Form 6-K
Table of Contents

 

 

FORM 6-K

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of April 2008.

 

 

NOMURA HOLDINGS, INC.

(Translation of registrant's name into English)

 

 

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X             Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes                      No       X    

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            .

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit
Number

    
1.    Nomura Announces Dissolution of Subsidiaries


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.

Date: April 9, 2008

     
    By:  

/s/ Toshio Hirota

      Toshio Hirota
      Executive Managing Director


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LOGO

Nomura Announces Dissolution of Subsidiaries

Tokyo, April 9, 2008—Nomura Holdings, Inc. today announced that it intends to dissolve the following consolidated subsidiaries.

 

1. Outline of Subsidiaries

 

(1) NAT 1 LLC

 

1. Company Name

   NAT 1 LLC

2. Registered Office

   2 World Financial Center, Building B New York, NY 10281, U.S.A.

3. Business

   Dormant entity

4. Date of Establishment

   March 19, 2003

5. Paid-in-Capital

   US$0

6. Shareholder

   Nomura Holding America Inc.: 100%

7. Representative

   David Findlay

8. Schedule

  

Resolution: April 4, 2008

Complete liquidation: June 30, 2008 (scheduled)

 

(2) NAT 2 LLC

 

1. Company Name

   NAT 2 LLC

2. Registered Office

   2 World Financial Center, Building B New York, NY 10281, U.S.A.

3. Business

   Dormant entity

4. Date of Establishment

   March 18, 2003

5. Paid-in-Capital

   US$0

6. Shareholder

   Nomura Holding America Inc.: 100%

7. Representative

   David Findlay

8. Schedule

  

Resolution: April 4, 2008

Complete liquidation: June 30, 2008 (scheduled)


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(3) NCC INVESTMENTS LLC

 

1. Company Name

   NCC INVESTMENTS LLC

2. Registered Office

   2 World Financial Center, Building B New York, NY 10281, U.S.A.

3. Business

   Dormant entity

4. Date of Establishment

   September 2, 2005

5. Paid-in-Capital

   US$11,237,200

6. Shareholder

   Nomura Holding America Inc.: 100%

7. Representatives

   David Findlay, Nathan Gorin

8. Schedule

  

Resolution: April 4, 2008

Complete liquidation: June 30, 2008 (scheduled)

 

(4) ORANGE FINANCE, L.L.C.

 

1. Company Name

   ORANGE FINANCE, L.L.C.

2. Registered Office

   2 World Financial Center, Building B New York, NY 10281, U.S.A.

3. Business

   Dormant entity

4. Date of Establishment

   May 11, 2006

5. Paid-in-Capital

   US$1,000

6. Shareholder

   Nomura Holding America Inc.: 100%

7. Representatives

   David Findlay, Taisuke Kimura

8. Schedule

  

Resolution: April 4, 2008

Complete liquidation: June 30, 2008 (scheduled)

 

(5) ORCHID CAPITAL, LLC

 

1. Company Name

   ORCHID CAPITAL, LLC

2. Registered Office

   2 World Financial Center, Building B New York, NY 10281, U.S.A.

3. Business

   Dormant entity

4. Date of Establishment

   October 25, 2006

5. Paid-in-Capital

   US$1,000

6. Shareholder

   Nomura Holding America Inc.: 100%

7. Representatives

   David Findlay, Taisuke Kimura

8. Schedule

  

Resolution: April 4, 2008

Complete liquidation: June 30, 2008 (scheduled)


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(6) NOMURA MORTGAGE CAPTIAL CORP.

 

1. Company Name

   NOMURA MORTGAGE CAPTIAL CORP.

2. Registered Office

   2 World Financial Center, Building B New York, NY 10281, U.S.A.

3. Business

   Dormant entity

4. Date of Establishment

   March 29, 1988

5. Paid-in-Capital

   US$1,000,000

6. Shareholder

   Nomura Holding America Inc.: 100%

7. Representative

   David Findlay

8. Schedule

  

Resolution: April 4, 2008

Complete liquidation: June 30, 2008 (scheduled)

 

2. Reason for Dissolutions

Liquidations of dormant entities.

 

3. Impact on Profits

Any impact arising from the dissolution of such subsidiaries that might affect the consolidated business results of the Company is negligible.

 

 

   Ends  

 

For further information please contact:

 

Name

 

Company

 

Telephone

Kimiharu Suzuki   Nomura Holdings, Inc.   81-3-3278-0591
Michiyori Fujiwara   Group Corporate Communications Dept.  

Notes to editors:

Nomura

Nomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs about 18,000 staff worldwide. Nomura’s unique understanding of Asia enables the company to make a difference for clients through five business divisions: domestic retail, global markets, global investment banking, global merchant banking, and asset management. For further information about Nomura, please visit www.nomura.com.