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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 68.515 | 05/04/2012 | J(1) | 6,700 | (3) | 08/01/2016 | Common Stock | 6,700 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 52.24 | 05/04/2012 | J(1) | 6,802 | 08/01/2009 | 08/01/2016 | Common Stock | 6,802 | $ 0 | 6,802 | D | ||||
Employee Stock Option (Right to Buy) | $ 66.37 | 05/04/2012 | J(1) | 19,100 | (4) | 02/08/2017 | Common Stock | 19,100 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 50.61 | 05/04/2012 | J(1) | 19,420 | 02/08/2010 | 02/08/2017 | Common Stock | 19,420 | $ 0 | 19,420 | D | ||||
Employee Stock Option (Right to Buy) | $ 79.38 | 05/04/2012 | J(1) | 31,500 | (5) | 02/14/2018 | Common Stock | 31,500 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 60.53 | 05/04/2012 | J(1) | 31,924 | 02/14/2011 | 02/14/2018 | Common Stock | 31,924 | $ 0 | 31,924 | D | ||||
Employee Stock Option (Right to Buy) | $ 45.47 | 05/04/2012 | J(1) | 58,500 | (6) | 02/12/2019 | Common Stock | 58,500 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 34.67 | 05/04/2012 | J(1) | 59,389 | 02/12/2012 | 02/12/2019 | Common Stock | 59,389 | $ 0 | 59,389 | D | ||||
Employee Stock Option (Right to Buy) | $ 48.385 | 05/04/2012 | J(1)(2) | 57,600 | (7) | 02/12/2020 | Common Stock | 57,600 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 36.9 | 05/04/2012 | J(1)(2) | 64,184 | (8) | 02/12/2020 | Common Stock | 64,184 | $ 0 | 64,184 | D | ||||
Employee Stock Option (Right to Buy) | $ 70.125 | 05/04/2012 | J(1)(2) | 52,700 | (9) | 02/10/2021 | Common Stock | 52,700 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 53.47 | 05/04/2012 | J(1)(2) | 64,073 | (10) | 02/10/2021 | Common Stock | 64,073 | $ 0 | 64,073 | D | ||||
Employee Stock Option (Right to Buy) | $ 71.87 | 05/04/2012 | J(2) | 58,900 | (11) | 02/09/2022 | Common Stock | 58,900 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 54.8 | 05/04/2012 | J(2) | 75,768 | (11) | 02/09/2022 | Common Stock | 75,768 | $ 0 | 75,768 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KELLY JANET LANGFORD 600 NORTH DAIRY ASHFORD HOUSTON, TX 77079 |
SVP & General Counsel |
Nathan P. Murphy, Attorney-In-Fact | 05/08/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. |
(2) | In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. |
(3) | Vested in three equal annual installments beginning August 1, 2007. |
(4) | Vested in three equal annual installments beginning February 8, 2008. |
(5) | Vested in three equal annual installments beginning February 14, 2009. |
(6) | Vested in three equal annual installments beginning February 12, 2010. |
(7) | Vest in three equal annual installments beginning February 12, 2011. |
(8) | 25,194 stock options are exercisable. The remaining 38,990 will become exerciseable on February 12, 2013. |
(9) | Vest in three equal annual installments beginning February 10, 2012. |
(10) | 17,882 stock options are exercisable. The remaining 46,191 will become exerciseable in two equal annual installments beginning February 10, 2013. |
(11) | Vest in three equal annual installments beginning February 9, 2013. |