1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
|
Smith & Nephew PLC
|
2 Reason for the notification (please tick the appropriate box or boxes):
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||
An acquisition or disposal of voting rights
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x
|
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
||
An event changing the breakdown of voting rights
|
||
Other (please specify):
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|
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3. Full name of person(s) subject to the notification obligation:
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Newton Investment Management Ltd
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4. Full name of shareholder(s) (if different from 3.):
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|
5. Date of the transaction and date on which the threshold is crossed or reached:
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14/02/2011
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6. Date on which issuer notified:
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15/02/2011
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7. Threshold(s) that is/are crossed or reached:
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Increase from 4.99% to 5.00%
|
8. Notified details:
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|||||||
A: Voting rights attached to shares
|
|||||||
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
|||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights
|
|||
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
|||
Sedol 0922320
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44,464,043
|
4.99%
|
N/A
|
N/A
|
44,503,018
|
N/A
|
5.00%
|
B: Qualifying Financial Instruments
|
||||
Resulting situation after the triggering transaction
|
||||
Type of financial
instrument
|
Expiration
date
|
Exercise/
Conversion
Period
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
|
||||||
Resulting situation after the triggering transaction
|
||||||
Type of financial
instrument
|
Exercise
price
|
Expiration
date
|
Exercise/
Conversion
period
|
Number of voting
rights instrument
refers to
|
% of voting rights
|
|
Nominal
|
Delta
|
Total (A+B+C)
|
|
Number of voting rights
|
Percentage of voting rights
|
44,503,018
|
5.00%
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
|
Newton Investment Management Limited hold these shares as a discretionary Investment Manager.
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Proxy Voting:
|
|
10. Name of the proxy holder:
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N/A
|
11. Number of voting rights proxy holder will cease to hold:
|
N/A
|
12. Date on which proxy holder will cease to hold voting rights:
|
N/A
|
13. Additional information:
|
|
14. Contact name:
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Asif S Lalani
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15. Contact telephone number:
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020 7163 5115
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