UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U5S
ANNUAL REPORT
For the Year Ended December 31, 2003
Filed pursuant to the
Public Utility Holding Company Act of 1935 by
Alliant Energy Corporation
4902 N. Biltmore Lane
Madison, Wisconsin 53718-2132
(Name and address of each registered holding company in the system)
CONTENTS
Item Page
---- ----
1. System Companies and Investments Therein as of December 31, 2003 3
2. Acquisitions or Sales of Utility Assets 9
3. Issue, Sale, Pledge, Guarantee or Assumption of System Securities 9
4. Acquisition, Redemption or Retirement of System Securities 12
5. Investments in Securities of Nonsystem Companies as of December 31, 2003 14
6. Officers and Directors as of December 31, 2003 16
Part I. Name, Principal Business Address and Positions Held as of December 31, 2003 16
Part II. Financial Connections as of December 31, 2003 30
Part III. Compensation and Other Related Information 30
7. Contributions and Public Relations 31
8. Service, Sales and Construction Contracts 32
Part I. Intercompany Sales and Service 32
Part II. Contracts to Purchase Services or Goods Between any System Company 32
and any Affiliate
Part III. Employment of any Person by any System Company for the Performance 32
on a Continuing Basis of Management Services
9. Exempt Wholesale Generators and Foreign Utility Companies 32
10. Financial Statements and Exhibits 38
Consolidating Financial Statements and Notes 38
Exhibits 38
Signature 41
2
ITEM 1. SYSTEM COMPANIES AND INVESTMENTS THEREIN AS OF DECEMBER 31, 2003
Number of Voting
Common Shares Power/ Issuer/Owner
Owned by Ownership Book Value
Name of Company Direct Owner (B) (in thousands)
------------------------------------------------------------------------------------------------------ ------------ ----------------
Alliant Energy Corporation (Alliant Energy)
Interstate Power and Light Company (IP&L) 13,370,788 100% $1,034,847
Secured and Unsecured Debt 840,250
EnviroGas LP (A) (*) 50% 625
IPL SPE LLC (*) 100% 20
Alliant Energy SPE LLC (Remainder owned by WPL SPE LLC) (*) 50% 10
Wisconsin Power and Light Company (WP&L) 13,236,601 100% 1,011,837
Secured and Unsecured Debt 454,100
South Beloit Water, Gas & Electric Company (South Beloit) 24,400 100% 40,150
American Transmission Company, LLC (ATC LLC) (Also owned by WPL (*) -- 432,693
Transco LLC and ATC Management Inc.)
Wisconsin River Power Company 46,800 50% 25,305
Wisconsin Valley Improvement Company (Also owned by WP&L) 10,631 7% 1,793
Wisconsin Valley Improvement Company (Also owned by Wisconsin River 18,612 12% 1,793
Power Company)
WPL Transco LLC (*) 100% 123,219
ATC LLC (Also owned by South Beloit and ATC Management Inc.) (*) 25% 432,693
ATC Management Inc. 2,749 25% 148
ATC LLC (Also owned by South Beloit and WPL Transco LLC) (*) -- 432,693
WPL SPE LLC (*) 100% 20
Alliant Energy SPE LLC (Remainder owned by IPL SPE LLC) (*) 50% 10
Alliant Energy Corporate Services, Inc. (Corporate Services) 100 100% --
Secured and Unsecured Debt 75,000
Alliant Energy Nuclear, LLC (*) 100% 3,350
Nuclear Management Company, LLC (*) 20% 16,957
Alliant Energy TransCo LLC (*) 100% (2,544)
TRANSLink Development Company LLC (*) 16% 1,798
Distribution Vision 2010, LLC (*) 20% --
Alliant Energy Resources, Inc. (Resources) 100 100% 276,645
Secured and Unsecured Debt 1,180,955
AE Neenah Holdings, LLC (***) (*) 100% --
AEG Worldwide, Inc. 100 100% (7,267)
Alliant Energy Tallmadge Power Co., LLC (**) (*) 100% --
Alliant Energy Generation, Inc. (**) 100 100% --
AEG Operations, LLC (**) (*) 100% --
AER Holding Company 100 100% 36,262
Alliant Energy Neenah, LLC (Electric Wholesale Generator (EWG)) (***) 1,000 100% 62,626
Secured and Unsecured Debt 55,139
Alliant Energy Holdings do Brasil Ltda. (Holdings Brasil) (Also owned by 201 Quotas -- 273,521
Alliant Energy International, Inc. (International) and Grandelight
Holding Ltd. (Grandelight))
Refer to International for additional investments of Holdings Brasil.
3
Number of Voting
Common Shares Power/ Issuer/Owner
Owned by Ownership Book Value
Name of Company Direct Owner (B) (in thousands)
------------------------------------------------------------------------------------------------------ ------------ ----------------
LNT Communications LLC (LNT) (*) 100% 163
Escosul Ltda. (Remainder owned by International) 1 Quota -- (2)
Alliant Holdco One S/A (Remainder owned by Holdings Brasil) (**) 1 -- --
Alliant Holdco Two S/A (Remainder owned by Holdings Brasil) (**) 1 -- --
Alliant Holdco Three S/A (Remainder owned by Holdings Brasil) (**) 1 -- --
Alliant Energy Integrated Services Company (ISCO) 100 100% 13,221
Secured and Unsecured Debt 15
Industrial Energy Applications, Inc. (IEA) 100,000 100% 2,921
BFC Gas Company LLC (*) 60% 2,993
Energys, Inc. (**) 10 100% --
RMT, Inc. (RMT) 100 100% 27,579
RMT North Carolina, Inc. 1,000 100% 66
RMT, Inc., Michigan 100 100% --
RMT International, Inc. 1,000 100% 333
Heartland Energy Group, Inc. (HEG) 1,000 100% 6,503
Industrial Energy Applications Delaware, Inc. (IEA Delaware) 1 100% 7,520
Bastian Bay Pipeline, LP (Bastian Bay) (Also owned by Alliant (*) 90% 52
Energy Field Services, LLC (Field Services)) (A)
Oak Hill Pipeline LP (A) (*) 99% 11,071
Alliant South Texas Pipeline, LP (South Texas) (Also owned by (*) 98% 8,644
Field Services) (A)
Alliant Energy Desdemona, LP (Desdemona) (Also owned by Field (*) 99% 3,857
Services) (A)
NG Energy Trading, LLC (*) 50% 577
Field Services (*) 100% (810)
Desdemona (Also owned by IEA Delaware) (A) (*) -- 3,857
Bastian Bay (Also owned by IEA Delaware) (A) (*) -- 52
South Texas (Also owned by IEA Delaware) (A) (*) -- 8,644
Alliant Energy Integrated Services-Energy Management LLC (*) 100% (9,459)
Alliant Energy Integrated Services-Energy Solutions LLC (*) 100% (2,761)
Schedin & Associates, Inc. (**) 100 100% --
SVBK Consulting Group, Inc. (**) 8,120 100% --
Energy Performance Services, Inc. 10,000,000 100% (1,915)
Cogenex Corporation (Cogenex) 1,000 100% 1,552
APS Cogenex LLC (*) 50% 3,502
Energy Capital and Services I, LP (A) (*) 100% 4,562
Energy Capital and Services II, LP (A) (*) 100% 2,299
Cogenex West Corporation 10,000 100% 2,169
EUA Cogenex-Canada Inc. 100 100% 5,312
EUA Cogenex-Canada Energy Services, Inc. 100 100% 5,312
Northeast Energy Management, Inc. 10,000 100% 3,495
Alliant Energy Synfuel LLC (*) 100% 5,449
Kaufman & Broad-Nexgen LLC (*) 24% 29,721
West Virginia Synfuels LP (A) (*) 24% 30,591
Alpha Synfuel LLC (*) 24% 30,591
New River Synfuel LLC (*) 22% 21,025
Alliant Energy Transportation, Inc. (Transportation) 1,000 100% 35,826
Secured and Unsecured Debt 1,072
IEI Barge Services, Inc. (Barge) 236 100% 9,751
Transfer Services, Inc. (Transfer) 1,000 100% 395
Williams Bulk Transfer Inc. (Williams) 100 100% (994)
Cedar Rapids and Iowa City Railway Company (CRANDIC) 1,000 100% 26,321
Heartland Rail Corporation 2,000 16% 20,029
4
Number of Voting
Common Shares Power/ Issuer/Owner
Owned by Ownership Book Value
Name of Company Direct Owner (B) (in thousands)
------------------------------------------------------------------------------------------------------ ------------ ----------------
Alliant Energy Investments, Inc. (Investments) 1,100 100% 297,085
Iowa Land and Building Company (Iowa Land) 2,000 100% 8,801
Prairie Ridge Business Park, L.C. (*) 70% 1,140
Blairs Ferry LP (A) (*) 82% 408
2001 Development Corporation 425,000 52% 10,384
3001 LLC (*) 26% 2,855
OSADA I LP (A) (*) 34% 3,577
Village Lakeshares, LP (A) (*) 100% 192
Heartland Energy Services, Inc. 700 100% 11
ReGENco LLC (*) 30% 3,812
Indiana Housing Equity Fund, LP (A) (*) 20% 294
International 1,000 100% (80,195)
Secured and Unsecured Debt 13,856
Alliant Energy Finance Holdings Pty. Ltd. (Finance Holdings) 1,020 100% 40
Alliant Energy Finance (No. 1) Pty. Ltd. (Finance No. 1) (**) 10 100% --
Alliant Energy Finance Holdings Partnership (Remainder owned (*) 1% --
by Finance Holdings) (**)
Alliant Energy Finance (No. 2) Pty. Ltd. (Finance No. 2) (**) 10 100% --
Alliant Energy Finance Partnership (Remainder owned by Alliant (*) 1% --
Energy Finance Holdings Partnership) (**)
Alliant Energy Finance Holdings Partnership (Remainder owned by (*) 99% --
Finance No. 1) (**)
Alliant Energy Finance Partnership (Remainder owned by Finance (*) 99% --
No. 2) (**)
Escosul Ltda. (Remainder owned by Resources) 999 Quotas 100% (2)
Alliant Holdco One S/A (Remainder owned by Holdings Brasil) (**) 1 -- --
Alliant Holdco Two S/A (Remainder owned by Holdings Brasil) (**) 1 -- --
Alliant Holdco Three S/A (Remainder owned by Holdings Brasil) (**) 1 -- --
Interstate Energy Corporation PTE Ltd. (IEC PTE) 25,000 100% 46,287
Jiaxing JIES Heat & Power Co. Ltd. (Foreign Utility Company Registered Capital 50% 23,544
(FUCO))
Tongxiang TIES Heat & Power Co. Ltd. (FUCO) Registered Capital 30% 23,624
Anhui New Energy Heat & Power Co. Ltd. (Bengbu) (FUCO) Registered Capital 64% 20,195
Holdings Brasil (Also owned by Resources and Grandelight) 696,609,535 Quotas 80% 273,521
Pbpart - SE 1 S.A. (Pbpart SE 1) (Also owned by Empresa 78,556,282 50% 164,085
Energetica de Sergipe S.A. (Energipe))
Pbpart - SE 2 Ltda. (Pbpart SE 2) 265,909,258 Quotas 50% 164,085
Sociedade Anonima de Eletrificacao da Paraiba S.A. 604,680,777 49% 55,967
(Saelpa) (FUCO)
Usina Termeletrica de Juiz de Fora S.A. (Usina Termeletrica) 12,749,997 50% 19,512
(Also owned by Catleo Energia S.A. (Catleo)) (FUCO)
TermoSergipe S.A. (Also owned by Energisa S.A.) 289,999 29% 35
Companhia Forca e Luz Cataguazes - Leopoldina (Cataguazes) 11,043,105,348 22% 118,968
(Also owned by Gipar S.A.) (FUCO)
Telecabo S.A. 9,477 20% 91
Companhia de Eletricidade de Nova Friburgo S.A. (CENF) (FUCO) 57,509,438 15% 13,770
MCL Cabo S.A. 14,050 20% 24
Energisa Telecom Ltda. 9,999 22% 3
Multipar S.A. Planejamento e Corretagem Seguros (Multipar SA) 3,531,448 22% --
Multipar Comercio, Participacoes e Servicos Ltda. 999,999 22% 457
(Multipar Com)
Multiagro Agropecuaria Com. e Ind. Ltda. 1,849,856 7% 313
(Multiagro) (Also owned by Cataguazes)
5
Number of Voting
Common Shares Power/ Issuer/Owner
Owned by Ownership Book Value
Name of Company Direct Owner (B) (in thousands)
------------------------------------------------------------------------------------------------------ ------------ ----------------
Teleserv S.A. 37,977 21% (765)
Multiagro (Also owned by Multipar Com) 3,700,085 14% 313
Catleo (FUCO) 13,149,996 22% 37,153
Usina Termeletrica (Also owned by Holdings Brasil) (FUCO) 12,749,997 11% 19,512
Energisa S.A. (Also owned by Holdings Brasil) 18,990,575 11% 249,817
Celbpar S.A. 99 11% --
Cenfpar S.A. 99 11% --
Saelpapar S.A. 99 11% --
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 6% 35
Energipe (FUCO) 42,180 11% 234,885
Pbpart Ltda. (Pbpart) 26,799,999 11% 24
Companhia Energetica da Borborema S.A. (CELB) 93,692 11% 8,694
(FUCO)
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 5% 164,085
Pbpart SE 2 265,909,258 5% 164,085
Saelpa (FUCO) 604,680,777 5% 55,967
Energisapar S/A 999 11% --
Energisa S.A. (Also owned by Cataguazes) 17,301,961 46% 249,817
Celbpar S.A. 99 46% --
Cenfpar S.A. 99 46% --
Saelpapar S.A. 99 46% --
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 23% 35
Energipe (FUCO) 42,180 45% 234,885
Pbpart 26,799,999 45% 24
CELB (FUCO) 93,692 45% 8,694
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 23% 164,085
Pbpart SE 2 265,909,258 23% 164,085
Saelpa (FUCO) 604,680,777 22% 55,967
Energisapar S/A 999 46% --
Gipar S.A. 13,605,055,586 50% 22,940
Cataguazes (Also owned by Holdings Brasil) (FUCO) 26,411,096,972 26% 118,968
Telecabo S.A. 9,477 24% 91
Multiagro (Also owned by Multipar Com) 3,700,085 17% 313
CENF (FUCO) 57,509,438 18% 13,770
MCL Cabo S.A. 14,050 24% 24
Energisa Telecom Ltda. 9,999 25% 3
Multipar SA (Also owned by Multiagro) 3,531,448 26% --
Multipar Com (Also owned by Cataguazes) 999,999 26% 457
Multiagro (Also owned by Cataguazes) 1,849,856 8% 313
Teleserv S.A. 37,977 25% (765)
Catleo (FUCO) 13,149,996 25% 37,153
Usina Termeletrica (Also owned by Holdings Brasil) 12,749,997 13% 19,512
(FUCO)
Energisa S.A. (Also owned by Holdings Brasil) 18,990,575 13% 249,817
Celbpar S.A. 99 13% --
Cenfpar S.A. 99 13% --
Saelpapar S.A. 99 13% --
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 6% 35
Energipe (FUCO) 42,180 13% 234,885
Pbpart 26,799,999 13% 24
CELB (FUCO) 93,692 13% 8,694
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 6% 164,085
Pbpart SE 2 265,909,258 6% 164,085
Saelpa (FUCO) 604,680,777 6% 55,967
Energisapar S/A 999 13% --
6
Number of Voting
Common Shares Power/ Issuer/Owner
Owned by Ownership Book Value
Name of Company Direct Owner (B) (in thousands)
------------------------------------------------------------------------------------------------------ ------------ ----------------
Alliant Holdco One S/A (Remainder owned by Escosul Ltda.) (**) 999 100% --
Alliant Holdco Two S/A (Remainder owned by Escosul Ltda.) (**) 999 100% --
Alliant Holdco Three S/A (Remainder owned by Escosul Ltda.) (**) 999 100% --
Grandelight Holding Ltd. 100,000 100% 435,977
LNTI Holdings, B.V. (***) 20,000 100% 236,235
Alliant Energy New Zealand Ltd. (New Zealand) (f/k/a Alliant 24,858,503 100% 36,336
International New Zealand Ltd.)
Te Maunga Power Ltd. (Also owned by Infratil Ltd. 1 50% --
(Infratil))
TrustPower Ltd. (Also owned by Infratil) (FUCO) 37,410,223 24% 335,103
Infratil Ltd. (FUCO) 10,533,683 6% 235,548
TrustPower Ltd. (Also owned by New Zealand) (FUCO) 55,372,471 2% 335,103
Te Maunga Power Ltd. (Also owned by New Zealand) 1 3% --
Peak Pacific Investment Co. Ltd. (PPIC) 121,689,952 90% 182,358
Ocean Peak Pte. Ltd. (**) 2 90% 575
Zouping Peak Pte. Ltd. 2 90% 2,958
Zouping Peak CHP Co. Ltd. (FUCO) Registered Capital 63% 18,247
Luannan Peak Pte. Ltd. 2 90% 366
Pan-Western Energy Corporation LLC (Pan-Western) Registered Capital 89% 1,921
Tangshan Peak Heat & Power Co., Ltd. (Tangshan) (FUCO) Registered Capital 79% 22,491
Peak Xin Wen Pte. Ltd. Registered Capital 90% --
Tai An Xin Wen Peak Heat and Power Co., Ltd. Registered Capital 72% 16,061
(Xin Wen #1) (FUCO) (***)
Tai An Hua Feng Peak Heat and Power Co. Ltd. Registered Capital 72% 11,639
(Xin Wen #2) (FUCO)
WuAn Peak Pte. Ltd. 2 90% 1,138
Hebei WuAn Peak Heat and Power Co. Ltd. (FUCO) Registered Capital 81% 9,937
Peak Pacific (China) Investment Company Ltd. 100 90% --
Shijiazhuang Chengfeng Cogeneration Co. Ltd. (FUCO) Registered Capital 90% 13,730
Handian Peak Pte. Ltd. (**) (f/k/a Jinan Peak Pte. Ltd.) 2 90% --
Gongyi Peak Pte. Ltd. (Gongyi) 2 90% 4,866
Henan Anfeng Electric Power Co. Ltd. (FUCO) Registered Capital 63% 11,936
Henan Yongfeng Electric Power Co. Ltd. (FUCO) Registered Capital 63% 11,936
Peak Pacific Investment Co. (Labuan) BHD 3 90% 3,048
T2 Education Pte. Ltd. Registered Capital 90% (102)
Singapore Peak Pingdingshan Pte. Ltd. Registered Capital 90% --
Holdings Brasil (Also owned by International and Resources) 174,000,000 20% 273,521
Refer to International for additional investments of Holdings
Brasil.
Alliant Energy de Mexico, S. de R.L. de C.V. (Also owned by Alliant 2,999 100% 50
Energy de Mexico LLC) Participation
Units
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. 2,999 100% 72
(Operaciones) (Also owned by Alliant Energy de Mexico LLC) (FUCO) Participation
Units
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Servicios) 2,999 100% 2
(Also owned by Alliant Energy de Mexico LLC) (FUCO) Participation
Units
Alliant Energy de Mexico LLC (*) 100% --
Alliant Energy de Mexico, S. de R.L. de C.V. (Remainder owned by 1 Participation -- 50
International) Unit
Operaciones (Remainder owned by Alliant Energy de Mexico, S. de 1 Participation -- 72
R.L. de C.V.) (FUCO) Unit
Servicios (Remainder owned by Alliant Energy de Mexico, S. de R.L. 1 Participation -- 2
de C.V.) (FUCO) Unit
* Noncorporate subsidiaries (Partnerships, joint ventures, limited
partnerships (LP), limited liability companies (LLC), etc.)
** Inactive
7
*** Subsidiaries added during the year ended December 31, 2003 (described
below):
Date of Date of Description of
Name of Company Jurisdiction Organization Acquisition Business
-------------------------------- ------------------------------- ---------------- ---------------- -----------------------
AE Neenah Holdings, LLC Wisconsin 2/10/2003 2/10/2003 Intermediate subsidiary
Alliant Energy Neenah, LLC Delaware 7/28/1998 1/31/2003 EWG
LNTI Holdings, B.V. Netherlands 1/21/2003 1/21/2003 Intermediate subsidiary
Xin Wen #1 People's Republic of China 6/23/2003 6/23/2003 FUCO
(A) Identification of Partners for Limited Partnerships
---------------------------------------------------
Company Name General Partner Limited Partner
---------------------------------- -------------------------------------- --------------------------------------------------------
EnviroGas LP David S. O'Neill IP&L
Bastian Bay Field Services IEA Delaware; OGS Pipeline, LLC
Oak Hill Pipeline LP Polo Energy Corporation IEA Delaware
South Texas Field Services IEA Delaware; OGS Pipeline, LLC
Desdemona Field Services IEA Delaware; OGS Pipeline, LLC
Energy Capital and Services I, LP Cogenex E.I. Fund One, Inc.
Energy Capital and Services II, LP Cogenex E.I. Fund One, Inc.
West Virginia Synfuels LP Charleston Capital Corporation Kaufman & Broad-Nexgen LLC
Blairs Ferry LP MidAmerica Housing Partnership Investments
OSADA I LP MidAmerica Housing Partnership Investments
Village Lakeshares, LP Investments Investments
Banc One CDC; Investments; National City Bank, CDA; NDB
Bank; Key Community Development; Federal National
Indiana Housing Equity Fund, LP The Indiana Equity Fund, Inc. Mortgage Association
(B) The voting power/ownership amounts above represent Alliant Energy's
direct and indirect ownership in the voting securities of each system
company, however this amount may not equal the amount of voting interest in
each system company that Alliant Energy controls.
(C) Subsidiaries sold or dissolved during the year ended December 31, 2003 are
Date of
Name of Company Sale or Dissolution
----------------------------------------------------- ------------------------------------------
SmartEnergy, Inc. December 2003
SmartEnergy Ventures, Inc. December 2003
Atlantic-Sundance Apartments, LP August 2003
Tallmadge Generation Co., LLC August 2003
Van Allen, LP May 2003
Apollo Tax Credit Fund XVII LP June 2003
School House Apartments - Jefferson LLC June 2003
Capital Square Financial Corporation July 2003
Heartland Properties, Inc. July 2003
Heartland Properties Equity Investment Fund IV, LLC July 2003
The Heartland-NML Investment Fund, LLC July 2003
641 West Main Street LP July 2003
Janesville Jeffris Flats Affordable Housing LP July 2003
Wagon Wheel LP July 2003
Countryside of Clinton Associates, LP July 2003
8
Date of
Name of Company Sale or Dissolution
----------------------------------------------------- ------------------------------------------
Meadow Wood Associates of Carroll Phase II, LP July 2003
Fort Madison IHA Senior Housing LP July 2003
Fort Madison IHA II Senior Housing LP July 2003
Maquoketa IHA Senior Housing LP July 2003
Knoxville IHA Senior Housing LP July 2003
Lincoln Ridge Limited Partnership July 2003
MDI LP #47 July 2003
Pickerel Park Associates LP July 2003
Keokuk Senior Housing LP July 2003
Carroll IHA Senior Housing LP July 2003
Decorah Woolen Mills, LP July 2003
VFH, LLLP July 2003
Scott Meadows Senior Housing LP July 2003
Alliant Energy Australia Pty. Ltd. April 2003
Alliant Energy Southern Hydro Australia Pty. Ltd. April 2003
Southern Hydro Partnership April 2003
Alliant Energy Hydro Holdings Pty. Ltd. April 2003
Alliant Energy Hydro No. 2 Pty. Ltd. April 2003
Southern Hydro Operations Pty. Ltd. April 2003
Southern Hydro Maintenance Services Pty. Ltd. April 2003
Alliant Energy Hydro Pty. Ltd. April 2003
Alliant Energy Renewable Resources Ltd. April 2003
AEI Holding Company March 2003
Alliant Energy Resources, Inc. previously owned 100% of the following companies:
Whiting Petroleum Corporation
Whiting Programs, Inc.
Whiting - Golden Gas Production Company
WOK Acquisition Company
Due to the Initial Public Offering of Whiting Petroleum Corporation in
November 2003, Alliant Energy's ownership percentage of these companies has
dropped to 6%, therefore these companies are no longer included in Item 1.
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS
Information concerning acquisitions or sales of utility assets by System
companies not reported in a certificate filed pursuant to Rule 24 is as
follows:
On December 30, 2003, IP&L purchased an additional 4.167% investment of
non-transmission assets in Neal 4, which is part of the George Neal
Generating Plant near Sioux City, IA for $4,807,967 from Northwest Iowa Power
Cooperative pursuant to Rule 41.
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing -------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
--------------------------------------- --------------------- -------------- -------------- ---------------- --------------------
Corporate Services Corporate Services $75,000,000 10/15/03 $75,000,000 Rule 52
------------------ ------------------
Senior Notes, 4.55%, due 10/15/08
Alliant Energy Neenah, LLC Alliant Energy 60,000,000 01/31/03 60,000,000 Rule 52
-------------------------- --------------
Credit Facility Borrowings, 2.88%, Neenah, LLC
-----------
due 12/31/10
9
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing -------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
--------------------------------------- --------------------- -------------- -------------- ---------------- --------------------
Zouping Peak CHP Co. Ltd. Zouping Peak CHP Co. 1,207,729 09/18/03 1,207,729 Exempt (FUCO)
------------------------- --------------------
Loan Payable - Agricultural Bank Ltd.
----
of China, 6.37%, due 09/18/05
Zouping Peak CHP Co. Ltd. Zouping Peak CHP Co. 2,415,459 12/12/03 2,415,459 Exempt (FUCO)
------------------------- --------------------
Loan Payable - Agricultural Bank Ltd.
----
of China, 6.37%, due 11/15/05
IP&L IP&L 100,000,000 09/17/03 100,000,000 Rule 52 and IP&L
---- ----
Senior Debentures, 5.875%, due SEC Order, HCAR
09/15/18 26945, 27306,
27456
IP&L IP&L 100,000,000 10/20/03 100,000,000 Rule 52 and IP&L
---- ----
Senior Debentures, 6.45%, due SEC Order, HCAR
10/15/33 26945, 27306,
27456
IP&L IP&L 40,000,000 09/16/03 40,000,000 Rule 52 and IP&L
---- ----
Series C Cumulative Preferred SEC Order, HCAR
Stock, 7.10% 27614
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
(Continued)
The following items are recurring transactions of system companies:
Effective
Name of Issuer Name of Company Total Date of Average
and Issuing or Selling Balance at Highest Highest Interest
Title of Issue Securities Year End Balance Balance Rate
------------------------------- ---------------------------- -------------------- ------------------ ------------ -----------
Alliant Energy Alliant Energy $-- $215,000,000 05/09/03 1.895%
Commercial Paper
IP&L IP&L 107,500,000 190,000,000 12/24/03 1.313%
Commercial Paper
WP&L WP&L -- 84,500,000 06/25/03 1.368%
Commercial Paper
Alliant Energy Alliant Energy -- 266,000,000 03/17/03 4.436%
Credit Facility Borrowings
IP&L IP&L -- 13,000,000 04/25/03 4.258%
Credit Facility Borrowings
Bengbu Bengbu 1,208,000 2,053,600 3/31/03 5.58%
Credit Facility Borrowings
10
Effective
Name of Issuer Name of Company Total Date of Average
and Issuing or Selling Balance at Highest Highest Interest
Title of Issue Securities Year End Balance Balance Rate
------------------------------- ---------------------------- -------------------- ------------------ ------------ -----------
Shijiazhuang Chengfeng Shijiazhuang Chengfeng 1,207,729 1,207,729 9/02/03 5.31%
Cogeneration Co. Ltd. Cogeneration Co. Ltd.
Credit Facility Borrowings
Shijiazhuang Chengfeng Shijiazhuang Chengfeng 1,810,386 1,810,386 9/30/03 5.31%
Cogeneration Co. Ltd. Cogeneration Co. Ltd.
Credit Facility Borrowings
Henan Anfeng Electric Power Co. Henan Anfeng Electric Power 1,449,275 1,449,275 10/30/03 5.31%
Ltd. Co. Ltd.
Credit Facility Borrowings
Henan Anfeng Electric Power Co. Henan Anfeng Electric Power 3,170,289 3,170,289 10/31/03 5.31%
Ltd. Co. Ltd.
Credit Facility Borrowings
Henan Yongfeng Electric Power Co. Henan Yongfeng Electric Power 1,449,275 1,449,275 10/31/03 5.31%
Ltd. Co. Ltd.
Credit Facility Borrowings
Henan Yongfeng Electric Power Co. Henan Yongfeng Electric Power 6,763,285 6,763,285 10/30/03 5.04%
Ltd. Co. Ltd.
Credit Facility Borrowings
Henan Yongfeng Electric Power Co. Henan Yongfeng Electric Power 3,170,289 3,170,289 10/30/03 5.31%
Ltd. Co. Ltd.
Credit Facility Borrowings
Shijiazhuang Chengfeng Shijiazhuang Chengfeng 1,207,729 1,207,729 9/18/03 6.37%
Cogeneration Co. Ltd. Cogeneration Co. Ltd.
Credit Facility Borrowings
11
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES
Extinguished
Principal (E) or Held Commission
Name of Company Amount for Further Authorization
Name of Issuer Redeeming or Redeemed or Disposition or
and Title of Issue Retiring Securities Retired Consideration (D) Exemption
----------------------------------------------------- -------------------------- ----------- ------------- ------------ ------------
Alliant Energy Alliant Energy $13,000,000 $13,884,713 E Rule 42
--------------
Sun America Senior Note, 8.59%, due 12/2004
Alliant Energy Alliant Energy 7,000,000 7,476,384 E Rule 42
--------------
First Colony Senior Note, 8.59%, due 12/2004
Alliant Energy Alliant Energy 4,000,000 4,272,219 E Rule 42
--------------
American Family Senior Note, 8.59%, due 12/2004
Alliant Energy Neenah, LLC Alliant Energy Neenah, LLC 670,000 670,000 E Rule 42
--------------------------
Credit Facility Borrowings, 2.88%, due 3/2003
Alliant Energy Neenah, LLC Alliant Energy Neenah, LLC 1,379,000 1,379,000 E Rule 42
--------------------------
Credit Facility Borrowings, 2.81%, due 6/2003
Alliant Energy Neenah, LLC Alliant Energy Neenah, LLC 1,397,000 1,397,000 E Rule 42
--------------------------
Credit Facility Borrowings, 2.63%, due 9/2003
Alliant Energy Neenah, LLC Alliant Energy Neenah, LLC 1,415,000 1,415,000 E Rule 42
--------------------------
Credit Facility Borrowings, 2.69%, due 12/2003
CRANDIC CRANDIC 108,183 108,183 E Rule 42
-------
State of Iowa, 3.00%, due 12/2010
CRANDIC CRANDIC 31,127 31,127 E Rule 42
-------
State of Iowa, 0.00%, due 12/2010
Resources Resources 39,045,000 45,246,724 E Rule 42
---------
Senior Notes, 7.375%, due 11/2009
Resources Resources 17,500,000 20,174,925 E Rule 42
---------
Senior Notes, 7%, due 12/2011
Resources Resources 15,000,000 20,062,450 E Rule 42
---------
Senior Notes, 9.75%, due 1/2013
Bengbu Bengbu 700,640 700,640 E Rule 42
------
China Cinda Assets Management Co., 5.76%, due 12/2007
BFC Gas Company LLC BFC Gas Company LLC 7,231 7,231 E Rule 42
-------------------
Skidloader Loan - NHCC, 5.70%, due 11/2005
IP&L IP&L 27,450,000 27,760,185 E Rule 42
----
7.25% Series, due 9/2007
IP&L IP&L 20,000,000 21,012,000 E Rule 42
----
8.625% Series, due 9/2021
IP&L IP&L 94,000,000 96,707,200 E Rule 42
----
7.625% Series, due 5/2023
IP&L IP&L 1,680,000 1,680,000 E Rule 42
----
5.75%, due 6/2003
IP&L IP&L 2,400,000 2,400,000 E Rule 42
----
Variable rate (2.80%) due 11/2003
12
Extinguished
Principal (E) or Held Commission
Name of Company Amount for Further Authorization
Name of Issuer Redeeming or Redeemed or Disposition or
and Title of Issue Retiring Securities Retired Consideration (D) Exemption
----------------------------------------------------- -------------------------- ----------- ------------- ------------ ------------
IP&L IP&L 1,000,000 1,000,000 E Rule 42
----
5.75%, due 6/2003
IP&L IP&L 50,000,000 50,000,000 E Rule 42
----
Sub. Def. Int. Debenture, 7.875%, due 12/2025
WP&L WP&L 70,000,000 73,306,100 E Rule 42
----
1992 Series W, 8.6%, due 3/2027
13
ITEM 5. INVESTMENTS IN SECURITIES OF NONSYSTEM COMPANIES AS OF DECEMBER 31, 2003
1.
Aggregate Amount of
Investments in Persons Number
(Entities) Operating in of
Name of Retail Service Area of Persons Description of
Company Owner (in thousands) (Entities) Persons (Entities)
------------- ----------------------- --------------- ------------------------------------------------------------------------------
Dane County $50 1 Invests in and provides financial assistance to commercially reasonable
Development business ventures in Dane County, and benefits the community by creating new
Company Inc. jobs, providing goods or services, undertaking improvements in lower income
areas and meeting any other community credit needs.
Iowa Venture 3 1 Economic development joint venture with interests in one start-up company.
Capital Fund
Limited
Partnership
Venture 1 1 Partnership organized for the purpose of making capital investments in
Capital Fund business enterprises.
Limited
Partnership
Sun Prairie 1 1 Corporation formed to attract businesses to the Sun Prairie, WI area.
Industrial
Development
Corporation
2. Securities not included in Item 5, No. 1:
Number % of Owner's
Name of Name of Description of Voting Nature of Book Value
Company Issuer of Security Shares Power Business (in thousands)
------------- ----------------------- ------------------- ------------ ----------- --------------------------- --------------
Resources, McLeodUSA Inc. $0.01 Class A 3,283,726 1% Telecommunications $4,860
Investments, Common Stock company.
LNT
AER Holding Capstone Turbine $0.001 Common 1,464,286 2% Producer of microturbine 2,724
Company Corporation Stock systems.
Resources American $0.01 Common 82,600 Less Develops and 1,145
Superconductor Stock than 1% manufactures products
Corporation using superconducting
materials and power
electronic converters
for electric power
applications.
Resources, Distributed Energy $0.01 Common 98,236 Less Develops and 281
AER Holding Systems Corp. (f/k/a Stock than 1% manufactures proton
Company Proton Energy exchange membrane
Systems, Inc.) electro-chemical products.
14
Number % of Owner's
Name of Name of Description of Voting Nature of Book Value
Company Issuer of Security Shares Power Business (in thousands)
------------- ----------------------- ------------------- ------------ ----------- --------------------------- --------------
Cataguazes Cataguazes Servicos $1.00 Common 8,160 9% Identification of damages 76
Aereos de Prospeccao Stock in energy transmission
S/A and distribution lines.
Resources AstroPower, Inc. $0.01 Common 20,400 Less Develops and manufactures 12
Stock than 1% solar electric power
generation products.
Resources CellTech Power, Inc. $0.001 Series A 120,000 1% Develops fuel cell 252
Convertible technologies for the
Preferred Stock distributed generation
marketplace.
Resources ADI Thermal Power $1.00 Common 33,334 4% Develops dual shell 17
Corporation Stock Stirling engine
technology for
distributed generation.
Resources STM Power, Inc. $0.01 Series A 615,356 8% Develops cogeneration 12
Convertible systems utilizing
Preferred Stock external combustion
(Stirling-cycle) engine
technology.
WP&L Dais Analytic $0.01 Common 20,833 1% Develops several patented --
Corporation Stock polymer materials with
novel applications in the
energy sector.
Alliant Madison Gas and $1.00 Common 225 Less Utility business. 5
Energy Electric Company Stock than 1%
Resources Nth Power Technologies (*) (*) 8% Capital fund 3,847
Fund II, LP specializing in emerging
energy-technology
companies.
New Zealand Natural Gas Corporation $0.01 Ordinary 1,028 Less Utility business. 1
Holdings Ltd. Shares than 1%
New Zealand Horizon Energy $0.01 Ordinary 1,250 Less Distribution of 1
Distribution Ltd. Shares than 1% electricity.
Resources Whiting Petroleum $0.001 Common 1,080,000 6% Oil and natural gas 19,872
Corporation Stock acquisition and
exploration activities.
15
Number % of Owner's
Name of Name of Description of Voting Nature of Book Value
Company Issuer of Security Shares Power Business (in thousands)
------------- ----------------------- ------------------- ------------ ----------- --------------------------- --------------
Resources AnAerobics, Inc. (now $0.001 Series A 2,105,263 6% Develops environmentally 2,000
known as Ecovation, Convertible sound anaerobic
Inc.) Preferred Stock wastewater treatment
systems.
(*) Noncorporate subsidiary (limited partnership)
ITEM 6. OFFICERS AND DIRECTORS AS OF DECEMBER 31, 2003
Part I. Name, Principal Business Address and Positions Held as of December
31, 2003
Name (Address)* Position Held Name (Address)* Position Held
------------------------------- -------------------- ----------------------------- --------------------
Alliant Energy Corporation
--------------------------
Erroll B. Davis, Jr. (a) Officer, Director Enrique Bacalao (a) Officer
William D. Harvey (a) Officer Eric D. Mott (a) Officer
Eliot G. Protsch (b) Officer Wayne H. Stoppelmoor (k) Director
Thomas L. Aller (b) Officer Alan B. Arends (j) Director
James E. Hoffman (b) Officer Michael L. Bennett (d) Director
Barbara J. Swan (a) Officer Jack B. Evans (b) Director
Pamela J. Wegner (a) Officer Katharine C. Lyall (a) Director
Dundeana K. Doyle (a) Officer Singleton B. McAllister (eee) Director
Thomas L. Hanson (a) Officer Ann K. Newhall (e) Director
John E. Kratchmer (a) Officer David A. Perdue (i) Director
Barbara A. Siehr (a) Officer Judith D. Pyle (a) Director
F.J. Buri (a) Officer Robert W. Schlutz (o) Director
Joan M. Thompson (b) Officer Anthony R. Weiler (dd) Director
Patricia L. Reininger (a) Officer
Interstate Power and Light Company
----------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Daniel L. Siegfried (b) Officer
Eliot G. Protsch (b) Officer Enrique Bacalao (a) Officer
Thomas L. Aller (b) Officer Steven F. Price (a) Officer
William D. Harvey (a) Officer Wayne H. Stoppelmoor (k) Director
Barbara J. Swan (a) Officer Alan B. Arends (j) Director
Pamela J. Wegner (a) Officer Michael L. Bennett (d) Director
Dundeana K. Doyle (a) Officer Jack B. Evans (b) Director
Vern A. Gebhart (b) Officer Katharine C. Lyall (a) Director
Thomas L. Hanson (a) Officer Singleton B. McAllister (eee) Director
John E. Kratchmer (a) Officer Ann K. Newhall (e) Director
Daniel L. Mineck (b) Officer David A. Perdue (i) Director
Barbara A. Siehr (a) Officer Judith D. Pyle (a) Director
Kim K. Zuhlke (a) Officer Robert W. Schlutz (o) Director
F.J. Buri (a) Officer Anthony R. Weiler (dd) Director
Patricia L. Reininger (a) Officer
Wisconsin Power and Light Company
---------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Patricia L. Reininger (a) Officer
William D. Harvey (a) Officer Enrique Bacalao (a) Officer
Thomas L. Aller (b) Officer Steven F. Price (a) Officer
Barbara J. Swan (a) Officer Wayne H. Stoppelmoor (k) Director
16
Pamela J. Wegner (a) Officer Alan B. Arends (j) Director
Dundeana K. Doyle (a) Officer Michael L. Bennett (d) Director
Vern A. Gebhart (b) Officer Jack B. Evans (b) Director
Thomas L. Hanson (a) Officer Katharine C. Lyall (a) Director
John E. Kratchmer (a) Officer Singleton B. McAllister (eee) Director
Daniel L. Mineck (b) Officer Ann K. Newhall (e) Director
Barbara A. Siehr (a) Officer David A. Perdue (i) Director
Kim K. Zuhlke (a) Officer Judith D. Pyle (a) Director
Eliot G. Protsch (b) Officer Robert W. Schlutz (o) Director
F. J. Buri (a) Officer Anthony R. Weiler (dd) Director
South Beloit Water, Gas & Electric Company
------------------------------------------
William D. Harvey (a) Officer, Director Steven F. Price (a) Officer
Thomas L. Hanson (a) Officer John E. Kratchmer (a) Officer
F.J. Buri (a) Officer Thomas L. Adelman (ss) Director
Patricia L. Reninger (a) Officer Kim K. Zuhlke (a) Director
ATC LLC
-------
Jose M. Delgado (c) Officer, Director Harry L. Terhune (c) Officer
Dale A. Landgren (c) Officer Walter T. Woelfle (c) Officer
Mark C. Williamson (c) Officer William D. Harvey (a) Director
Daniel A. Doyle (c) Officer Agustin A. Ramirez (kkk) Director
J. Leroy Thilly (c) Director Jeffrey P. West (c) Director
Gary J. Wloter (a) Director Anthony S. Earl (a) Director
Larry L. Weyers (c) Director William C. Verrette (lll) Director
Stephen J. Yanisch (c) Director
Wisconsin River Power Company
-----------------------------
Thomas P. Meinz (bb) Officer, Director Barth J. Wolf (bb) Officer, Director
Dennis J. Maki (bb) Officer, Director William D. Harvey (a) Director
Charles J. Ohl (a) Officer, Director Joseph E. Shefchek (a) Director
Wisconsin Valley Improvement Company
------------------------------------
Robert Gall (x) Officer, Director Dennis J. Maki (bb) Director
Thomas P. Meinz (bb) Officer, Director Scott C. Mosher (x) Director
Sam Morgan (x) Officer Thomas G. Scharff (cc) Director
Donald Bradford (x) Officer Kenneth Schulz (x) Director
Robert Birkhauser (x) Director Dennis Urbanek Sr. (x) Director
Neil Krebsbach (a) Director
ATC Management Inc.
-------------------
Jose Delgado (yy) Officer, Director David Porter (yy) Director
Daniel A. Doyle (yy) Officer Augustin Ramirez (yy) Director
Harry Terhune (yy) Officer Patrick D. Schrickel (yy) Director
Dale Landgren (yy) Officer Roy Thilly (yy) Director
Walter Woelfle (yy) Officer William C. Verrette (yy) Director
William D. Harvey (a) Director Mark C. Williamson (yy) Director
Anthony S. Earl (yy) Director Stephen J. Yanisch (yy) Director
Alliant Energy Corporate Services, Inc.
---------------------------------------
Erroll B. Davis, Jr. (a) Officer, Director John E. Kratchmer (a) Officer
William D. Harvey (a) Officer, Director Daniel L. Mineck (b) Officer
James E. Hoffman (b) Officer, Director Barbara A. Siehr (a) Officer
Eliot G. Protsch (b) Officer, Director Kim K. Zuhlke (a) Officer
Barbara J. Swan (a) Officer, Director F.J. Buri (a) Officer
17
Pamela J. Wegner (a) Officer, Director Patricia L. Reininger (a) Officer
Dundeana K. Doyle (a) Officer Enrique Bacalao (a) Officer
Vern A. Gebhart (b) Officer Steven F. Price (a) Officer
Thomas L. Hanson (a) Officer
TRANSLink Development Company LLC
---------------------------------
Paul Pender (t) Officer Lisa Crutchfield (ff) Director
Kent M. Ragsdale (b) Officer Paul J Feldman (ee) Director
Paul F. Barber (kk) Director Larry G. Garberding (aa) Director
Andrew C. Barrett (hh) Director Thomas H. Johnson (p) Director
Julian J. Brix (gg) Director Donald B. Stenberg (n) Director
Jon R. Whitney (l) Director
Distribution Vision 2010, LLC
-----------------------------
Bob Huber (c) Officer
Nuclear Management Company, LLC
-------------------------------
Michael Sellman (tt) Officer, Director Jonathan Rogoff (tt) Officer
William Hill (tt) Officer Charles Schrock (tt) Officer
David Wilson (tt) Officer Michael Wadley (tt) Officer
John Paul Cowan (ww) Officer Richard A. Abdoo (c) Director
Dean E. Ekstrom (tt) Officer David Joos (tt) Director
Benjamin Ewers (tt) Officer Eliot G. Protsch (b) Director
Donald Gillispie (tt) Officer Larry L. Weyers (bb) Director
Thomas Palmisano (tt) Officer David Wilks (tt) Director
Alliant Energy Resources, Inc.
------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Daniel L. Siegfried (b) Officer
James E. Hoffman (b) Officer Enrique Bacalao (a) Officer
William D. Harvey (a) Officer Steven F. Price (a) Officer
Eliot G. Protsch (b) Officer Alan B. Arends (j) Director
Thomas L. Hanson (a) Officer Michael L. Bennett (d) Director
John E. Kratchmer (a) Officer Jack B. Evans (b) Director
Barbara A. Siehr (a) Officer Katharine C. Lyall (a) Director
Thomas L. Aller (b) Officer Singleton B. McAllister (eee) Director
Charles Castine (b) Officer Ann K. Newhall (e) Director
Dundeana K. Doyle (a) Officer David A. Perdue (i) Director
Michael P. Maley (qq) Officer Judith D. Pyle (a) Director
John K. Peterson (b) Officer Robert W. Schlutz (o) Director
F.J.Buri (a) Officer Anthony R. Weiler (dd) Director
Patricia Reininger (a) Officer Wayne H. Stoppelmoor (k) Director
AE Neenah Holdings, LLC
-----------------------
Michael P. Maley (qq) Officer Timothy J. Eibes (b) Officer
Mark S. Condon (qq) Officer F.J. Buri (a) Officer
AEG Worldwide, Inc.
-------------------
Michael P. Maley (qq) Officer William D. Harvey (a) Director
Mark S. Condon (qq) Officer James E. Hoffman (b) Director
F.J. Buri (a) Officer
AER Holding Company
-------------------
Thomas L. Hanson (a) Officer, Director F.J. Buri (a) Officer
James E. Hoffman (b) Officer, Director Christopher J. Monigle (fff) Officer
18
Alliant Energy Generation, Inc.
-------------------------------
Michael P. Maley (qq) Officer William D. Harvey (a) Director
Mark S. Condon (qq) Officer James E. Hoffman (b) Director
Alliant Energy Neenah, LLC
--------------------------
Michael P. Maley (qq) Officer Timothy J. Eibes (b) Officer
Mark S. Condon (qq) Officer F.J.Buri (a) Officer
Alliant Energy Holdings do Brasil Ltda.
---------------------------------------
Felicia Bellows (b) Officer
Alliant Energy Integrated Services Company
------------------------------------------
Charles Castine (b) Officer, Director Thomas L. Hanson (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
F.J. Buri (a) Officer Thomas L. Aller (b) Director
Industrial Energy Applications, Inc.
------------------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
BFC Gas Company L.L.C.
----------------------
Charles Castine (b) Officer
Energys, Inc.
-------------
Charles Castine (b) Officer Daniel L. Siegfried (b) Officer
Jon C. Bancks (b) Officer Erroll B. Davis, Jr. (a) Director
Jeffrey D. Schmidlen (rr) Officer James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer
RMT, Inc.
---------
Stephen D. Johannsen (a) Officer Joel E. Roberts (a) Officer
William A. Dickrell (a) Officer Richard J. Sawinski (f) Officer
Jeffrey M. Filipski (a) Officer Jack E. Seeds (a) Officer
Kathryn R. Huibregtse (h) Officer Stephen L. Streblow (f) Officer
Russell S. Kemp (hhh) Officer Robert J. Vetter (a) Officer
Daniel E. Oman (r) Officer Thomas A. Allen (a) Officer
Katharine E. Martin (a) Officer Thomas L. Hanson (a) Officer
Ruth J. Muelker (g) Officer Erroll B. Davis, Jr. (a) Director
James C. Myers (g) Officer James E. Hoffman (b) Director
Samuel Nott (g) Officer
RMT North Carolina, Inc.
------------------------
William A. Dickrell (a) Officer, Director Ruth J. Muelker (g) Officer
Richard J. Sawinski (f) Officer Stephen D. Johannsen (a) Director
Michael Parker (f) Officer
RMT, Inc., Michigan
-------------------
Daniel E. Oman (r) Officer, Director Douglas R. Genthe (r) Officer
Katharine E. Martin (a) Officer, Director Robert J. Vetter (a) Director
RMT International, Inc.
-----------------------
Samuel Nott (g) Officer, Director William A. Dickrell (a) Officer, Director
Stephen D. Johannsen (a) Officer, Director Ruth J. Muelker (g) Officer
19
Heartland Energy Group, Inc.
----------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
Industrial Energy Applications Delaware, Inc.
---------------------------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
Schedin & Associates Inc.
-------------------------
Gregory A. Genin (a) Officer, Director Loretta Razny (b) Officer, Director
Larry L. Schedin (t) Officer, Director Mary Fritsch (a) Officer, Director
SVBK Consulting Group, Inc.
---------------------------
Gregory A. Genin (a) Officer, Director Loretta Razny (b) Officer, Director
Sheree L. Brown (vv) Officer, Director Mary Fritsch (a) Officer, Director
Energy Performance Services, Inc.
---------------------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (xx) Officer
Thomas L. Hanson (a) Officer, Director
Cogenex Corporation
-------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (xx) Officer
Thomas L. Hanson (a) Officer, Director Marc J. Aronson (xx) Officer
Cogenex West Corporation
------------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (xx) Officer
Thomas L. Hanson (a) Officer, Director Marc J. Aronson (xx) Officer
EUA Cogenex-Canada Inc.
-----------------------
Michael F. Gregg (xx) Officer Richard Bower (xx) Director
Charles Castine (b) Officer Kenneth W. Movat (xx) Director
Mark S. White (xx) Officer
EUA Cogenex-Canada Energy Services, Inc.
----------------------------------------
Michael F. Gregg (xx) Officer Richard Bower (xx) Director
Charles Castine (b) Officer Kenneth W. Movat (xx) Director
Mark S. White (xx) Officer
Northeast Energy Management, Inc.
---------------------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (xx) Officer
Thomas L. Hanson (a) Officer, Director
Kaufman & Broad-Nexgen LLC
--------------------------
Jeff Mezger (nnn) Officer Kimberly King (ppp) Officer
Kelly Allred (nnn) Officer Bill Hollinger (nnn) Officer
Cory F. Cohen (nnn) Officer Bart Pachino (nnn) Officer
20
Alliant Energy Transportation, Inc.
-----------------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer Erroll B. Davis, Jr. (a) Director
F.J. Buri (a) Officer James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer
IEI Barge Services, Inc.
------------------------
Thomas L. Aller (b) Officer, Director Thomas L. Hanson (a) Officer
Paul H. Treangen (b) Officer, Director Daniel L. Siegfried (b) Officer
Transfer Services, Inc.
-----------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer
Williams Bulk Transfer Inc.
---------------------------
Thomas L. Aller (b) Officer, Director Thomas L. Hanson (a) Officer
Paul H. Treangen (b) Officer, Director F.J. Buri (a) Officer
James E. Hoffman (b) Officer
Cedar Rapids and Iowa City Railway Company
------------------------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer
Heartland Rail Corporation
--------------------------
Donald C. Byers (y) Officer, Director Jon R. Roy (z) Director
T. Scott Bannister (m) Officer Marc A. Sanner (z) Director
William H. Camp (z) Director
Alliant Energy Investments, Inc.
--------------------------------
James E. Hoffman (b) Officer, Director Patricia L. Reininger (a) Officer
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
F.J. Buri (a) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
Iowa Land and Building Company
------------------------------
James E. Hoffman (b) Officer, Director Thomas L. Hanson (a) Officer
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
F.J. Buri (a) Officer Erroll B. Davis, Jr. (a) Director
2001 Development Corporation
----------------------------
Thomas M. Collins (u) Officer, Director Scott McIntyre, Jr. (b) Officer, Director
Steven F. Dummermuth (iii) Officer, Director Clark E. McLeod (b) Officer, Director
Joe Hladky (b) Officer, Director Ted Schwartz (v) Officer, Director
James E. Hoffman (b) Officer, Director Thomas L. Aller (b) Officer
Heartland Energy Services, Inc.
-------------------------------
James E. Hoffman (b) Officer, Director Thomas L. Hanson (a) Officer
Charles Castine (b) Officer Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer Erroll B. Davis, Jr. (a) Director
21
Alliant Energy International, Inc.
----------------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
John K. Peterson (b) Officer Steven F. Price (a) Officer
F.J. Buri (a) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
Alliant Energy Finance Holdings Pty. Ltd.
-----------------------------------------
Timothy Rourke (zz) Officer, Director Simon Maher (zz) Director
Alliant Energy Finance (No. 1) Pty. Ltd.
----------------------------------------
Timothy Rourke (zz) Officer, Director Simon Maher (zz) Director
Alliant Energy Finance (No. 2) Pty. Ltd.
----------------------------------------
Timothy Rourke (zz) Officer, Director Simon Maher (zz) Director
Interstate Energy Corporation PTE Ltd.
--------------------------------------
John K. Peterson (b) Officer, Director Tang Chen Lin (jj) Officer
Joel J. Schmidt (b) Officer James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer Juliet Ang (jj) Director
Jiaxing JIES Heat & Power Co. Ltd.
----------------------------------
Ronglin Ji (ll) Officer, Director John E. Clarke (b) Director
Bao Yun Yu (ll) Officer Jingjun Huang (ll) Director
Yaoming Xu (ll) Director Joel J. Schmidt (b) Director
John K. Peterson (b) Director
Tongxiang TIES Power & Heat Co. Ltd.
------------------------------------
Yiqiang Du (ll) Officer Jiaquan Chen (ll) Director
Keqiang Li (ll) Officer John E. Clarke (b) Director
Xiao Kang Wang (ll) Officer Joel J. Schmidt (b) Director
Deliang Zhou (ll) Director John K. Peterson (b) Director
Liyong Bai (ll) Director
Anhui New Energy Heat & Power Co. Ltd.
--------------------------------------
Qiang Wang (aaa) Officer, Director Feng Zhang (aaa) Officer
Shikang Wang (aaa) Director Joel J. Schmidt (b) Director
Peicheng Cui (aaa) Officer, Director James N. Choate (b) Director
Fuying Wang (aaa) Officer John E. Clarke (b) Director
Zhengquan Gu (aaa) Officer Renee Y. Otto (b) Director
Peizhoug Shen (aaa) Officer John K. Peterson (b) Director
Zhongxiu Wang (aaa) Officer Lawrence W. Yu (jjj) Director
Sociedade Anonima de Eletrificacao da Paraiba S.A.
--------------------------------------------------
Mauricio Perez Botelho (bbb) Officer Ricardo Perez Botelho (bbb) Director
Manoel Otoni Neiva (bbb) Officer Getulio Lamartine de Paula Director
Fonseca (ccc)
Felicia Leigh Bellows (bbb) Director Claudio Jose Dias Sales (bbb) Director
Ivan Muller Botelho (bbb) Director Carlos Eduardo Trois de Director
Miranda (bbb)
MCL Cabo S.A.
-------------
Gioreli de Souza Filho (bbb) Officer, Director Carlos Aurelio Martins Director
Pimentel (bbb)
22
Claudio Brandao Silvciro (bbb) Officer Luiz Otavio Cardoso de Azevedo Director
(bbb)
Energisapar S/A
---------------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Energisa Telecom Ltda.
----------------------
Mauricio Perez Botelho (bbb) Officer Jose Marcelo Goncalvos Reis Officer
(bbb)
Multipar S.A.
-------------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Monica Perez Botelho (bbb) Officer
Multipar Comercio, Participacoes e Servicos Ltda.
-------------------------------------------------
Mauricio Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Multiagro Agropecuaria Com. e Ind. Ltda.
----------------------------------------
Mauricio Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Energisa S.A.
-------------
Manoel Otoni Neiva (bbb) Officer Ricardo Perez Botelho (bbb) Director
Mauricio Perez Botelho (bbb) Officer Omar Carneiro da Cunha Director
Sobrinho (bbb)
Jose Antonio da Silva Marques Officer Felicia Leigh Bellows (bbb) Director
(bbb)
Ivan Muller Botelho (bbb) Director John K. Peterson (b) Director
Celbpar S.A.
------------
Manoel Otoni Neiva (bbb) Officer Mauricio Botelho (bbb) Officer
Cenfpar S.A.
------------
Manoel Otoni Neiva (bbb) Officer Mauricio Botelho (bbb) Officer
Saelpapar S.A.
--------------
Manoel Otoni Neiva (bbb) Officer Mauricio Botelho (bbb) Officer
Escosul Ltda.
-------------
Felicia Leigh Bellows (bbb) Officer
Gipar S.A.
----------
Ivan Muller Botelho (bbb) Officer Mauricio Perez Botelho (bbb) Officer
Catleo
------
Manoel Otoni Neiva (bbb) Officer Ricardo Perez Botelho (bbb) Director
Jose Antonio da Silva Marques Officer Felicia Leigh Bellows (bbb) Director
(bbb)
Mauricio Perez Botelho (bbb) Officer, Director
23
CELB
----
Gabriel Alves Pereria Junior Officer Danilo de Souza Dias (bbb) Officer
(bbb)
Liuz Augusto Mendonca (bbb) Officer Ricardo Perez Botelho (bbb) Director
Mauricio Perez Botelho (bbb) Officer, Director Omar Carneiro da Cunha Director
Sobrinho (bbb)
Rogerio Guimaraes Ronconi Officer Felicia Leigh Bellows (bbb) Director
(bbb)
Luiz de Moraes Guerra Filho Officer John K. Peterson (b) Director
(bbb)
Marcelo Silveira da Rocha Director
(bbb)
Cataguazes
----------
Manoel Otoni Neiva (bbb) Officer Ricardo Perez Botelho (bbb) Director
Mauricio Perez Botelho (bbb) Officer Omar Cameiro da Cunha Sobrinho Director
(bbb)
Jose Antonio da Silva Marques Officer Felicia Leigh Bellows (bbb) Director
(bbb)
Gioreli de Sousa Filho (bbb) Officer Marcillio Marques Moreira (bbb) Director
Paulo Afonso da Silva Pegado Officer Thomas Gregg Cauchois (bbb) Director
(bbb)
Danilo de Sousa Dias (bbb) Officer Carlos Eduardo Trois de Director
Miranda (bbb)
Ivan Muller Botelho (bbb) Director
CENF
----
Manoel Otoni Neiva (bbb) Officer Gioreli de Sousa Filho (bbb) Director
Mauricio Perez Botelho (bbb) Officer Danilo de Souza Dias (bbb) Director
Jose Antonio da Silva Marques Director
(bbb)
Energipe
--------
Marcelo Silveira da Rocha Officer Ricardo Perez Botelho (bbb) Director
(bbb)
Eduardo Alves Mantovani (bbb) Officer Marcilio Marques Moreira (bbb) Director
Mauricio Perez Botelho (bbb) Officer Omar Carneiro da Cunha Director
Sobrinho (bbb)
Paulo Afonso da Silva Pegado Officer Usiel Rios (bbb) Director
(bbb)
Antonio Jose Maciel de Medina Officer Felicia Leigh Bellows (bbb) Director
(bbb)
Danilo de Souza Dias (bbb) Officer John K. Peterson (b) Director
Ivan Muller Botelho (bbb) Director
Pbpart
------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Jose Antonio da Silva Marques Officer
(bbb)
24
Pbpart SE 1
-----------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Jose Antonio da Silva Marques Officer Ivan Muller Botelho (bbb) Director
(bbb)
Ricardo Perez Botelho (bbb) Director Felicia Leigh Bellows (bbb) Director
John K. Peterson (b) Director
Pbpart SE 2
-----------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Jose Antonio da Silva Marques Officer
(bbb)
Saelpa
------
Gabriel Alves Pereira Junior Officer Ivan Muller Botelho (bbb) Director
(bbb)
Luiz Augusto Mendonca (bbb) Officer Ricardo Perez Botelho (bbb) Director
Mauricio Perez Botelho (bbb) Officer Marcilio Marques Moreira (bbb) Director
Rogerio Guimaraes Ronconi Officer Omar Carneiro da Cunha Director
(bbb) Sobrinho (bbb)
Luiz de Morase Guerra Filho Officer Felicia Leigh Bellows (bbb) Director
(bbb)
Marcos Aurelio Madureira da Officer John K. Peterson (b) Director
Silva (bbb)
Daniol de Souza Dias (bbb) Officer Marcelo Silveira da Rocha (bbb) Director
TermoSergipe S.A.
-----------------
Jose Antonio da Silva Marques Officer Felicia Leigh Bellows (bbb) Director
(bbbb)
Angelica Maria Rezende Guedes Officer Mauricio Perez Botelho (bbb) Director
(bbb)
Ricardo Perez Botelho (bbb) Director Rafael Comino (bbb) Director
Marcelo Silveira da Rocha Director
(bbb)
Telecabo S.A.
-------------
Marco Celio de Almeida (bbb) Officer, Director Guilherme Marconi Gil Santana Officer
(bbb)
Luiz Otavio Cardoso de Director Carlos Aurelio Martins Director
Azevedo (bbb) Pimentel (bbb)
Teleserv S.A.
-------------
Luiz Augusto Mendonca (bbb) Officer, Director Gisele Miranda Gomes (bbb) Officer
Luiz Otavio Cardoso de Director Carlos Aurelio Martins Director
Azevedo (bbb) Pimentel (bbb)
25
Usina Termeletrica
------------------
Manoel Otoni Neiva (bbb) Officer Carlos Eduardo Trois de Officer, Director
Miranda (bbb)
Mauricio Perez Botelho (bbb) Officer Ricardo Perez Botelho (bbb) Director
Felicia Leigh Bellows (bbb) Director Jose Antonio da Silva Marques Director
(bbb)
Alliant Holdco One S/A
----------------------
Marcelo Antonio Goncalves Officer Carlos Eduardo Trois de Officer
Souza (ddd) Miranda (bbb)
Alliant Holdco Two S/A
----------------------
Marcelo Antonio Goncalves Officer Carlos Eduardo Trois de Officer
Souza (ddd) Miranda (bbb)
Alliant Holdco Three S/A
------------------------
Marcelo Antonio Goncalves Officer Carlos Eduardo Trois de Officer
Souza (ddd) Miranda (bbb)
Alliant Energy New Zealand Limited
----------------------------------
Simon Young (s) Officer John K. Peterson (b) Director
James E. Hoffman (b) Director
TrustPower Ltd.
---------------
Keith Tempest (s) Officer Harold M. Titter (s) Director
Ronald P. Carter (s) Director Michael J. Cooney (s) Director
Bruce J. Harker (s) Director HR Lloyd Morrison (s) Director
Simon V. Young (s) Director
Infratil Ltd.
-------------
Kevin O' Conner (s) Officer, Director David A.R. Newman (s) Director
Duncan P. Saville (s) Director John K. Peterson (b) Director
Lloyd Morrise (s) Director
Te Maunga Power
---------------
Bruce Harker (s) Director Simon Young (s) Director
Grandelight Holding Ltd.
------------------------
John K. Peterson (b) Officer, Director Thomas L. Hanson (a) Officer
Joel J. Schmidt (b) Officer James E. Hoffman (b) Director
LNTI Holdings, B.V.
-------------------
James E. Hoffman (b) Officer Intra Beheer, B.V.(ooo) Officer
Peak Pacific Investment Co. Ltd.
--------------------------------
Robert W. Anderson, Jr. (uu) Officer, Director John K. Peterson (b) Director
Michael R. Ashburn (uu) Officer Joel J. Schmidt (b) Director
James E. Hoffman (b) Director John E. Clarke (b) Director
Sunny Wong (jj) Officer, Alt.
Director
26
Ocean Peak Pte. Ltd.
--------------------
Robert W. Anderson, Jr. (uu) Director Sunny Wong (jj) Officer
Carol Anne Tan Mei Ling (jj) Director Ong Beng Hong (jj) Officer
Zouping Peak Pte. Ltd.
----------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan (jj) Director
Robert W. Anderson, Jr. (uu) Director Ong Beng Hong (jj) Officer
Zouping Peak CHP Co. Ltd.
-------------------------
Michael R. Ashburn (uu) Officer, Director Jibing Han (uu) Director
Yuping Lu (uu) Officer, Director Yong Wang (pp) Director
Yuzhong Zhang (uu) Officer Dianrong Zhao (pp) Director
Wen Zhang (uu) Officer Changshui Zhao (pp) Director
Geoff Dutton (uu) Director
Luannan Peak Pte. Ltd.
----------------------
Robert W. Anderson (uu) Director Carol Anne Mei Ling Tan (jj) Director
Sunny Wong (jj) Officer Ong Beng Hong (jj) Officer
Pan-Western Energy Corporation LLC
----------------------------------
Michael R. Ashburn (uu) Director Roy Dean (uu) Director
Robert W. Anderson (uu) Director Yang Sheng-Li (nn) Director
Tangshan Peak Heat & Power Co., Ltd.
------------------------------------
Michael R. Ashburn (uu) Director Kequin Lu (uu) Director
Feng Liu (uu) Director Rong Liu (uu) Director
Shuxing Xue (nn) Director
Wuan Peak Pte. Ltd.
-------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan (jj) Director
Robert W. Anderson, Jr. (uu) Director Ong Beng Hong (jj) Officer
Peak Pacific (China) Investment Company Ltd.
--------------------------------------------
Michael R. Ashburn (uu) Officer, Director Robert W. Anderson, Jr. (uu) Director
Shaw Tien (uu) Officer, Director
Peak Xin Wen Pte. Ltd.
----------------------
Sunny Wong (jj) Officer Robert W. Anderson, Jr. (uu) Director
Ong Beng Hong (jj) Officer Carol Anne Mei Ling Tan (jj) Director
Tai An Xin Wen Peak Heat and Power Co., Limited
-----------------------------------------------
Yuping Lu (uu) Officer, Director Geoff Dutton (uu) Director
Michael R. Ashburn (uu) Director Jibing Han (uu) Director
Oingtian Lang (pp) Director Qiuli Yang (uu) Director
Fuhua Pan (pp) Director Yuzhong Zhang (uu) Director
Changsheng Sun (pp) Director
Tai An Hua Feng Peak Heat and Power Co. Ltd.
--------------------------------------------
Yuping Lu (uu) Officer, Director Fuhua Pan (pp) Director
Michael R. Ashburn (uu) Director Changsheng Sun (pp) Director
27
Oingtian Lang (pp) Director Qiuli Yang (uu) Director
Geoff Dutton (uu) Director Yuzhong Zhang (uu) Director
Jibing Han (uu) Director
Hebei Wuan Peak Heat and Power Co. Ltd.
---------------------------------------
Kequin Lu (uu) Director Lim Hui Loy (uu) Director
Gengkui Wang (nn) Director Haikui Tian (nn) Director
Michael R. Ashburn (uu) Director Feng Liu (uu) Director
Lin Chen (uu) Director Qigui Zhou (nn) Director
Ping Fu (uu) Director
Shijiazhuang Chengfeng Cogeneration Co. Ltd.
--------------------------------------------
Rong Liu (uu) Officer, Director Feng Liu (nn) Director
Yuchang Jia (nn) Officer, Director Yuzhong Zhang (uu) Director
Tieyan Zhang (uu) Officer Kequin Lu (uu) Director
Michael R. Ashburn (uu) Director
Handian Peak Pte. Ltd. (f/k/a Jinan Peak Pte. Ltd.)
---------------------------------------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan Director
(jj)
Robert W. Anderson, Jr. (uu) Director Ong Beng Hong (jj) Officer
Gongyi Peak Pte. Ltd.
---------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan Director
(jj)
Robert W. Anderson, Jr. (uu) Director Ong Beng Hong (jj) Officer
Henan Anfeng Electric Power Co. Ltd.
------------------------------------
Guozheng Huo (mm) Officer, Director Qianxian Hu (mm) Director
Lim Hui Loy (uu) Officer, Director Hui Jin (uu) Director
Dong Ping Ma (uu) Director Zhiye Liu (mm) Director
Michael R. Ashburn (uu) Director Ping Fu (uu) Director
Geoff Dutton (uu) Director
Henan Yongfeng Electric Power Co. Ltd.
--------------------------------------
Guozheng Huo (mm) Officer, Director Qianxian Hu (mm) Director
Lim Hui Loy (uu) Officer, Director Hui Jin (uu) Director
Dong Ping Ma (uu) Director Zhiye Liu (mm) Director
Michael R. Ashburn (uu) Director Ping Fu (uu) Director
Geoff Dutton (uu) Director
Peak Pacific Investment Co. (Labuan) BHD
----------------------------------------
Robert W. Anderson, Jr. (uu) Director
T2 Education Pte. Ltd.
---------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan Director
(jj)
Robert W. Anderson, Jr. (uu) Director Ong Beng Hong (jj) Officer
Singapore Pingdingshan Peak Pte. Ltd.
-------------------------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan Director
(jj)
Robert W. Anderson, Jr. (uu) Director Ong Beng Hong (jj) Officer
28
Alliant Energy de Mexico, S. de R.L. de C.V.
--------------------------------------------
Thomas L. Aller (b) Officer, Director Charles Castine (b) Director
F.J. Buri (a) Officer Thomas L. Hanson (a) Director
Alejandro Sainz Orantes (ii) Officer John K. Peterson (b) Director
Jeffrey K. Rosencrants (b) Officer
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V.
--------------------------------------------------------
Thomas L. Aller (b) Officer, Director Charles Castine (b) Director
F.J. Buri (a) Officer Thomas L. Hanson (a) Director
Alejandro Sainz Orantes (ii) Officer John K. Peterson (b) Director
Jeffrey K. Rosencrants (b) Officer
Alliant Energy Servicios de Mexico, S. de R.L. de C.V.
------------------------------------------------------
Thomas L. Aller (b) Officer, Director Charles Castine (b) Director
F.J. Buri (a) Officer Thomas L. Hanson (a) Director
Alejandro Sainz Orantes (ii) Officer John K. Peterson (b) Director
Jeffrey K. Rosencrants (b) Officer
Alliant Energy de Mexico LLC
----------------------------
John K. Peterson (b) Officer
ReGENco LLC
-----------
John Bobrowich (mmm) Officer, Director Thomas L. Aller (b) Director
Jim Mathes (mmm) Officer, Director Daniel Mineck (b) Director
Joseph Rauter (mmm) Officer Dudley Godfrey (mmm) Director
Richard Carlson (mmm) Director Scott Tatulski (mmm) Director
The following partnerships and LLCs do not have officers and directors:
-----------------------------------------------------------------------
EnviroGas LP Alliant Energy Integrated Services-Energy Solutions LLC
IPL SPE LLC APS Cogenex LLC
Alliant Energy SPE LLC Energy Capital and Services I, LP
WPL Transco LLC Energy Capital and Services II, LP
WPL SPE LLC Alliant Energy Synfuel LLC
Alliant Energy Nuclear, LLC West Virginia Synfuels LP
Alliant Energy TransCo LLC Alpha Synfuel LLC
Alliant Energy Tallmadge Power Co., LLC New River Synfuel LLC
AEG Operations, LLC Prairie Ridge Business Park, L.C.
LNT Communications LLC OSADA I LP
Bastian Bay Pipeline, LP Village Lakeshares, LP
Alliant Energy Field Services, LLC Indiana Housing Equity Fund, LP
Oak Hill Pipeline LP Blairs Ferry LP
Alliant South Texas Pipeline, LP 3001 LLC
Alliant Energy Desdemona, LP Alliant Energy Finance Holdings Partnership
NG Energy Trading, LLC Alliant Energy Finance Partnership
Alliant Energy Integrated Services-Energy Management LLC
*Address Codes:
--------------- (hh) Arlington, VA
(a) Madison, WI (ii) Mexico City, D.F.
(b) Cedar Rapids, IA (jj) Singapore
(c) Milwaukee, WI (kk) Freehold, NJ
(d) Sioux City, IA (ll) Zhejiang Province, PRC
(e) Alexandria, MN (mm) Henan Province, PRC
(f) Greenville, SC (nn) Hebei Province, PRC
29
(g) Austin, TX (oo) Nebei Province, PRC
(h) Brookfield, WI (pp) Shandong Province, PRC
(i) Goodlettsville, TN (qq) Oak Brook, IL
(j) Albert Lea, MN (rr) Waupaca, WI
(k) Silvis, IL (ss) Janesville, WI
(l) Colorado Springs, CO (tt) Hudson, WI
(m) Des Moines, IA (uu) Beijing, China
(n) Lincoln, NE (vv) Orlando, FL
(o) Columbus Junction, IA (ww) Covert, MI
(p) Richmond, VA (xx) Lowell, MA
(q) Denver, CO (yy) Waukesha, WI
(r) Ann Arbor, MI (zz) Victoria, Australia
(s) Auckland, New Zealand (aaa) Anhui Province, PRC
(t) Minneapolis, MN (bbb) Cataguases, MG Brasil
(u) Tucson, AZ (ccc) Paraiba, Brasil
(v) Deerfield, IL (ddd) Rio de Janeiro, RJ-Brasil
(w) Dublin, OH (eee) Great Falls, VA
(x) Wausau, WI (fff) Las Vegas, NV
(y) Newton, IA (ggg) Wilmington, Delaware
(z) Decatur, IL (hhh) Atlanta, GA
(aa) Grosse Pointe Farms, MI (iii) Washington D.C.
(bb) Green Bay, WI (jjj) Laguna Niguel, CA
(cc) Wisconsin Rapids, WI (kkk) Wilton, CT
(dd) White Stone, VA (lll) Iron Mountain, MI
(ee) Sandy, UT (mmm) West Allis, WI
(ff) Cornelius, NC (nnn) Los Angeles, CA
(gg) Cos Cob, CT (ooo) Amsterdam, The Netherlands
(ppp) Dallas, TX
Part II. Financial Connections as of December 31, 2003
Position Held Applicable
Name and Location of in Financial Exemption
Name of Officer or Director Financial Institution Institution Rule
------------------------------------ ---------------------------------------- ---------------- -----------------
Katharine C. Lyall M&I Corporation, Milwaukee, WI Director 70 (a), (c)
Part III. Compensation and Other Related Information
(a) Compensation of Directors and Executive Officers and (e) Participation in
Bonus and Profit-Sharing Arrangements and Other Benefits
For information concerning compensation of directors and executive officers
and participation in bonus and profit-sharing arrangements and other
benefits, refer to the disclosures made in:
Alliant Energy's 2004 Proxy Statement, pages 13 through 26, which is
incorporated herein by reference to Alliant Energy's 2004 Proxy Statement,
File No. 1-9894.
WP&L's 2004 Proxy Statement, pages 8 through 16, which is incorporated herein
by reference to WP&L's 2004 Proxy Statement, File No. 0-337.
30
(b) Directors' and Executive Officers' Interests in Securities of System
Companies
For information concerning directors' and executive officers' interests in
securities of system companies, refer to the disclosures made in:
Alliant Energy's 2004 Proxy Statement, page 14.
WP&L's 2004 Proxy Statement, page 9.
(c) Directors' and Executive Officers' Contracts and Transactions with
System Companies
For information concerning directors' and executive officers' contracts and
transactions with system companies, refer to the disclosures made in:
Alliant Energy's 2004 Proxy Statement, pages 13 and 21 through 22.
WP&L's 2004 Proxy Statement, pages 8 and 13.
(d) Directors' and Executive Officers' Indebtedness to System Companies
None.
(f) Directors' and Executive Officers' Rights to Indemnity
The state laws under which each of Alliant Energy and its domestic direct and
indirect subsidiaries is incorporated provide broadly for indemnification of
directors and officers against claims and liabilities against them in their
capacities as such. Refer to the disclosures made in the:
Bylaws of Alliant Energy, as amended, effective as of January 30, 2001
(incorporated by reference to Exhibit 3.2 to Alliant Energy's Form 10-K for
the year 2000).
Bylaws of WP&L, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.4 to WP&L's Form 10-K for the year 2000).
Bylaws of IP&L, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.6 to IP&L's Form 10-K for the year 2000).
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS
(1) None - Alliant Energy has established political action committees and has
incurred, in accordance with the provision of the Federal Election Campaign
Act and applicable state campaign laws, certain costs for the
administration of such committees.
(2)
Name of Company Name of Recipient or Beneficiary Purpose Account Charged Amount
------------------------------ -------------------------------------------- ----------------- --------------------- -------------
IP&L Priority One (Cedar Rapids Chamber of
Commerce) (A) Operating Expense $52,000
Greater Dubuque Development (A) Operating Expense 16,000
Less than $10,000 - 55 beneficiaries (A) Operating Expense 56,935
WP&L Forward Wisconsin (A) Operating Expense 14,000
Less than $10,000 - 7 beneficiaries (A) Operating Expense 19,000
31
Name of Company Name of Recipient or Beneficiary Purpose Account Charged Amount
------------------------------ -------------------------------------------- ----------------- --------------------- -------------
CRANDIC Priority One (Cedar Rapids Chamber of
Commerce) (A) Operating Expense 12,000
Less than $10,000 - 1 beneficiary (A) Operating Expense 1,000
(A) Area Development
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
Part I. Intercompany Sales and Service
Serving Receiving Date of In Effect at
Transaction Company Company Compensation Contract Year End
--------------------------------- ------------------ ----------------- ----------------- ------------- ---------------
Management services PPIC International $6,273,460 1/1/00 Yes
Coal transportation CRANDIC IP&L 1,739,260 4/1/01 Yes
Environmental consulting RMT WP&L 2,361,315 7/7/00 Yes
Coal handling Barge WP&L 551,608 11/27/91 Yes
Integrated turbine and
generator services ReGENco LLC IP&L 1,240,814 1/25/02 Yes
Environmental consulting RMT IP&L 1,861,968 4/3/00 Yes
Integrated turbine and
generator services ReGENco LLC WP&L 432,733 1/25/02 Yes
Transloading Transfer CRANDIC 237,952 11/1/94 Yes
Environmental consulting RMT Resources 128,844 3/7/00 Yes
Environmental consulting RMT IEA 117,124 8/1/99 Yes
Environmental consulting RMT Barge 11,735 3/7/00 Yes
Environmental consulting RMT AEG Worldwide, 129,300 4/25/02 Yes
Inc.
Building lease CRANDIC Transfer 2,448 12/11/98 Yes
Storage lease, handling and ReGENco LLC AEG Worldwide, 721,803 1/20/03 Yes
maintenance Inc.
Part II. Contracts to Purchase Services or Goods Between any System Company
and any Affiliate
None.
Part III. Employment of any Person by any System Company for the Performance
on a Continuing Basis of Management Services
None.
ITEM 9. EXEMPT WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
The following entities are FUCOs dissolved or sold during 2003:
Southern Hydro Partnership
Alliant Energy Renewable Resources, Ltd.
The following entities are active EWG's or FUCOs as of December 31, 2003:
**Alliant Energy Neenah, LLC
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. (Operaciones)
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Servicios)
Anhui New Energy Heat & Power Co. Ltd. (Bengbu)
Catleo Energia S.A. (Catleo)
Companhia de Eletricidade de Nova Friburgo S.A. (CENF)
Companhia Energetica da Borborema S.A. (CELB)
Companhia Forca e Luz Cataguazes-Leopoldina S.A. (Cataguazes)
Empresa Energetica de Sergipe S.A. (Energipe)
Hebei Wuan Peak Heat and Power Co. Ltd. (Wuan)
32
Henan Anfeng Electric Power Co. Ltd. (Anfeng)
Henan Yongfeng Electric Power Co. Ltd. (Yongfeng)
Infratil Ltd. (Infratil)
* Jiaxing JIES Heat & Power Co. Ltd. (JIES)
LDM Utility Co., S.A. de C.V. (LDM)
* Shijiazhuang Chengfeng Cogeneration Co. Ltd. (Shijiazhuang)
Sociedade Anonima de Eletrificacao da Paraiba S.A. (Saelpa)
Tai An Hua Feng Peak Heat and Power Co. Ltd. (Xin Wen #2)
**Tai An Xin Wen Peak Heat and Power Co., Ltd. (Xin Wen #1)
Tangshan Peak Heat & Power Co. Ltd. (Tangshan)
* Tongxiang TIES Power & Heat Co. Ltd. (TIES)
TrustPower Ltd. (TrustPower)
Usina Termeletrica de Juiz de Fora S.A. (Usina Termeletrica)
Zouping Peak CHP Co. Ltd. (Zouping)
* In existence at date of merger closing
** Acquired in 2003
At December 31, 2003, Resources had made payments to purchase gas turbines
acquired for a 300 megawatt (MW), gas-fired, generating facility in Sheboygan
Falls, Wisconsin. During 2001, Alliant Energy also entered into an agreement to
guarantee the debt security of an EWG (6 MW low Btu gas electric generating
facility) in Cedar Rapids, Iowa. Both of these amounts have been included in
the aggregate investment in EWGs and FUCOs identified in Part III.
Part I.
(a). Identify the company, its location and its business address. Describe
the facilities used for the generation, transmission and distribution of
electric energy for sale or for the distribution at retail of natural or
manufactured gas. Identify each system company that holds an interest in the
company and describe the interest held.
Owner(s) /
Description of Electric Generation, Investor(s)
Transmission and Distribution (Refer to Item 1
Name of Business Facilities and Gas Distribution and Item 9(b) for
Company Location Address Facilities description)
------- -------- ------- ---------- ------------
Alliant Energy Neenah, WI Corporation Trust Company 309 MW gas-fired electric generating Resources
Neenah, LLC 1209 Orange Street facility.
Wilmington, DE 19801
Operaciones (Refer to Business Carretera Entronque Cerro None Alliant Energy de
Address) Pricto, S/N Mexico LLC and
Boulevard Laguna del Mar Alliant Energy de
83550 Puerto Penasco, Sonora, Mexico, S. de R.L.
Mexico de C.V.
Servicios (Refer to Business Carretera Entronque Cerro None Alliant Energy de
Address) Pricto, S/N Mexico LLC and
Boulevard Laguna del Mar Alliant Energy de
83550 Puerto Penasco, Sonora, Mexico, S. de R.L.
Mexico de C.V.
Bengbu (Refer to Business 220 Long March Road, Bengbu 80 MW coal burning electric IEC PTE
Address) Bengbu City, 233010 generating facility.
Anhui Province,
People's Republic of China
33
Owner(s) /
Description of Electric Generation, Investor(s)
Transmission and Distribution (Refer to Item 1
Name of Business Facilities and Gas Distribution and Item 9(b) for
Company Location Address Facilities description)
------- -------- ------- ---------- ------------
Catleo (Refer to Business Praca Rui Barbosa 80-22 52 MW at four generating facilities. Cataguazes
Address) andar/parte CEP 36770-901
Cataguases, MG-Brasil
CENF (Refer to Business Ave. Presidente Vargas, 463-4 9 MW at three generating facilities; Cataguazes
Address) andar/parte CEP 20071-003 16 Km of transmission lines; and
Rio de Janeiro, RJ-Brasil 1,864 Km of distribution lines.
CELB (Refer to Business Av. Elpidio de Almeida, 3 Km of transmission lines and 4,161 Pbpart
Address) 1111-Catole, CEP 58104-421 Km of distribution lines.
Campina Grande, PB-Brasil
Cataguazes (Refer to Business Praca Rui Barbosa, 80 45 MW at eleven generating Holdings Brasil
Address) CEP 36770-901 facilities; 946 Km of transmission and Gipar S.A.
Cataguases, MG-Brasil lines; and 19,087 Km of distribution
lines.
Energipe (Refer to Business Rua Ministro Apolonio Sales, 953 Km of transmission lines and Energisa S.A.
Address) 81, Bairro Inacio 16,060 Km of distribution lines.
Barbosa 49040-230,
Aracaju/Sergipe, Brasil
Wuan (Refer to Business No. 589, Nanhuan West Road, 24 MW coal burning electric Wuan Peak Pte. Ltd.
Address) WuAn City, Hebei Province, generating facility.
People's Republic of China
Anfeng (Refer to Business Industrial Demonstration Zone, 50 MW coal burning electric Gongyi
Address) Gongyi City, generating facility.
Henan Province,
People's Republic of China
Yongfeng (Refer to Business Industrial Demonstration Zone, 50 MW coal burning electric Gongyi
Address) Gongyi City, generating facility.
Henan Province,
People's Republic of China
Infratil (Refer to Business P.O. Box 320 None New Zealand
Address) Wellington, New Zealand
JIES (Refer to Business Yun He Qiao Tu, Wai Huan Road, Three 12 MW coal burning electric IEC PTE
Address) Jiaxing City, generating facilities.
Zhejiang Province,
People's Republic of China
LDM Puerto Penasco, 10611 North Hayden Road, #D106, None International *
Sonora, Mexico Scottsdale, AZ 85260
Shijiazhuang (Refer to Business North Beiguan, Zhengding Two 12 MW coal burning electric PPIC
Address) County, Shijiazhuang City, generating facilities.
Hebei Province, People's
Republic of China
34
Owner(s) /
Description of Electric Generation, Investor(s)
Transmission and Distribution (Refer to Item 1
Name of Business Facilities and Gas Distribution and Item 9(b) for
Company Location Address Facilities description)
------- -------- ------- ---------- ------------
Saelpa (Refer to Business BR 230, Km 25, Cristo Redentor 1,698 Km of transmission lines and Pbpart SE 2
Address) Joao Pessoa, Paraiba, Brasil 34,196 Km of distribution lines.
CEP 58.071.680
Tangshan (Refer to Business Benchengzhong Street 100 MW coal burning electric Pan-Western
Address) Luannan County, Tangshan City generating facility.
TIES (Refer to Business B16-17 Tongxiang Economic & Two 12 MW coal burning electric IEC PTE
Address) Development Zone, Tongxiang generating facilities.
City,
Zhejiang Province,
People's Republic of China
TrustPower (Refer to Business Private Bag 12023 33 hydro-electric generating Infratil and New
Address) Tauranga, New Zealand facilities and one wind farm with a Zealand
combined generating capacity of 455
MW.
Usina (Refer to Business Praca Rui Barbosa, 80-2o. Two unit simple-cycle gas-fired Catleo and
Termeletrica Address) andar/parte, Cataguases, generating units with a combined Holdings Brasil
Minas Gerais, Brasil CEP generating capability of 82 MW.
36770-901
XinWen #2 (Refer to Business Huafeng Town, Ningyang County, 37 MW coal burning electric Peak Xin Wen Pte.
Address) Taian Municipality, Shandong generating facility. Ltd.
Province, People's Republic of
China
XinWen #1 (Refer to Business Xintai City 50 MW coal burning electric Peak Xin Wen Pte.
Address) Shandong Province, generating facility. Ltd.
People's Republic of China
Zouping (Refer to Business Handian Town, Zouping County, Two 25 MW coal burning electric Zouping Peak Pte.
Address) Binzhou Municipality, Shandong generating facilities. Ltd.
Province,
People's Republic of China
* At December 31, 2003, International had a loan receivable (including accrued
interest income) from LDM of approximately $79 million.
(b). State the type and amount of capital invested in the company by the
registered holding company, directly or indirectly. Identify any debt or
other financial obligation for which there is recourse, directly or
indirectly, to the registered holding company or another system company,
other than an EWG or FUCO. Identify separately any direct or indirect
guarantee of a security of the EWG or FUCO by the registered holding
company. Identify any transfers of assets from any system company (other
than an EWG or FUCO) to an affiliate EWG or FUCO. State the market value at
the time of the transfer, the book value and the sale price of the
transferred asset.
35
Capital Invested
-------------------------------------------------
Debt, Guarantees or Transfer of
Name of Amount Other Financial Obligation assets to EWG
Company Security (in thousands) (in thousands) or FUCO
----------------------- ----------------------------- ------------------ ------------------------------- ------------------
Alliant Energy 1,000 Common Shares $56,715 None None
Neenah, LLC
Operaciones 3,000 Participation Units -- None None
Servicios 3,000 Participation Units -- None None
Bengbu Registered Capital 12,800 None None
Catleo 13,149,996 Common Shares 6,773 None None
CENF 57,509,438 Common Shares 9,512 None None
CELB 93,692 Common Shares; 46,448 None None
18,828 Preferred Shares
Cataguazes 37,454,202,320 Common 151,425 None None
Shares; 43,361,490,739
Preferred B Shares
Energipe 42,180 Common Shares; 2,388 246,882 None None
Preferred Shares
Wuan Registered Capital 7,678 None None
Anfeng Registered Capital 6,748 None None
Yongfeng Registered Capital 6,748 None None
Infratil 10,533,683 Ordinary Shares; 7,596 None None
1,912,120 $1.40 Warrants
JIES Registered Capital 13,119 None None
LDM (*) (*) None None
Shijiazhuang Registered Capital 9,201 None None
Saelpa 604,680,777 Common Shares; 181,457 None None
996,851 Preferred Shares
Tangshan Registered Capital 20,969 None None
TIES Registered Capital 7,230 None None
TrustPower 37,410,223 Ordinary Shares 69,289 None None
Usina Termeletrica 12,749,997 Common Shares 8,098 None None
XinWen #2 Registered Capital 6,261 None None
Xin Wen #1 Registered Capital 11,216 None None
Zouping Registered Capital 11,315 None None
(c). State the ratio of debt to common equity of the company and earnings of
the company as of the end of the reporting period.
Name of Ratio of Debt to Common
Company Equity (*) 2003 Earnings/(Losses)
------------------------------- -------------------------- --------------------------
Alliant Energy Neenah, LLC 65% 6,019,686
Operaciones 0% 49,928
Servicios 0% --
Bengbu 25% 4,145,076
36
Name of Ratio of Debt to Common
Company Equity (*) 2003 Earnings/(Losses)
------------------------------- -------------------------- --------------------------
Catleo 83% 7,085,015
CENF 26% 814,933
CELB 83% 1,313,039
Cataguazes 69% (8,377,327)
Energipe 48% 5,947,991
Wuan 0% 1,016,969
Anfeng 0% 1,249,556
Yongfeng 0% 1,176,456
Infratil 63% 10,174,385
JIES 13% 1,523,109
LDM 2,499% --
Shijiazhuang 26% 1,136,378
Saelpa 35% 13,783,455
Tangshan 0% 549,095
TIES 0% 1,968,045
TrustPower 88% 35,563,364
Usina Termeletrica 184% 8,483,594
XinWen #2 0% 2,902,984
Xin Wen #1 0% 1,621,376
Zouping 0% 2,022,748
* Intercompany debt has been excluded from the calculation of this ratio.
(d). Identify any service, sales or construction contract(s) between the
company and a system company, and describe the services to be rendered or
goods sold and the fees or revenues under such agreement(s).
None.
Part II. Submit as Exhibit H an organizational chart showing the
relationship of each EWG and FUCO to other system companies. If the company
is a subsidiary of the registered holding company, submit the financial data
required in Exhibit I.
With regards to Exhibit H, EWGs and FUCOs are noted as such in Item 1. System
Companies and Investments Therein as of December 31, 2003.
Refer to Exhibit I for the required financial data.
Part III. State the registered holding company's aggregate investment in
EWGs and FUCOs, respectively. Also state the ratio of aggregate investment
to the aggregate capital investment of the registered holding company in its
domestic public-utility subsidiary companies.
Aggregate Investment in Aggregate Capital Investment in
EWGs and FUCOs Domestic Public-Utility Subsidiaries
(in thousands) (in thousands) Ratio
---------------------------------- ---------------------------------------- -----------
EWG $135,739
FUCO 381,846
--------
Total $517,585 $2,046,684 25%
37
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
The following items listed below which are identified with an asterisk (*)
have heretofore been filed with the Securities and Exchange Commission (SEC)
and are incorporated herein by reference and made a part hereof. Exhibits
not so identified are filed herewith unless otherwise stated.
Consolidating Financial Statements and Notes
--------------------------------------------
Exhibits
--------
Refer to Exhibit F for a listing of the Financial Statement exhibits.
Pursuant to Exhibit A, the combined Annual Report on Form 10-K for the year
ended December 31, 2003, for Alliant Energy, IP&L and WP&L is incorporated
herein by reference.
The following Exhibits are filed herewith or incorporated herein by
reference. Documents indicated by an asterisk (*) are incorporated herein by
reference.
Exhibit A
---------
A.1* Annual Report of Alliant Energy on Form 10-K for the year ended
December 31, 2003 (incorporated by reference to File No. 1-9894)
A.2 Annual Report to Shareowners for Alliant Energy for the year ended
December 31, 2003 (Filed under cover of Form SE)
A.3* Annual Report of IP&L on Form 10-K for the year ended December 31,
2003 (incorporated by reference to File No. 0-4117-1)
A.4* Annual Report of WP&L on Form 10-K for the year ended December 31,
2003 (incorporated by reference to File No. 0-337)
Exhibit B
---------
Items for Exhibit B for Alliant Energy, IP&L and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2003.
B.1* Articles of Incorporation of Corporate Services, dated December 8,
1997 (incorporated by reference to Exhibit B.13 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.2* Articles of Amendment to Articles of Incorporation of Corporate
Services, effective as of January 29, 1999 (incorporated by
reference to Exhibit B.14 to Alliant Energy's Form U5S for the year
ended December 31, 1998)
B.3* Bylaws of Corporate Services, effective as of January 28, 1999
(incorporated by reference to Exhibit B.15 to Alliant Energy's Form
U5S for the year ended December 31, 1998)
B.4* Articles of Incorporation of Resources, effective as of January 11,
1988 (incorporated by reference to Exhibit B.16 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.5* Articles of Amendment to Articles of Incorporation of Resources,
effective as of April 23, 1998 (incorporated by reference to Exhibit
B.18 to Alliant Energy's Form U5S for the year ended December 31,
1998)
B.6* Articles of Amendment to Articles of Incorporation of Resources,
effective as of December 9, 1998 (incorporated by reference to
Exhibit B.19 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
38
B.7* Bylaws of Resources, as amended, effective as of January 30, 2001
(incorporated by reference to Exhibit B.11 to Alliant Energy's U5S
for the year ended December 31, 2000)
B.8* Articles of Merger, Merging IES Diversified Inc. with and into
Resources, effective as of April 21, 1998 (incorporated by reference
to Exhibit B.17 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
Exhibit C
---------
Items for Exhibit C for Alliant Energy, IP&L and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2003.
Exhibit D
---------
Tax Allocation Agreement (incorporated by reference to Exhibit D to Alliant
Energy's Form U5S for the year ended December 31, 2002).
Exhibit E
---------
None
Exhibit F
---------
F.1 Report of Independent Public Accountants (as reported in Alliant
Energy's Annual Report on Form 10-K for the year ended December 31, 2003)
The following exhibits are filed under cover of Form SE:
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2003
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2003
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2003
F.7 Resources Consolidating Balance Sheet as of December 31, 2003
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2003
F.11 ISCO Consolidating Balance Sheet as of December 31, 2003
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.14 International Consolidating Statement of Income for the year ended December 31, 2003
F.15 International Consolidating Balance Sheet as of December 31, 2003
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2003
F.19 Investments Consolidating Balance Sheet as of December 31, 2003
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2003
F.23 Transportation Consolidating Balance Sheet as of December 31, 2003
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2003
Exhibit G
---------
Beginning with 2001 filings, Financial Data Schedules are no longer required
due to changes to SEC rules.
Exhibit H
---------
FUCOs are noted as such in Item 1. System Companies and Investments Therein
as of December 31, 2003.
39
Exhibit I
---------
FUCO Financial Statements (Filed under cover of Form SE)
International is organized as a holding company for international investments
of Alliant Energy. The assets of International are primarily debt and equity
investments in their subsidiary companies. In 2003, International had $10.8
million of operating expenses.
Documents incorporated by reference to filings made by Alliant Energy under
the Securities Exchange Act of 1934, as amended, and the Public Utility
Holding Company Act of 1935 are under File No. 1-9894. Documents
incorporated by reference to filings made by IP&L under the Securities
Exchange Act of 1934, as amended, are under File No. 0-4117-1. Documents
incorporated by reference to filings made by WP&L under the Securities
Exchange Act of 1934, as amended, are under File No. 0-337. Documents
incorporated by reference to filings made by IPC under the Securities
Exchange Act of 1934, as amended, are under File No. 1-3632.
40
SIGNATURE
The undersigned system company has duly caused this annual report to be
signed on its behalf by the undersigned thereunto duly authorized pursuant to
the requirements of the Public Utility Holding Company Act of 1935. The
signature of each undersigned company shall be deemed to relate only to
matters having reference to such company or its subsidiaries.
ALLIANT ENERGY CORPORATION
By: /s/ John E. Kratchmer
-------------------------
John E. Kratchmer
Vice President-Controller and Chief Accounting Officer
Date: April 30, 2004
41
EXHIBIT INDEX
-------------
Exhibits Description
-------- -----------
23 Consent of Independent Public Accountants
A.2 Annual Report to Shareowners for Alliant Energy for the year ended December 31, 2003
F.1 Report of Independent Public Accountants
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2003
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2003
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2003
F.7 Resources Consolidating Balance Sheet as of December 31, 2003
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2003
F.11 ISCO Consolidating Balance Sheet as of December 31, 2003
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.14 International Consolidating Statement of Income for the year ended December 31, 2003
F.15 International Consolidating Balance Sheet as of December 31, 2003
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2003
F.19 Investments Consolidating Balance Sheet as of December 31, 2003
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2003
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2003
F.23 Transportation Consolidating Balance Sheet as of December 31, 2003
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2003
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2003
I FUCO Financial Statements