UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) (1) | Â (2) | 03/09/2015 | Common Stock | 16,313 | $ 36.4222 | D | Â |
Stock Option (Right to Buy) (1) | Â (3) | 10/06/2018 | Common Stock | 3,603 | $ 18.5745 | D | Â |
Stock Option (Right to Buy) (1) | Â (4) | 09/30/2019 | Common Stock | 5,987 | $ 21.6169 | D | Â |
Stock Option (Right to Buy) (1) | Â (5) | 10/11/2020 | Common Stock | 11,311 | $ 23.8843 | D | Â |
Stock Option (Right to Buy) (1) | Â (6) | 10/11/2021 | Common Stock | 12,053 | $ 28.387 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gribbon Stephen C/O THE ADT CORPORATION 1501 YAMATO ROAD BOCA RATON, FL 33431 |
 |  |  Senior Vice President, Sales. |  |
/s/ Yu-Cheng Sun as Attorney-in-Fact | 10/09/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects remaining unvested or undelivered portions of equity awards granted by Tyco International Ltd. that have been converted into equity awards of The ADT Corporation in connection with the spin-off of The ADT Corporation from Tyco International Ltd. |
(2) | An option which vested in equal increments on March 10, 2006, 2007 and 2008. |
(3) | An option which vested in equal increments on October 7, 2009, 2010, 2011 and 2012. |
(4) | An option which vests in equal increments on October 1, 2010, 2011, 2012 and 2013. |
(5) | An option which vests in equal increments on October 12, 2011, 2012, 2013 and 2014. |
(6) | An option which vests in equal increments on October 12, 2012, 2013, 2014 and 2015. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |