Form 10-Q/A

 

U.S. Securities and Exchange Commission

Washington, D.C. 20549

 

Form 10-Q/A

 

Amendment No. 1

 

x      QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended December 31, 2009

 

OR

 

o         TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT

 

For the transition period from                     to       

 

Commission File Number 0-11740

 

MESA LABORATORIES, INC.

(Exact Name of Small Business Issuer as Specified in its Charter)

 

COLORADO

 

84-0872291

(State or other Jurisdiction of

 

(I.R.S. Employer

Incorporation or Organization)

 

Identification No.)

 

12100 WEST SIXTH AVENUE, LAKEWOOD, COLORADO

 

80228

(Address of Principal Executive Offices)

 

(Zip Code)

 

Issuer’s telephone number, including area code:  (303) 987-8000

 

Check whether the Issuer (1) filed all reports required to be filed by Section 13 or 15 (d) of the Exchange Act, during the past 12 months and (2) has been subject to the filing requirements for the past 90 days.   Yes x  No o.

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of the chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).   YES o  NO o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (check one):

 

Large accelerated filer o

 

Accelerated filer o

 

 

 

Non-accelerated filer o

(Do not check if a smaller reporting company)

 

Smaller reporting company x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).   Yes o  No x

 

State the number of shares outstanding of each of the Issuer’s classes of common stock, as of the latest practicable date:

 

There were 3,200,954  shares of the Issuer’s common stock, no par value, outstanding as of January 31, 2010.

 

 

 



 

EXPLANATORY NOTE

 

This quarterly report on Form 10-Q is being amended in Item 6. Exhibits and Reports on Form 8-K solely for the purpose of filing amended and currently dated Certifications as Exhibits 31.1 and 31.2.

 

Item 6(a)                               Exhibits

 

a)                    Exhibits:

 

31.1        Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

31.2        Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

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FORM 10-Q/A

 

MESA LABORATORIES, INC.

 

DECEMBER 31, 2009

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Issuer has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

MESA LABORATORIES, INC.

 

 

(Issuer)

 

 

 

 

 

 

 

 

DATED:

May 28, 2010

 

BY:

/s/ John J. Sullivan, Ph.D.

 

 

John J. Sullivan, Ph.D.

 

 

Chief Executive Officer,

 

 

President and Director

 

 

 

 

 

 

DATED:

May 28, 2010

 

BY:

/s/ Steven W. Peterson

 

 

Steven W. Peterson

 

 

Vice President-Finance, Chief Financial and Accounting Officer and Secretary

 

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