sn201308076k.htm
 
 
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549
 
 
Report of Foreign Private Issuer
 
 
Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of

1934
 
 
August 07, 2013 
 
Commission File Number 001-14978




SMITH & NEPHEW plc
(Registrant's name)



15 Adam Street

London, England WC2N 6LA
(Address of registrant's principal executive offices)

 
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]

 
Form 20-F X                Form 40-F
    ---                               ---

[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]


Yes                        No X
---                         ---

 
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]

 
Yes                      No X
---                         ---

[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]

 
Yes                  No X
---                   ---

 
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.







 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Smith & Nephew Plc
(Registrant)
 
 
Date: August 07, 2013
 
 
By: /s/ Susan Swabey
-----------------
Susan Swabey
Company Secretary

 
 

 

 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2001 UK Approved Share Option Scheme
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
602,834
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
72,403
Balance under scheme not yet issued/allotted at end of period
530,431
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
 
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2001 UK Unapproved Share Option Scheme
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
1,193,998
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
592,251
Balance under scheme not yet issued/allotted at end of period
601,747
Number and class of securities originally listed and the date of admission
2,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
1,500,000 Ordinary Shares of US$ 20 cents each listed on 13 December 2012.
500,000 Ordinary Shares of US$ 20 cents each listed on 8 February 2013.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
 
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2001 US Share Plan
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
848,311
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
666,497
Balance under scheme not yet issued/allotted at end of period
181,814
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
500,000 Ordinary Shares of US$ 20 cents each listed on 13 December 2012.
1,000,000 Ordinary Shares of US$ 20 cents each listed on 8 February 2013.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
 
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
International Employees Share Option Scheme
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
674,016
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
55,221
Balance under scheme not yet issued/allotted at end of period
618,795
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 September 2008.
500,000 Ordinary Shares of US$ 20 cents each listed on 28 September 2012.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
 
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
UK Employee Share Option Scheme
Period of return:
From:
31 July 2012
To:
11 February 2013
Balance under scheme from previous return:
355,758
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
51,844
Balance under scheme not yet issued/allotted at end of period
303,914
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$20 cents each listed on 27 September 2011.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY
 
Gemma Parsons, Deputy Company Secretary
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2004 Performance Share Plan
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
53,021
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
0
Balance under scheme not yet issued/allotted at end of period
53,021
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2004 Executive Share Option Plan
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
815,254
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
127,999
Balance under scheme not yet issued/allotted at end of period
687,255
Number and class of securities originally listed and the date of admission
1,000,000 Ordinary Shares of US$ 20 cents each listed on 10 February 2010.
500,000 Ordinary Shares of US$ 20 cents each listed on 13 December 2012.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
2004 Co-investment Plan
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
282,912
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
0
Balance under scheme not yet issued/allotted at end of period
282,912
Number and class of securities originally listed and the date of admission
750,000 Ordinary Shares of US$20 cents each listed on 13 February 2007.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
No further shares will be issued under the 2004 Co-investment Plan and no further reward will be made in the future.
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
Global Share Plan 2010
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
1,353,357
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
2,000,000
Number of securities issued/allotted under scheme during period:
1,190,672
Balance under scheme not yet issued/allotted at end of period
2,162,685
Number and class of securities originally listed and the date of admission
2,000,000 Ordinary Shares of US$20 cents each listed on 22 December 2010.
1,250,000 Ordinary Shares of US$20 cents each listed on 31 July 2012.
1,500,000 Ordinary Shares of US$20 cents each listed on 8 February 2013.
2,000,000 Ordinary Shares of US$20 cents each listed on 21 May 2013.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: 7 August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
Smith & Nephew ShareSave Plan (2012)
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
250,000
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
126
Balance under scheme not yet issued/allotted at end of period
249,874
Number and class of securities originally listed and the date of admission
250,000 Ordinary Shares of US$ 20 cents each listed on 28 September 2012.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
 
for and on behalf of
 
Smith & Nephew plc
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FCA
Date: August 2013
 
Name of applicant:
Smith & Nephew plc
Name of scheme:
Smith & Nephew International ShareSave Plan (2012)
Period of return:
From:
12 February 2013
To:
31 July 2013
Balance under scheme from previous return:
250,000
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return:
N/A
Number of securities issued/allotted under scheme during period:
6
Balance under scheme not yet issued/allotted at end of period
249,994
Number and class of securities originally listed and the date of admission
250,000 Ordinary Shares of US$ 20 cents each listed on 28 September 2012.
Total number of securities in issue at the end of the period
901,529,087 Ordinary Shares of US$20 cents each are in issue. 58,203,759 Ordinary Shares of US$20 cents each are held in treasury.
 
Name of contact:
Gemma Parsons
Address of contact:
15 Adam Street, London, WC2N 6LA
Telephone number of contact:
020 7401 7646
 
SIGNED BY Gemma Parsons, Deputy Company Secretary
 
for and on behalf of
 
Smith & Nephew plc
 
 
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.