in the proxy materials before voting.

HOW TO VIEW PROXY MATERIALS ONLINE:

Have the information that is printed in the boxes above and visit

http://www.amstock.com/ProxyServices/ViewMaterial.asp?CoNumber=25493, where the

following materials are available for view:

Notice of Annual Meeting of Stockholders

Proxy Statement

Form of Online Proxy Card

Annual Report

Directions to the Legg Mason Global Headquarters

HOW TO REQUEST AND RECEIVE A PAPER

OR E-MAIL COPY OF PROXY MATERIALS:

If you want to receive a paper or e-mail copy of the proxy materials, you must request one.

There is no charge to you for requesting a copy. To facilitate timely delivery please make

the request as instructed below before July 9, 2013. Please choose one of the following

methods to make your request:

TELEPHONE: 888-Proxy-NA (888-776-9962) 718-921-8562 (for international callers)

E-MAIL: info@amstock.com

WEBSITE: http://www.amstock.com/proxyservices/requestmaterials.asp

HOW TO VOTE:

ONLINE: To access your online proxy card, please visit www.voteproxy.com and follow the

on-screen instructions. Have the information that is printed in the boxes above available and

follow the instructions. You may enter your voting instructions at www.voteproxy.com up until

11:59 PM EDT the day before the cut-off or meeting date.

IN PERSON: You may vote your shares in person by attending the Annual Meeting.

TELEPHONE: To vote by telephone, please visit https://secure.amstock.com/voteproxy/login2.asp

to view the materials and to obtain the toll free number to call.

MAIL: You can vote by mail by requesting a paper copy of the materials, which will include a

voting instruction form, as is described above.

The Board recommends a vote FOR all nominees.

1. The election of six directors for the one-year term ending in 2014;

NOMINEES:

Dennis M. Kass

John V. Murphy

John H. Myers

Nelson Peltz

W. Allen Reed

Joseph A. Sullivan

Please note that you cannot use this notice to vote by mail.

The Board recommends a vote FOR the following proposals.

2. Amendment to the Legg Mason, Inc. Non-Employee Director Equity Plan;

3. An advisory vote to approve the compensation of the Company’s named executive officers;

4. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2014; and

5. Any other matter that may properly come before the meeting or any adjournment thereof.