UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities
Exchange Act of 1934
(Amendment No. ________)*
Cryo-Cell International Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
228895108
(CUSIP Number)
Adam Fleishman
775 Summit Dr.
Deerfield, IL 60015
773-991-2946
(Name, Address and Telephone Number
of Person
Authorized to Receive Notices and Communications)
10/22/2014
(Date of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 228895108 | 13G | Page 2 of 6 Pages | ||
1. | NAMES
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Adam Fleishman Trustee fbo Adam Fleishman Trust 04/13/2001 |
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2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) x |
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3. | SEC USE ONLY |
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4. | CITIZENSHIP OR PLACE OF
ORGANIZATION US - Illinois |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE
VOTING POWER 279,000 | ||
6. | SHARED
VOTING POWER 0 | |||
7. | SOLE
DISPOSITIVE POWER 279,000 | |||
8. | SHARED
DISPOSITIVE POWER 0 |
9. | AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON 279,000 |
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10. | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨ |
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11. | PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 3.0% |
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12. | TYPE OF REPORTING PERSON
(see instructions) OO/IN |
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2 |
CUSIP No. 228895108 | 13G | Page 3 of 6 Pages | ||
1. | NAMES
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Adam Fleishman |
|||
2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) x |
|||
3. | SEC USE ONLY |
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4. | CITIZENSHIP OR PLACE OF
ORGANIZATION Illinois |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE
VOTING POWER 230,000 | ||
6. | SHARED
VOTING POWER 0 | |||
7. | SOLE
DISPOSITIVE POWER 230,000 | |||
8. | SHARED
DISPOSITIVE POWER 0 |
9. | AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON 230,000 |
|||
10. | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨ |
|||
11. | PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 2.34% |
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12. | TYPE OF REPORTING PERSON (see instructions) IN |
3 |
CUSIP No. 228895108 | 13G | Page 4 of 6 Pages | ||
Item 1.
(a) | Name of Issuer Cryo-Cell International | |
(b) | Address of Issuer’s Principal Executive Offices 700 Brooker Creek Blvd., Oldsmar, Florida 34677 | |
Item 2.
(a) | Name of Person Filing Adam Fleishman | |
(b) | Address of the Principal Office or, if none, residence 775 Summit Dr. Deerfield, IL 60015 | |
(c) | Citizenship US - Illinois | |
(d) | Title of Class of Securities Common Stock | |
(e) | CUSIP Number 228895108 | |
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable
(a) | ¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ¨ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | ¨ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | ¨ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | ¨ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | ¨ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
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CUSIP No. 228895108 | 13G | Page 5 of 6 Pages |
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: 509,000 | |||
(b) | Percent of class: 5.34% | |||
(c) | Number of shares as to which the person has: 509,000 | |||
(i) | Sole power to vote or to direct the vote: 509,000. | |||
(ii) | Shared power to vote or to direct the vote: 0. | |||
(iii) | Sole power to dispose or to direct the disposition of 509,000. | |||
(iv) | Shared power to dispose or to direct the disposition of 0. | |||
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
(a) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(b): | |||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | ||||
(b) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): | |||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
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CUSIP No. 228895108 | 13G | Page 6 of 6 Pages |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
01/05/2015 Date |
/s/ Adam Fleishman Signature |
Adam Fleishman, individually and as Trustee Name/Title |