SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U5S
ANNUAL REPORT
For the Year Ended December 31, 2000
Filed pursuant to the
Public Utility Holding Company Act of 1935 by
Alliant Energy Corporation
222 West Washington Avenue
Madison, Wisconsin 53703
(Name and address of each registered holding company in the system)
CONTENTS
Item Page
---- ----
1. System Companies and Investments Therein as of December 31, 2000 3
2. Acquisitions or Sales of Utility Assets 9
3. Issue, Sale, Pledge, Guarantee or Assumption of System Securities 9
4. Acquisition, Redemption or Retirement of System Securities 14
5. Investments in Securities of Nonsystem Companies as of December 31, 2000 16
6. Officers and Directors as of December 31, 2000 17
Part I. Name, Principal Business Address and Positions Held as of December 31, 2000 17
Part II. Financial Connections as of December 31, 2000 30
Part III. Compensation and Other Related Information 31
7. Contributions and Public Relations 32
8. Service, Sales and Construction Contracts 33
Part I. Intercompany Sales and Service 33
Part II. Contracts to Purchase Services or Goods Between any System Company 33
and any Affiliate
Part III. Employment of any Person by any System Company for the Performance 33
on a Continuing Basis of Management Services
9. Wholesale Generators and Foreign Utility Companies 34
10. Financial Statements and Exhibits 40
Consolidating Financial Statements and Notes 40
Exhibits 40
Signature 43
2
ITEM 1. SYSTEM COMPANIES AND INVESTMENTS THEREIN AS OF DECEMBER 31, 2000
% of Issuer/Owner
Number of Common Voting Book Value
Shares Owned by Power/ (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
Alliant Energy Corporation (Alliant Energy)
IES Utilities Inc. (IESU) 13,370,788 100% $580,280
EnviroGas L.P. (*) 50% (141)
Wisconsin Power and Light Company (WP&L) 13,236,601 100% 662,593
South Beloit Water, Gas & Electric Company (South Beloit) 24,400 100% 36,968
Wisconsin River Power Company 31,000 33% 9,360
Lakes Development Corporation 1,000 33% 125
Wisconsin Valley Improvement Company 18,612 12% 1,793
WPL Transco LLC (****) 100 100% 185,869
American Transmission Company, LLC (ATC LLC) (****) (*) 26% --
ATC Management Inc. (****) 2,432 26% 3
Interstate Power Company (IPC) 9,777,432 100% 228,969
Alliant Energy Corporate Services, Inc. (Corporate Services) 100 100% --
Alliant Energy Nuclear, L.L.C. (*) 100% 1,714
Nuclear Management Company, L.L.C. (*) 25% 6,855
Cargill-Alliant, L.L.C. (Cargill-Alliant) (*) 50% 41,048
Alliant Energy Resources, Inc. (Resources) 100 100% 683,287
Capital Square Financial Corporation (Cap. Square) 200 100% 9,545
Alliant Energy Development, LLC (****) (*) 100% (366)
Argo Power LLC (****) (*) 67% (366)
Henwood Energy Services, Inc. (Henwood) 595,400 17% 6,318
LNT Communications L.L.C. (LNT) (****) (*) 100% 247,523
Alliant Energy do Brasil Limitada (Remainder owned by Alliant Energy 1,365,487 Quotas 100% 59
International, Inc. (International)) (Foreign Utility Company (FUCO))
Alliant Energy Holdings do Brasil Limitada (Holdings Brasil) (Remainder owned by 200 Quotas -- 319,706
International) (FUCO)
Refer to International for additional investments of Holdings Brasil.
Alliant Energy Industrial Services, Inc. (ISCO) 1,000 100% 97,935
Whiting Petroleum Corporation (Whiting) 1,000 100% 73,108
Whiting Programs, Inc. 100 100% 29,368
Whiting - Golden Gas Production Company 4,500 100% 14,139
WOK Acquisition Company (**) 1,000 100% --
3
% of Issuer/Owner
Number of Common Voting Book Value
Shares Owned by Power/ (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
Industrial Energy Applications, Inc. (IEA) 100,000 100% 13,880
BFC Gas Company L.L.C. (*) 60% 3,612
Energys, Inc. 10 100% 1,400
Schedin & Associates, Inc. 100 100% (225)
Industrial Energy Applications Delaware Inc. (IEA Delaware) 1 100% 13,945
Bastian Bay Pipeline, LP (Bastian Bay) (Also owned by Alliant Energy (*) 90% 999
Field Services, LLC (Field Services)) (****)
Oak Hill Pipeline L.P. (Oak Hill) (*) 99% 10,513
Alliant South Texas Pipeline, L.P. (South Texas) (*) 90% 8,688
Alliant Energy Desdemona, LP (Desdemona) (Also owned by Field (*) 99% 5,420
Services) (****)
RMT, Inc. (RMT) 100 100% 18,864
Residuals Management Technology, Inc., Ohio 48 48% --
RMT North Carolina, Inc. 1,000 100% 48
RMT, Inc., Michigan 100 100% --
RMT International, Inc. 1,000 100% --
Heartland Energy Group, Inc. (HEG) 1,000 100% 2,788
NG Energy Trading, LLC (****) (*) 50% 2,144
Field Services (****) (*) 100% (128)
Desdemona (Also owned by IEA Delaware) (****) (*) -- 5,420
Bastian Bay (Also owned by IEA Delaware) (****) (*) -- 999
Energy Performance Services, Inc. (****) 10,000,000 100% 12,412
EUA Cogenex Corporation (****) 1,000 100% 60,000
APS Cogenex LLC (****) (*) 50% 1,631
Energy Capital and Services I, LP (****) (*) 100% 10,923
Energy Capital and Services II, LP (****) (*) 100% 6,754
Energy Holdings Corporation (****) 100 100% --
EUA Cogenex West Corporation (****) 10,000 100% 3,390
EUA Cogenex-Canada Inc. (****) 100 100% 635
EUA Cogenex-Canada Energy Services, Inc. (****) 100 100% 635
AGRA Cogenex Joint Venture (****) (*) 50% 635
Northeast Energy Management, Inc. (****) 10,000 100% 6,965
Alliant Energy Transportation, Inc. (Transportation) 1,000 100% 25,643
IEI Barge Services, Inc. (Barge) 236 75% 3,102
Transfer Services, Inc. (Transfer) 1,000 100% 59
Williams Bulk Transfer Inc. (Williams) 100 100% (243)
Cedar Rapids & Iowa City Railway Company (CRANDIC) 1,000 100% 27,560
Heartland Rail Corporation 1,997 18% 18,255
Alliant Energy Investments, Inc. (Investments) 1,100 100% 599,218
Village Lakeshares Inc. (Lakeshares) 10 100% 1,022
Village Lakeshares, L.P. (Other 33% owned by Investments) (*) 67% (69)
Iowa Land and Building Company (Iowa Land) 2,000 100% 4,164
Prairie Ridge Business Park, L.C. (*) 70% 1,048
Center Place Limited Partnership (Center Place) (19% owned by 2001 (*) 29% 313
Development Corporation)
Blairs Ferry Limited Partnership (*) 84% 452
2001 Development Corporation 450,000 55% 7,707
Center Place (29% owned by Iowa Land) (*) 19% 313
2060 Partnership, L.P. (*) 44% 1,639
3001 L.L.C. (*) 27% 2,634
4
% of Issuer/Owner
Number of Common Voting Book Value
Shares Owned by Power/ (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
OSADA I Limited Partnership (*) 48% 3,369
Village Lakeshares, L.P. (Other 67% owned by Lakeshares) (*) 33% (69)
Heartland Energy Services, Inc. 700 100% (242)
ReGENco L.L.C. (*) 30% 2,264
Heartland Properties, Inc. (HPI) 1,000 100% 61,449
Atlantic-Sundance Apartments, L.P. (Sundance) (Also owned by (*) -- 867
Investments)
Wagon Wheel L.P. (99% owned by Investments) (*) -- 701
Countryside of Clinton Associates, LP (Countryside) (Also owned by (*) -- --
Investments) (****)
Meadow Wood Associates of Carroll Phase II, L.P. (Meadow Wood) (Also owned (*) -- 797
by Investments) (****)
Fort Madison IHA Senior Housing L.P. (Fort Madison I) (99% owned (*) -- 417
by Investments)
Fort Madison IHA II Senior Housing L.P. (Fort Madison II) (99% owned by (*) -- 397
Investments) (****)
Pickerel Park Associates Limited Partnership (Pickerel Park) (Also owned (*) -- --
by Investments) (****)
Keokuk Senior Housing Limited Partnership (Keokuk) (Also owned by Investments) (****) (*) -- --
Carroll IHA Senior Housing Limited Partnership (Carroll IHA) (Also owned by
Investments) (****) (*) -- --
Sundance (Also owned by HPI) (*) 100% 867
Wagon Wheel L.P. (Also owned by HPI) (*) 99% 701
Countryside (Also owned by HPI) (****) (*) 100% --
Meadow Wood (Also owned by HPI) (****) (*) 100% 797
Fort Madison I (Also owned by HPI) (*) 99% 417
Fort Madison II (Also owned by HPI) (****) (*) 99% 397
Pickerel Park (Also owned by HPI) (****) (*) 100% --
Keokuk (Also owned by HPI) (****) (*) 99% --
Carroll IHA (Also owned by HPI) (****) (*) 99% --
International (FUCO) 1,000 100% (56,843)
Interstate Energy Corporation PTE Limited (FUCO) 25,000 100% 32,940
Jiaxing JIES Power & Heat Company Limited (FUCO) Registered Capital 50% 27,803
Tongxiang TIES Power & Heat Company Limited (FUCO) Registered Capital 30% 25,877
Anhui New Energy Heat & Power Company Limited (Anhui) (****) Registered Capital 64% 5,999
Holdings Brasil (Also owned by Resources) (FUCO) 623,845,934 Quotas 100% 319,706
TermoSergipe S.A. (Also owned by Energisa S.A.) (****) 289 29% 1
Companhia Forca e Luz Cataguazes - Leopoldina S.A. (Cataguazes) 10,492,261,614 22% 185,649
(Also owned by Gipar S.A.) (****) (FUCO)
Teleacabo S.A. (****) 9,477 20% 135
Companhia de Electricidade de Nova Friburgo S.A. (CENF) (****) 57,347,866 15% 16,038
(FUCO)
MCL Cabo S.A. (****) 14,050 21% 36
Energisa Telecom Limitada (****) 9,999 22% 4
Multipar S.A. (Also owned by Multiagro Agropecuaria Com. e Ind. 3,531,448 22% 473
Limitada) (****)
Teleserv S.A. (****) 37,977 21% 553
Multiagro Agropecuaria Com. e Ind. Limitada (****) 3,700,085 14% 958
Multipar S.A. (Also owned by Cataguazes) (****) 1,400 -- 473
Catleo Energia S.A. (Catleo) (****) (FUCO) 13,149,996 22% 6,773
Usina Termeletrica de Juiz de Fora S.A. (Usina Termeletrica) 999 22% 1
(Also owned by Energisa S.A.) (****)
Energisa S.A. (Also owned by Holdings Brasil) (****) 18,990,576 11% 379,983
Usina Termeletrica (Also owned by Catleo) (****) 1 -- 1
TermoSergipe S.A. (Also owned by Holdings Brasil) (****) 507 6% 1
Empresa Energetica de Sergipe S.A. (Energipe) (****) (FUCO) 42,187 11% 223,912
Pbpart Limitada (Pbpart) (****) 999 11% 374
Companhia Energetica da Borborema S.A. (CELB) (****) 83,974 10% 8,800
(FUCO)
5
% of Issuer/Owner
Number of Common Voting Book Value
Shares Owned by Power/ (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
Pbpart - SE 1 Limitada (Pbpart SE 1) (****) 9,993 11% 1,357
Pbpart - SE 2 Limitada (Pbpart SE 2) (****) 997 11% 1,356
Sociedade Anonima de Eletrificacao da Paraiba 543,221,978 9% 55,633
(Saelpa) (****)
Energisa S.A. (Also owned by Cataguazes) (****) 17,301,964 45% 379,983
Usina Termeletrica (Also owned by Catleo) (****) 1 -- 1
TermoSergipe S.A. (Also owned by Holdings Brasil) (****) 507 23% 1
Energipe (****) (FUCO) 42,187 45% 223,912
Pbpart (****) 999 45% 374
CELB (****) (FUCO) 83,974 40% 8,800
Pbpart SE 1 (****) 9,993 45% 1,357
Pbpart SE 2 (****) 997 45% 1,356
Saelpa (****) 543,221,978 40% 55,633
Gipar S.A. (****) 12,384,231,000 50% 40,747
Cataguazes (Also owned by Holdings Brasil) (****) (FUCO) 24,818,100,000 25% 185,649
Teleacabo S.A. (****) 9,477 24% 135
Multiagro Agropecuaria Com. e Ind. Limitada (****) 3,700,085 17% 958
Multipar S.A. (Also owned by Cataguazes) (****) 1,400 -- 473
CENF (****) (FUCO) 57,347,866 18% 16,038
MCL Cabo S.A. (****) 14,050 24% 36
Energisa Telecom Limitada (****) 9,999 25% 4
Multipar S.A. (Also owned by Multiagro Agropecuaria Com. e 3,531,448 25% 473
Ind. Limitada) (****)
Teleserv S.A. (****) 37,977 25% 553
Catleo (****) (FUCO) 13,149,996 25% 6,773
Usina Termeletrica (Also owned by Energisa S.A.) (****) 999 25% 1
Energisa S.A. (Also owned by Holdings Brasil) (****) 18,990,576 13% 379,983
Usina Termeletrica (Also owned by Catleo) (****) 1 -- 1
TermoSergipe S.A. (Also owned by Holdings Brasil) (****) 507 6% 1
Energipe (****) (FUCO) 42,187 13% 223,912
Pbpart (****) 999 13% 374
CELB (****) (FUCO) 83,974 11% 8,800
Pbpart SE 1 (****) 9,993 13% 1,357
Pbpart SE 2 (****) 997 13% 1,356
Saelpa (****) 543,221,978 11% 55,633
Alliant Energy do Brasil Limitada (Remainder owned by Resources) (FUCO) 999 Quotas -- 59
Alliant International New Zealand Limited (New Zealand) (FUCO) 24,858,503 100% 87,406
Infrastructure & Utilities New Zealand Limited (FUCO) 19,121,200 10% 91,687
TrustPower Limited (11% owned by Utility Investments Limited) (FUCO) 14,327,093 7% 248,864
Utility Investments Limited (FUCO) 100 100% --
TrustPower Limited (7% owned by New Zealand) (FUCO) 20,627,353 11% 248,864
Alliant Energy Australia Pty Limited 32,134,439 100% 38,054
Alliant Energy Southern Hydro Australia Pty Limited (****) 100 100% 5,512
Southern Hydro Partnership (****) (FUCO) (*) 20% 82,458
Southern Hydro Maintenance Services Pty Limited (****) (*) 20% (***)
Alliant Energy Hydro Pty Limited (****) 100 100% 17,234
Southern Hydro Partnership (****) (FUCO) (*) 50% 82,458
Southern Hydro Maintenance Services Pty Limited (****) (*) 50% (***)
6
% of Issuer/Owner
Number of Common Voting Book Value
Shares Owned by Power/ (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
Grandelight Holding Limited (FUCO) 99,900 100% 47,045
Peak Pacific Investment Co. Limited (FUCO) 34,224,948 67% 67,644
Wuan Peak Pte Limited (****) 2 67% --
Hebei Wuan Peak Heat and Power Co. Limited (****) Registered Capital 60% 8,462
Zhending Peak Pte Limited (****) 2 67% --
Shijiazhuang Chengfeng Heat and Power Co. Limited (FUCO) Registered Capital 47% 6,862
Jinan Peak Pte Limited (****) 2 67% --
Handan Chengfeng Heat and Power Co. Limited (**) (FUCO) Registered Capital 50% --
Jinan Yaqing Heat and Power Co. Limited (FUCO) Registered Capital 47% 3,901
Gongyi Peak Pte Limited (****) 2 67% --
Peak Pacific Investment Co. (Labuan) BHD (FUCO) 3 67% 460
Henan Anfeng Electric Power Co. Limited (FUCO) Registered Capital 47% 11,027
Henan Yongfeng Electric Power Co. Limited (FUCO) Registered Capital 47% 11,930
Meishan Peak Pte Limited (****) 2 67% --
Zibo Peak Combined Heat & Power Co. Limited (****) Registered Capital 47% --
Alliant Energy de Mexico, S. de R.L. de C.V. (Also owned by Alliant 2,999 Participation 100% --
Energy de Mexico L.L.C.) (FUCO) Units
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. (Also owned 2,999 Participation 100% --
by Alliant Energy de Mexico L.L.C.) (FUCO) Units
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Also owned by 2,999 Participation 100% --
Alliant Energy de Mexico L.L.C.) (FUCO) Units
Alliant Energy de Mexico L.L.C. (FUCO) (*) 100% --
Alliant Energy de Mexico, S. de R.L. de C.V. (Remainder owned by 1 Participation Unit -- --
International) (FUCO)
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. (Remainder 1 Participation Unit -- --
owned by Alliant Energy de Mexico, S. de R.L. de C.V.) (FUCO)
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Remainder 1 Participation Unit -- --
owned by Alliant Energy de Mexico, S. de R.L. de C.V.) (FUCO)
Alliant Energy Renewable Resources Limited (FUCO) 120 100% 728
Renewable Energy and Energy Efficiency Fund for Emerging Markets, (*) 23% 317
Limited (****)
* Noncorporate subsidiaries (Partnerships, limited partnerships, limited liability companies, etc.)
** Inactive
*** Results for Southern Hydro Maintenance Services Pty Limited are included with results for Southern Hydro Partnership.
**** Subsidiaries added during the year ended December 31, 2000 (described below):
Date of
Name of Company Acquisition Description of Business
---------------------------------------------- --------------------- -------------------------------------------------------------
WPL Transco LLC 2/8/00 Holding company for WP&L's ownership of ATC LLC.
ATC LLC 6/12/00 Plan, construct, operate, maintain and expand transmission
facilities it will own to provide for adequate and reliable
transmission power.
ATC Management Inc. 6/12/00 Operates ATC LLC.
Alliant Energy Development, LLC 3/20/00 Holds an investment in Argo Power LLC.
Argo Power LLC 6/5/00 Constructs and operates supplementary energy generation.
LNT 1/12/00 Holds an investment in McLeodUSA Inc.
Bastian Bay 8/31/00 Natural gas gathering pipeline system.
Desdemona 2/14/00 Acquires, develops, sells, operates, constructs and maintains
certain pipeline and other facilities.
NG Energy Trading, LLC 9/26/00 Natural gas trading company.
Field Services 2/11/00 Holds the general partner interests for various pipeline
systems.
Energy Performance Services, Inc. 12/21/00 Provides expertise, technology and equipment to reduce energy
consumption.
7
Date of
Name of Company Acquisition Description of Business
---------------------------------------------- ------------------ -------------------------------------------------------------
EUA Cogenex Corporation 12/29/00 Provides expertise, technology and equipment to reduce energy
consumption.
APS Cogenex LLC 12/29/00 Provides expertise, technology and equipment to reduce energy
consumption.
Energy Capital and Services I, LP 12/29/00 Provides expertise, technology and equipment to reduce energy
consumption.
Energy Capital and Services II, LP 12/29/00 Provides expertise, technology and equipment to reduce energy
consumption.
Energy Holdings Corporation 12/29/00 Provides expertise, technology and equipment to reduce energy
consumption.
EUA Cogenex West Corporation 12/29/00 Engages in the business of energy conservation programs,
including the creation of alternative energy sources.
EUA Cogenex-Canada Inc. 12/29/00 Provides expertise, technology and equipment to reduce energy
consumption.
EUA Cogenex-Canada Energy Services, Inc. 12/29/00 Provides expertise, technology and equipment to reduce energy
consumption.
AGRA Cogenex Joint Venture 12/29/00 Markets, develops and implements energy services.
Northeast Energy Management, Inc. 12/29/00 Engages in energy conservation programs, including the creation
of alternative energy sources.
Countryside 9/1/00 Invests in affordable housing projects.
Meadow Wood 3/1/00 Invests in affordable housing projects.
Fort Madison II 3/1/00 Invests in affordable housing projects.
Pickerel Park 2/1/00 Invests in affordable housing projects.
Keokuk 7/27/00 Invests in affordable housing projects.
Carroll IHA 7/27/00 Invests in affordable housing projects.
Anhui 11/11/00 Operates a heat and power plant in China.
TermoSergipe S.A. 1/25/00 Gas-fired generating facility.
Cataguazes (FUCO) 1/25/00 Electric distribution company.
Telecabo S.A. 1/25/00 Telecommunication company.
CENF (FUCO) 1/25/00 Utility company engaged in the generation, transmission and
distribution of electric energy and power.
MCL Cabo S.A. 1/25/00 Telecommunication service provider company.
Energisa Telecom Limitada 1/25/00 Holding company.
Multipar S.A. 1/25/00 Insurance brokerage company.
Teleserv S.A. 1/25/00 Telecommunication company.
Multiagro Agropecuaria Com. e Ind. Limitada 1/25/00 Agribusiness company.
Catleo (FUCO) 1/25/00 Independent power producer which owns hydro-electric generation
plants.
Usina Termeletrica 1/25/00 Gas-fired generating facility.
Energisa S.A. 1/25/00 Holding company.
Energipe (FUCO) 1/25/00 Electric distribution company.
Pbpart 1/25/00 Holding company.
CELB (FUCO) 1/25/00 Electric distribution company.
Pbpart SE 1 1/25/00 Holding company.
Pbpart SE 2 1/25/00 Holding company.
Saelpa 1/25/00 Electric distribution company.
Gipar S.A. 1/25/00 Holding company.
Alliant Energy Southern Hydro Australia Pty Limited 2/16/00 Holding company.
Southern Hydro Partnership (FUCO) 2/15/00 Hydro-electric generation company.
Southern Hydro Maintenance Services Pty Limited 2/16/00 Operation and maintenance services for hydro-electric
facilities.
Alliant Energy Hydro Pty Limited 10/31/00 Holding company.
Wuan Peak Pte Limited 12/9/00 Holding company.
Hebei Wuan Peak Heat and Power Co. Limited 11/20/00 Operates a heat and power plant in China.
Zhending Peak Pte Limited 12/9/00 Holding company.
Jinan Peak Pte Limited 12/9/00 Holding company.
Gongyi Peak Pte Limited 12/9/00 Holding company.
Meishan Peak Pte Limited 7/25/00 Holding company.
Zibo Peak Combined Heat & Power Co. Limited 3/20/00 Operates a heat and power plant in China.
Renewable Energy and Energy Efficiency
Fund for Emerging Markets, Limited 2/28/00 Investment fund for renewable energy projects.
8
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS
Information concerning acquisitions or sales of utility assets by System
companies not reported in a certificate filed pursuant to Rule 24 is as
follows:
On January 1, 2001, WP&L, including South Beloit, transferred its transmission
assets (approximate net book value of $177 million) to ATC LLC. WPL Transco LLC,
a wholly-owned subsidiary of WP&L, will hold the resulting investment in ATC
LLC and follow the equity method of accounting.
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing ----------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
------------------------------------- ---------------------- ----------------- ---------------- -------------- ----------------
Resources Resources $402,500,040 2/1/00 $390,425,039 Rule 52
---------
Exchangeable Senior Notes,
7.25% through 2/2003 and
2.50% thereafter, due 2/2030
WP&L WP&L 100,000,000 3/1/00 98,740,000 Rule 52
-----
Debentures, 7-5/8%, due 3/2010
CRANDIC CRANDIC 1,169,000 12/31/00 1,169,000 Rule 52
-------
State of Iowa
3%, due 12/2010
CRANDIC CRANDIC 269,875 12/31/00 269,875 Rule 52
-------
State of Iowa
0%, due 12/2010
South Texas South Texas 70,799 5/24/00 to 70,799 Rule 52
-----------
3 transactions under $100,000, 10/5/00
11%, due 4/2005 to 10/2005
Oak Hill Oak Hill 19,283 4/4/00 19,283 Rule 52
--------
Vehicle loan
8.25%, due 3/2002
HPI HPI 1,605,000 6/1/00 1,605,000 Rule 52
---- ---
Housing Authority of the City of Antigo, The Depot Project
WI, Multi-Family Housing Revenue Bond
(MFHRB), Series 2000, 5.05%, due 2/2036
HPI HPI 390,000 6/1/00 390,000 Rule 52
---- ---
Community Development Authority of the North River Block
City of Berlin, WI, MFHRB, Series 2000, Project
5.05%, due 2/2036
HPI HPI 750,000 6/1/00 750,000 Rule 52
--- ---
Community Development Authority of the WP&L Apartments
City of Berlin, WI, MFHRB, Series 2000, Project
5.05%, due 2/2036
9
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing ----------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
------------------------------------- ---------------------- ----------------- ---------------- -------------- ----------------
HPI HPI 6,620,000 6/1/00 6,620,000 Rule 52
--- ---
Housing Authority of the City of Dunlap Square Project
Marinette WI, MFHRB, Series 2000, 5.05%,
due 2/2036
HPI HPI 125,212 9/15/00 125,212 Rule 52
---- ---
Madison YWCA FHLB Grant, YWCA Limited
0%, due 1/2001 Partnership and
Joint Venture
HPI HPI 200,000 2/1/00 200,000 Rule 52
--- ----
HOME Funds, DeNevue Cr
3%, due 2/2031
HPI HPI 1,096,314 7/1/00 1,096,314 Rule 52
--- ----
FNMA, 9%, due 11/2023 Cudahy I
HPI HPI 740,270 7/1/00 740,270 Rule 52
--- ----
FNMA, 9%, due 11/2023 Janesville Kellogg
HPI HPI 1,257,895 7/1/00 1,257,895 Rule 52
--- ----
FNMA, 9%, due 11/2023 Cudahy II
HPI HPI 704,572 7/1/00 704,572 Rule 52
--- ----
FNMA, 8.71%, due 5/2021 Waupun Lincoln
HPI HPI 1,019,281 7/1/00 1,019,281 Rule 52
--- ----
FNMA, 9%, due 11/2023 Janesville-Wesley
HPI HPI 1,679,293 7/1/00 1,679,293 Rule 52
--- ----
First Union, 8.71%, due 5/2021 Grand Chute
HPI HPI 1,221,258 7/1/00 1,221,258 Rule 52
--- ----
FNMA, 9%, due 11/2023 Eau Claire London
Square
10
HPI HPI 819,697 7/1/00 819,697 Rule 52
--- ----
First Union, 8.71%, due 5/2021 Cudahy III
HPI HPI 1,060,857 7/1/00 1,060,857 Rule 52
--- ----
WHEDA, 8.88%, due 1/2027 Delevan-Parkside
HPI HPI 170,000 7/1/00 170,000 Rule 52
--- ----
School District of Delevan-Darien, Delevan-Parkside
6%, due 10/2020
HPI HPI 220,000 7/1/00 220,000 Rule 52
--- ----
State of Wisconsin, 0%, due 11/2025 Delevan-Parkside
HPI HPI 111,706 7/1/00 111,706 Rule 52
--- ----
Deferred Developer Fee Note, Delevan-Parkside
9%, due 6/2004
HPI HPI 999,861 7/1/00 999,861 Rule 52
--- ----
First Union, 9.02%, due 6/2021 Janesville-River
Place
HPI HPI 1,160,100 7/1/00 1,160,100 Rule 52
--- ----
First Union, 8.56%, due 9/2021 Waunakee
HPI HPI 747,384 7/1/00 747,384 Rule 52
--- ----
WHEDA, 8.875%, due 7/2027 Janesville-Wall
Street
HPI HPI 1,015,525 7/1/00 1,015,525 Rule 52
--- ----
FmHA, 8%, due 4/2045 Keil Millview
HPI HPI 1,450,767 7/1/00 1,450,767 Rule 52
--- ----
First Union, 9.55%, due 10/2022 Eau Claire-Oakwood
HPI HPI 38,448 7/1/00 38,448 Rule 52
--- ----
Deferred Developer Fee Note, Eau Claire-Oakwood
7%, due 12/2001
HPI HPI 1,672,334 7/1/00 1,672,334 Rule 52
--- ----
First Union, 9.62%, due 3/2022 Sussex Mills
HPI HPI 647,798 7/1/00 647,798 Rule 52
--- ----
DMB Community Bank, 8.75%, due 3/2005 DeForest
Williamstown Bay
11
HPI HPI 903,666 8/1/00 903,666 Rule 52
--- ----
Associated Bank, 9.65%, due 8/2002 HAH - Wausau
Fort Madison II Fort Madison II 250,000 4/15/00 250,000 Rule 52
----------------
Rural Development, 1%, due 1/2001
Fort Madison II Fort Madison II 594,602 4/15/00 594,602 Rule 52
----------------
Iowa Department of Economic Development,
1%, due 12/2028
Meadow Wood Meadow Wood 1,105,131 9/15/00 1,105,131 Rule 52
----------------
Construction Note, 9.5%, due 2/2021
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
(Continued)
The following items are recurring transactions of system companies:
Effective
Name of Issuer Name of Company Total Date of Average
And Issuing or Selling Balance At Highest Highest Interest
Title of Issue Securities Year End Balance Balance Rate
---------------------------- ------------------------------ -------------------- ------------------ ------------ ------------
Alliant Energy Alliant Energy $283,885,000 $299,935,000 12/26/00 6.47%
Commercial Paper
Resources Resources 320,500,000 480,150,000 01/24/00 6.42%
Commercial Paper
12
The following items are financial guarantees and commitments of system
companies:
At December 31, 2000, IESU had a financial guarantee of $15,855,026
outstanding for the payment from IES Utilities Trust No. 1994-A to the
First Security Bank of Utah as Owner Trustee, related to the financing of
the Alliant Energy Tower office building lease in Cedar Rapids, Iowa. The
highest amount outstanding during 2000 was $16,285,022 and no consideration
was received by IESU related to this financial guarantee.
At December 31, 2000, IESU had a financial guarantee of $939,384
outstanding for the payment from Keokuk Ferro-Sil, Inc. to the Keokuk
Savings Bank and Trust Company, related to the financing of the purchase of
transformers for use in Keokuk Ferro-Sil, Inc.'s industrial facility. The
highest amount outstanding during 2000 was $1,052,052 and no consideration
was received by IESU related to this financial guarantee.
At December 31, 2000, HPI had extended commitments to provide $3,889,000 in
nonrecourse, permanent financing to developers which were secured by
affordable housing properties. HPI anticipates other lenders will
ultimately finance these properties. The highest amount outstanding during
2000 was $6,112,000 and no consideration was received by HPI other than the
purpose of the commitments described above.
13
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES
Extinguished(E) Commission
Name of Company Principal Amount or Held for Authorization
Name of Issuer Redeeming or Redeemed or Further or
and Title of Issue Retiring Securities Retired Consideration Disposition (D) Exemption
----------------------------- ------------------------------ ------------------- --------------- ---------------- ----------
IESU IESU $50,000,000 $50,000,000 E Rule 42
----
7.65% Collateral Trust
Bonds, due 3/2000
IESU IESU 1,000,000 1,000,000 E Rule 42
----
5.45% Pollution Control
Revenue Bonds, 1992
Series B, due 3/2000
IESU IESU 196,000 196,000 D Rule 42
----
5.75% Pollution Control
Revenue Bonds, due 6/2000
WP&L WP&L 1,000,000 1,000,000 E Rule 42
----
4.75% First Mortgage Bonds,
1991 Series C,
due 10/2000
WP&L WP&L 875,000 875,000 E Rule 42
----
4.75% First Mortgage Bonds,
1991 Series D,
due 10/2000
HPI HPI
--- ---
Housing Authority - City HAH - Antigo Depot, Inc. Project 1,630,000 1,630,000 E Rule 42
of Antigo, WI, MFHRB,
Series 1991 A, 5.7%,
due 2/2024
HPI HPI
--- ----
Community Development HAH - Berlin North River, Inc. Project 395,000 395,000 E Rule 42
Authority - City of
Berlin, WI, MFHRB,
Series 1991 A, 5.7%,
due 2/2024
HPI HPI
--- ----
Community Development HAH - Berlin WP&L, Inc. Project 575,000 575,000 E Rule 42
Authority - City of
Berlin, WI, MFHRB,
Series 1991 A, 5.7%,
due 2/2024
HPI HPI
--- ---
Community Development HAH - Berlin WP&L, Inc. Project 250,000 250,000 E Rule 42
Authority - City of
Berlin, WI
MFHRB, Series 1991 B,
5.7%, due 2/2024
14
Extinguished(E) Commission
Name of Company Principal Amount or Held for Authorization
Name of Issuer Redeeming or Redeemed or Further or
and Title of Issue Retiring Securities Retired Consideration Disposition (D) Exemption
----------------------------- ------------------------------ ------------------- --------------- ---------------- ----------
HPI HPI
--- ---
Housing Authority - City HAH - Marinette, Inc. Project 5,475,000 5,475,000 E Rule 42
of Marinette, WI
MFHRB, Series 1991 A,
5.7%, due 2/2024
HPI HPI
--- ---
Housing Authority - City HAH - Marinette, Inc. Project 1,695,000 1,695,000 E Rule 42
of Marinette, WI
MFHRB, Series 1991 B,
5.7%, due 2/2004
HPI HPI
--- ---
City of Madison, 8.86%, Avenue Limited Partnership 571,652 571,652 E Rule 42
due 6/2009
HPI HPI
--- ----
City of Madison, 0%, Avenue Limited Partnership 320,000 320,000 E Rule 42
due 12/2006
HPI HPI
--- ----
Home S&L, 8.5%, Avenue Limited Partnership 409,539 409,539 E Rule 42
due 3/2005
HPI HPI
--- ---
Citizens Bank & Trust, HAH - Wausau 910,002 910,002 E Rule 42
10%, due 9/2000
HPI HPI
--- ---
Park Bank, 8%, due 3/2008 Madison Fairwood Arms 1,058,804 1,058,804 E Rule 42
HPI HPI
--- ----
63 transactions, 0% to Various transactions less than $100,000 603,206 603,206 D & E Rule 42
10.75%, due 1/2001
to 4/2045
15
ITEM 5. INVESTMENTS IN SECURITIES OF NONSYSTEM COMPANIES AS OF DECEMBER 31, 2000
1.
Aggregate Amount of
Investments in Persons Number of
(Entities) Operating in Persons
Name of Retail Service Area of Owner (Entities) Description of
Company (in thousands) Persons (Entities)
------------- ------------------------------ ----------- --------------------------------------------------------------------------
HPI and Cap. $3,987 22 Limited partnerships and limited liability companies which invest in
Square affordable housing projects.
Dane County 50 1 Invests in and provides financial assistance to commercially reasonable
Development business ventures in Dane County, and benefits the community by creating
Company Inc. new jobs, providing goods or services, undertaking improvements in lower
income areas and meeting any other community credit needs.
Investments 18 4 Economic development joint venture with interests in 4 start-up companies.
2. Securities not included in Item 5, No. 1:
Number % of Owner's
Name of Name of Description of Voting Nature of Book Value
Company Issuer of Security Shares Power Business (in thousands)
------------ ----------------------------- ---------------------- ------------ -------- ------------------------ --------------
Investments, McLeodUSA Inc. $0.01 Class A Common 51,364,076 8% Telecommunications $2,756,100
HPI, LNT Stock (also owns company.
4,687,500
options)
Resources Capstone Turbine Corporation $0.001 Common Stock 1,464,286 2% Producer of microturbine 279,382
systems.
Resources Enermetrix.com, Inc. $0.01 Series D 1,000,000 3% Internet-based 28,889
Preferred Stock energy-procurement
retailer for commercial
and industrial customers.
Resources Nth Power Technologies Fund (*) (*) 8% Capital fund 21,963
II, LP specializing in emerging
energy-technology
companies.
Whiting Delta Petroleum Corporation $0.01 Common Stock 390,000 4% Engaged in the 17,702
acquisition,
exploration, development
and production of oil and
gas properties.
16
Number % of Owner's
Name of Name of Description of Voting Nature of Book Value
Company Issuer of Security Shares Power Business (in thousands)
----------- ------------------------ -------------------- ------------ -------- ------------------------ --------------
Resources SmartEnergy, Inc. $0.0001 Series A 2,793,296 7% Internet-based company 3,158
Convertible Preferred that sells power to
Stock residential customers in
deregulated states.
New Zealand United Networks Limited $0.50 Ordinary Shares 1,000 Less than Utility business. 4
1%
New Zealand Natural Gas Corporation $0.01 Ordinary Shares 1,800 Less than Utility business. 2
Holdings Limited 1%
New Zealand Horizon Energy Distribution $1.00 Ordinary Shares 250 Less than Utility business. 1
1%
(*) Noncorporate subsidiary (limited partnership)
ITEM 6. OFFICERS AND DIRECTORS AS OF DECEMBER 31, 2000
Part I. Name, Principal Business Address and Positions Held as of December 31, 2000
Name (Address)* Position Held Name (Address)* Position Held
------------------------------- -------------------- ----------------------------- --------------------
Alliant Energy Corporation
--------------------------
Erroll B. Davis, Jr. (a) Officer, Director Alan B. Arends (j) Director
William D. Harvey (a) Officer Jack B. Evans (b) Director
James E. Hoffman (b) Officer Rockne G. Flowers (d) Director
Eliot G. Protsch (b) Officer Joyce L. Hanes (k) Director
Barbara J. Swan (a) Officer Lee Liu (b) Director
Thomas M. Walker (a) Officer Katharine C. Lyall (a) Director
Pamela J. Wegner (a) Officer Arnold M. Nemirow (f) Director
Edward M. Gleason (a) Officer Milton E. Neshek (i) Director
John E. Kratchmer (a) Officer Judith D. Pyle (a) Director
Joan M. Thompson (b) Officer Robert W. Schlutz (o) Director
Linda J. Wentzel (a) Officer Wayne H. Stoppelmoor (h) Director
Enrique Bacalao (a) Officer Anthony R. Weiler (p) Director
IES Utilities Inc.
------------------
Erroll B. Davis, Jr. (a) Officer, Director Daniel L. Siegfried (b) Officer
Eliot G. Protsch (b) Officer Alan B. Arends (j) Director
William D. Harvey (a) Officer Jack B. Evans (b) Director
Barbara J. Swan (a) Officer Rockne G. Flowers (d) Director
Thomas M. Walker (a) Officer Joyce L. Hanes (k) Director
Pamela J. Wegner (a) Officer Lee Liu (b) Director
John E. Kratchmer (a) Officer Katharine C. Lyall (a) Director
Edward M. Gleason (a) Officer Arnold M. Nemirow (f) Director
Dundeana K. Langer (b) Officer Milton E. Neshek (i) Director
Daniel L. Mineck (b) Officer Judith D. Pyle (a) Director
Kim K. Zuhlke (a) Officer Robert W. Schlutz (o) Director
Linda J. Wentzel (a) Officer Wayne H. Stoppelmoor (h) Director
Enrique Bacalao (a) Officer Anthony R. Weiler (p) Director
Steven F. Price (a) Officer
17
Wisconsin Power and Light Company
---------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Steven F. Price (a) Officer
William D. Harvey (a) Officer Alan B. Arends (j) Director
Eliot G. Protsch (b) Officer Jack B. Evans (b) Director
Barbara J. Swan (a) Officer Rockne G. Flowers (d) Director
Thomas M. Walker (a) Officer Joyce L. Hanes (k) Director
Pamela J. Wegner (a) Officer Lee Liu (b) Director
Edward M. Gleason (a) Officer Katharine C. Lyall (a) Director
Dundeana K. Langer (b) Officer Arnold M. Nemirow (f) Director
Daniel L. Mineck (b) Officer Milton E. Neshek (i) Director
Kim K. Zuhlke (a) Officer Judith D. Pyle (a) Director
John E. Kratchmer (a) Officer Robert W. Schlutz (o) Director
Linda J. Wentzel (a) Officer Wayne H. Stoppelmoor (h) Director
Enrique Bacalao (a) Officer Anthony R. Weiler (p) Director
South Beloit Water, Gas and Electric Company
--------------------------------------------
William D. Harvey (a) Officer, Director Steven F. Price (a) Officer
Edward M. Gleason (a) Officer Thomas L. Adelman (ss) Director
John E. Kratchmer (a) Officer Kim K. Zuhlke (a) Director
Linda J. Wentzel (a) Officer
Wisconsin River Power Company
-----------------------------
Thomas G. Scharff (cc) Officer, Director Donna G. Stephens (cc) Officer
Richard L. Hilliker (cc) Officer, Director Michael R. Schreier (cc) Officer
Thomas P. Meinz (bb) Officer, Director Carl H. Wartman (cc) Officer
Tom L. Hanson (a) Officer, Director Ralph G. Baeten (bb) Director
Reginald D. Fanning (cc) Officer Joseph E. Shefchek (a) Director
Lakes Development Corporation
-----------------------------
Thomas P. Meinz (bb) Officer, Director Dennis J. Maki (bb) Officer
Tom L. Hanson (a) Officer Ralph G. Baeten (bb) Officer
Wisconsin Valley Improvement Company
------------------------------------
Robert Gall (x) Officer, Director Robert Birkhauser (x) Director
Thomas P. Meinz (bb) Officer, Director Neil Krebsbach (a) Director
Sam Morgan (x) Officer Daniel Olvey (x) Director
Donald Bradford (x) Officer Thomas G. Scharff (cc) Director
Phil Valitchka (x) Officer Kenneth Schulz (x) Director
Richard L. Hilliker (cc) Director Michael Thieler (x) Director
ATC Management Inc.
-------------------
Jose Delgado (yy) Officer, Director Walter Woelfle (yy) Officer
Daniel A. Doyle (yy) Officer Eliot G. Protsch (b) Director
Harry Terhume (yy) Officer David Porter (yy) Director
Dale Landgren (yy) Officer Roy Thilly (yy) Director
Interstate Power Company
------------------------
Erroll B. Davis, Jr. (a) Officer, Director Kent M. Ragsdale (b) Officer
William D. Harvey (a) Officer Alan B. Arends (j) Director
Eliot G. Protsch (b) Officer Jack B. Evans (b) Director
Barbara J. Swan (a) Officer Rockne G. Flowers (d) Director
18
Thomas M. Walker (a) Officer Joyce L. Hanes (k) Director
Pamela J. Wegner (a) Officer Lee Liu (b) Director
John E. Kratchmer (a) Officer Katharine C. Lyall (a) Director
Edward M. Gleason (a) Officer Arnold M. Nemirow (f) Director
Dundeana K. Langer (b) Officer Milton E. Neshek (i) Director
Daniel L. Mineck (b) Officer Judith D. Pyle (a) Director
Kim K. Zuhlke (a) Officer Robert W. Schlutz (o) Director
Linda J. Wentzel (a) Officer Wayne H. Stoppelmoor (h) Director
Enrique Bacalao (a) Officer Anthony R. Weiler (p) Director
Steven F. Price (a) Officer
Alliant Energy Corporate Services, Inc.
---------------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Dundeana K. Langer (b) Officer
Pamela J. Wegner (a) Officer, Director Daniel L. Mineck (b) Officer
William D. Harvey (a) Officer, Director Kim K. Zuhlke (a) Officer
James E. Hoffman (b) Officer, Director Linda J. Wentzel (a) Officer
Eliot G. Protsch (b) Officer, Director Enrique Bacalao (a) Officer
Barbara J. Swan (a) Officer, Director Kent M. Ragsdale (b) Officer
Thomas M. Walker (a) Officer, Director Steven F. Price (a) Officer
Edward M. Gleason (a) Officer John E. Kratchmer (a) Officer
Nuclear Management Company, L.L.C.
----------------------------------
Michael Sellman (tt) Officer, Director Thomas Palmisano (tt) Officer
Dean Ekstrom (tt) Officer Jonathan Rogoff (tt) Officer
Michael Wadley (tt) Officer Charles Schrock (tt) Officer
William Hill (tt) Officer Richard A. Abdoo (c) Director
David Wilson (tt) Officer William D. Harvey (a) Director
Benjamin Ewers (tt) Officer Larry L. Weyers (bb) Director
John Paul Cowan (ww) Officer David Joos (tt) Director
Donald Gillispie (tt) Officer David Wilks (tt) Director
Cargill-Alliant, L.L.C.
-----------------------
Gary W. Jarrett (ee) Officer, Director William D. Harvey (a) Director
David L. Gabriel (ee) Officer Thomas M. Walker (a) Director
Gaston Garrido, III (ee) Officer James E. Hoffman (b) Director
Richard B. Davenport (ee) Officer Eliot G. Protsch (b) Director
Bret S. Jones (ee) Officer Ronald L. Christenson (dd) Director
Jean-Francois Muse (ee) Officer James T. Thompson (dd) Director
Jeanne Y. Smith (dd) Officer David T. Raisbeck (dd) Director
Alliant Energy Resources, Inc.
------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Daniel L. Siegfried (b) Officer
James E. Hoffman (b) Officer Alan B. Arends (j) Director
Thomas L. Aller (b) Officer Jack B. Evans (b) Director
Charles Castine (b) Officer Rockne G. Flowers (d) Director
John K. Peterson (b) Officer Joyce L. Hanes (k) Director
Thomas M. Walker (a) Officer Lee Liu (b) Director
Edward M. Gleason (a) Officer Katharine C. Lyall (a) Director
William D. Harvey (a) Officer Arnold M. Nemirow (f) Director
Eliot G. Protsch (b) Officer Milton E. Neshek (i) Director
John E. Kratchmer (a) Officer Judith D. Pyle (a) Director
Linda J. Wentzel (a) Officer Robert W. Schlutz (o) Director
Enrique Bacalao (a) Officer Wayne H. Stoppelmoor (h) Director
Steven F. Price (a) Officer Anthony R. Weiler (p) Director
19
Capital Square Financial Corporation
------------------------------------
Ruth A. Domack (a) Officer, Director Thomas L. Aller (b) Director
John W. Stoneman (a) Officer Edward M. Gleason (a) Director
Henry D. Wertheimer (a) Officer James E. Hoffman (b) Director
E. Dean Baumgardner (a) Officer
Henwood Energy Services, Inc.
-----------------------------
Mark I. Henwood (kk) Officer, Director Thomas R. Johnson (kk) Officer
David R. Branchcomb (kk) Officer, Director Thomas L. Aller (b) Director
Eric V. Toolson (kk) Officer, Director Dr. Ronald McMahan (kk) Director
Alliant Energy do Brasil Limitada
---------------------------------
Jeanete Herzberg (aa) Officer John K. Peterson (b) AB **
Rafael Claudio Herzberg (aa) Officer Thomas M. Walker (a) AB **
Alliant Energy Holdings do Brasil Limitada
------------------------------------------
Rodolpho Protasio (aa) Officer
Alliant Energy Industrial Services, Inc.
----------------------------------------
Erroll B. Davis, Jr. (a) Director Charles Castine (b) Officer
James E. Hoffman (b) Officer, Director Edward M. Gleason (a) Officer
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Whiting Petroleum Corporation
-----------------------------
D. Sherwin Artus (q) Officer, Director Edward M. Gleason (a) Officer
John R. Hazlett (q) Officer Joseph G. Tartler, Jr. (q) Officer
Patricia J. Miller (q) Officer James J. Volker (q) Officer
Etta F. Daniels (q) Officer James E. Hoffman (b) Director
Christy M. Everdon (q) Officer Thomas L. Aller (b) Director
James T. Brown (q) Officer Kenneth R. Whiting (q) Director
Mark R. Williams (q) Officer J. B. Ladd (q) Director
James R. Casperson (q) Officer Thomas M. Walker (a) Director
Whiting Programs, Inc.
----------------------
D. Sherwin Artus (q) Office, Director Joseph G. Tartler, Jr. (q) Officer
John R. Hazlett (q) Officer James J. Volker (q) Officer
James T. Brown (q) Officer Patricia J. Miller (q) Officer
Mark R. Williams (q) Officer Etta F. Daniels (q) Officer
James R. Casperson (q) Officer Christy M. Evenden (q) Officer
Whiting-Golden Gas Production Company
-------------------------------------
D. Sherwin Artus (q) Officer, Director Joseph G. Tartler, Jr. (q) Officer
James R. Casperson (q) Officer, Director James J. Volker (q) Officer
John R. Hazlett (q) Officer, Director Patricia J. Miller (q) Officer
James T. Brown (q) Officer Christy M. Evenden (q) Officer
Mark R. Williams (q) Officer Etta F. Daniels (q) Officer
WOK Acquisition Company
-----------------------
D. Sherwin Artus (q) Officer, Director Joseph G. Tartler, Jr. (q) Officer
James R. Casperson (q) Officer, Director James J. Volker (q) Officer
John R. Hazlett (q) Officer, Director Patricia J. Miller (q) Officer
James T. Brown (q) Officer Christy M. Evenden (q) Officer
Mark R. Williams (q) Officer Etta F. Daniels (q) Officer
20
Industrial Energy Applications, Inc.
------------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer
BFC Gas Company L.L.C.
----------------------
Charles Castine (b) Officer
Energys, Inc.
-------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer
Schedin & Associates, Inc.
--------------------------
Larry L. Schedin (t) Officer Brad Fults (t) Officer
Industrial Energy Applications Delaware Inc.
--------------------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer
RMT, Inc.
---------
Erroll B. Davis, Jr. (a) Director Robert J. Vetter (a) Officer
Stephen D. Johannsen (a) Officer Richard J. Sawinski (f) Officer
Ted Juszczyk (a) Officer William A. Dickrell (a) Officer
Katharine E. Martin (a) Officer Ruth J. Muelker (g) Officer
James C. Myers (g) Officer Edward M. Gleason (a) Officer
Samuel Nott (g) Officer Martha A. Hermsdorf (a) Officer
Jitendra T. Radia (w) Officer James E. Hoffman (b) Director
Joel E. Roberts (a) Officer
Residuals Management Technology, Inc., Ohio
-------------------------------------------
Jitendra T. Radia (w) Officer, Director Martha A. Hermsdorf (a) Officer
Kathleen S. Shell (w) Officer, Director Katharine E. Martin (a) Director
Ted Juszczyk (a) Officer Daniel E. Oman (r) Director
RMT North Carolina, Inc.
------------------------
William A. Dickrell (a) Officer, Director Martha A. Hermsdorf (a) Officer
Richard J. Sawinski (f) Officer Stephen D. Johannsen (a) Director
Michael Parker (f) Officer Ted Juszczyk (a) Director
RMT, Inc., Michigan
-------------------
Daniel E. Oman (r) Officer, Director Douglas R. Genthe (r) Officer
Katharine E. Martin (a) Officer, Director Robert J. Vetter (a) Director
RMT International, Inc.
-----------------------
Samuel Nott (g) Officer, Director William A. Dickrell (a) Officer, Director
Stephen D. Johannsen (a) Officer, Director Martha A. Hermsdorf (a) Officer
Heartland Energy Group, Inc.
----------------------------
Erroll B. Davis, Jr. (a) Director Charles Castine (b) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Edward M. Gleason (a) Officer
21
Energy Performance Services, Inc.
---------------------------------
Charles Castine (b) Officer, Director Michael K. Allen (rr) Officer
Edward M. Gleason (a) Officer, Director Mark S. Lonkevych (b) Officer
Jon C. Bancks (b) Officer, Director
EUA Cogenex Corporation
-----------------------
Charles Castine (b) Officer, Director Jon C. Bancks (b) Officer, Director
Edward M. Gleason (a) Officer, Director
Energy Holdings Corporation
---------------------------
Charles Castine (b) Officer, Director Edward T. Liston (xx) Officer
Jon C. Bancks (b) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer, Director
EUA Cogenex West Corporation
----------------------------
Charles Castine (b) Officer, Director Edward T. Liston (xx) Officer
Jon C. Bancks (b) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer, Director
EUA Cogenex-Canada Inc.
-----------------------
Edward T. Liston (xx) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer Richard Bower (xx) Director
Jon C. Bancks (b) Officer Kenneth W. Movat (xx) Director
Charles Castine (b) Officer
EUA Cogenex-Canada Energy Services, Inc.
----------------------------------------
Edward T. Liston (xx) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer Richard Bower (xx) Director
Jon C. Bancks (b) Officer Kenneth W. Movat (xx) Director
Charles Castine (b) Officer
Northeast Energy Management, Inc.
---------------------------------
Jon C. Bancks (b) Officer, Director Edward T. Liston (xx) Officer
Charles Castine (b) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer, Director
Alliant Energy Transportation, Inc.
-----------------------------------
Erroll B. Davis, Jr. (a) Director Paul H. Treangen (b) Officer
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Edward M. Gleason (a) Officer James E. Hoffman (b) Director
IEI Barge Services, Inc.
------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director Glen A. Weeks (b) Director
Edward M. Gleason (a) Officer
Transfer Services, Inc.
-----------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Edward M. Gleason (a) Officer
22
Williams Bulk Transfer Inc.
---------------------------
Thomas L. Aller (b) Officer, Director James E. Hoffman (b) Officer
Paul H. Treangen (b) Officer, Director Edward M. Gleason (a) Officer
Cedar Rapids & Iowa City Railway Company
----------------------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Edward M. Gleason (a) Officer
Heartland Rail Corporation
--------------------------
Donald C. Byers (y) Officer, Director Jon R. Roy (z) Director
T. Scott Bannister (m) Officer Marc A. Sanner (z) Director
William H. Camp (z) Director
Alliant Energy Investments, Inc.
--------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer, Director Linda J. Wentzel (a) Officer
Village Lakeshares Inc.
-----------------------
James E. Hoffman (b) Officer, Director Thomas L. Aller (b) Officer, Director
Edward M. Gleason (a) Officer, Director Daniel L. Siegfried (b) Officer
Iowa Land and Building Company
------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer, Director
2001 Development Corporation
----------------------------
Thomas M. Collins (u) Officer, Director Susan Mayer (l) Officer, Director
Ted Schwartz (v) Officer, Director Scott McIntyre, Jr. (b) Officer, Director
Joe Hladky (b) Officer, Director Clark E. McLeod (b) Officer, Director
James E. Hoffman (b) Officer, Director Thomas L. Aller (b) Officer
Heartland Energy Services, Inc.
-------------------------------
Erroll B. Davis, Jr. (a) Director Thomas L. Aller (b) Officer
James E. Hoffman (b) Officer, Director Edward M. Gleason (a) Officer
Charles Castine (b) Officer Daniel L. Siegfried (b) Officer
Heartland Properties, Inc.
--------------------------
Ruth A. Domack (a) Officer, Director Thomas L. Aller (b) Director
E. Dean Baumgardner (a) Officer Edward M. Gleason (a) Director
Henry D. Wertheimer (a) Officer James E. Hoffman (b) Director
John W. Stoneman (a) Officer
Alliant Energy International, Inc.
----------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
John K. Peterson (b) Officer
23
Interstate Energy Corporation PTE Limited
-----------------------------------------
John K. Peterson (b) Officer, Director Edward M. Gleason (a) Officer
Joel J. Schmidt (b) Officer James E. Hoffman (b) Director
Tang Cheng Lin (jj) Officer Juliet Ang (jj) Director
Jiaxing JIES Power & Heat Company Limited
-----------------------------------------
Ji Ronglin (ll) Officer, Director John K. Peterson (b) Director
Jinfeng Wang (ll) Officer Yongming Chen (ll) Director
Jianguang Shen (ll) Officer James E. Hoffman (b) Director
Joel J. Schmidt (b) Director Zheng Yong Zhou (ll) Director
Tongxiang TIES Power & Heat Company Limited
-------------------------------------------
Yiqiang Du (ll) Officer Joel J. Schmidt (b) Director
Keqiang Li (ll) Officer Deliang Zhou (ll) Director
Xiao Kang Wang (ll) Officer Jiaquan Chen (ll) Director
John K. Peterson (b) Director Liyong Bai (ll) Director
James E. Hoffman (b) Director
Anhui New Energy Heat & Power Company Limited
---------------------------------------------
Qiang Wang (aaa) Officer, Director Feng Zhang (aaa) Officer
Kairong Zheng (aaa) Officer, Director Joel J. Schmidt (b) Director
Peicheng Cui (aaa) Officer, Director James N. Choate (b) Director
Fuying Wang (aaa) Officer John E. Clarke (b) Director
Zhengquan Gu (aaa) Officer Renee Y. Otto (b) Director
Peizhoug Shen (aaa) Officer John K. Peterson (b) Director
Zhongxiu Wang (aaa) Officer Lawrence W. Yu (aaa) Director
TermoSergipe S.A.
-----------------
Jose Antonio da Silva Marques (bbb) Officer Felicia Leigh Bellows (b) Director
Ermano Luiz Albani (bbb) Officer Ivan Muller Botelho (bbb) Director
Ricardo Perez Botelho (bbb) Director
Companhia Forca e Luz Cataguazes-Leopoldina S.A.
------------------------------------------------
Manoel Otoni Neiva (bbb) Officer Omar Carneiro da Cunha Sobrinho (bbb) Director
Jose Antonio da Silva Marques (bbb) Officer Marcilio Marques Moreira (bbb) Director
Mauricio Perez Botelho (bbb) Officer Claudio Jose Dias Sales (bbb) Director
Paulo Afonso da Silva Pegado (bbb) Officer Ricardo Perez Botelho (bbb) Director
Ivan Muller Botelho (bbb) Director Roberto Gomelsky (bbb) Director
Felicia Leigh Bellows (b) Director
Teleacabo S.A.
--------------
Marco Celio de Almeida (bbb) Officer, Director Luiz Otavio Cardoso de Azevedo (bbb) Director
Newton Antonio Dutra (bbb) Officer Carlos Aurelio Martins Pimentel (bbb) Director
Companhia de Electricidade de Nova Friburgo S.A.
----------------------------------------------
Manoel Otoni Neiva (ddd) Officer Jose Antonio da Silva Marques (ddd) Officer
Mauricio Perez Botelho (ddd) Officer
MCL Cabo S.A.
-------------
Gioreli de Souza Filho (bbb) Officer, Director Carlos Aurelio Martins Pimentel (bbb) Director
Claudio Brandao Silveira (bbb) Officer Luiz Otavio Cardoso de Azevedo (bbb) Director
24
Energisa Telecom Limitada
-------------------------
Manoel Otoni Neiva (bbb) Officer Mauricio Perez Botelho (bbb) Officer
Multipar S.A.
-------------
Manoel Otoni Neiva (bbb) Officer Monica Perez Botelho (bbb) Officer
Mauricio Perez Botelho (bbb) Officer
Teleserv S.A.
-------------
Luiz Augusto Mendonca (bbb) Officer, Director Carlos Aurelio Martins Pimentel (bbb) Director
Marcelo Meira Leite (bbb) Officer Luiz Otavio Cardoso de Azevedo (bbb) Director
Multiagro Agropecuaria Com. e Ind. Limitada
-------------------------------------------
Jose Marcelo Goncalves Reis (bbb) Officer
Catleo Energia S.A.
-------------------
Mauricio Perez Botelho (bbb) Officer Ivan Muller Botelho (bbb) Director
Manoel Otoni Neiva (bbb) Officer Ricardo Perez Botelho (bbb) Director
Jose Antonio da Silva Marques (bbb) Officer Felicia Leigh Bellows (b) Director
Usina Termeletrica de Juiz de Fora S.A.
---------------------------------------
Jose Antonio da Silva Marques (bbb) Officer Ivan Muller Botelho (bbb) Director
Mauricio Perez Botelho (bbb) Officer Ricardo Perez Botelho (bbb) Director
Manoel Otoni Neiva (bbb) Officer Felicia Leigh Bellows (b) Director
Energisa S.A.
-------------
Mauricio Perez Botelho (bbb) Officer Felicia Leigh Bellows (b) Director
Manoel Otoni Neiva (bbb) Officer Claudio Jose Dias Sales (bbb) Director
Ivan Muller Botelho (bbb) Director Jose Antonio da Silva Marques (bbb) Director
Ricardo Perez Botelho (bbb) Director
Empresa Energetica de Sergipe S.A.
----------------------------------
Antonio Jose Maciel Medina (fff) Officer Manoel Otoni Neiva (fff) Director
Eduardo Alves Montovani (fff) Officer Ricardo Perez Botelho (fff) Director
Paulo Afonso da Silva Pegado (fff) Officer Jose Antonio da Silva Marques (fff) Director
Mauricio Perez Botelho (fff) Officer Felicia Leigh Bellows (b) Director
Marcelo Silveira da Rocha (fff) Officer Claudio Jose Dias Sales (fff) Director
Ivan Muller Botelho (fff) Director Horacio Dantas de Goes Filho (fff) Director
Pbpart Limitada
---------------
Mauricio Perez Botelho (bbb) Officer Jose Antonio da Silva Marques (bbb) Officer
Manoel Otoni Neiva (bbb) Officer
Companhia Energetica da Borborema S.A.
--------------------------------------
Marcelo Silveira da Rocha (eee) Officer, Director Manoel Otoni Neiva (eee) Director
Mauricio Perez Botelho (eee) Officer Ricardo Perez Botelho (eee) Director
Eduardo Alves Montovani (eee) Officer Felicia Leigh Bellows (b) Director
Gabriel Alves Pereira Junior (eee) Officer Claudio Jose Dias Sales (eee) Director
Luiz Augusto Mendonca (eee) Officer Jose Antonio da Silva Marques (eee) Director
Ivan Muller Botelho (eee) Director
25
Pbpart - SE 1 Limitada
----------------------
Manoel Otoni Neiva (bbb) Officer, Director Felicia Leigh Bellows (b) Director
Mauricio Perez Botelho (bbb) Officer Claudio Jose Dias Sales (bbb) Director
Jose Antonio da Silva Marques (bbb) Officer Ivan Muller Botelho (bbb) Director
Ricardo Perez Botelho (bbb) Director
Pbpart - SE 2 Limitada
----------------------
Manoel Otoni Neiva (bbb) Officer Jose Antonio da Silva Marques (bbb) Officer
Mauricio Perez Botelho (bbb) Officer
Sociedade Anonima de Electrificacao da Paraiba
----------------------------------------------
Gabriel Alves Pereira Junior (ccc) Officer Marcelo Silveira da Rocha (ccc) Director
Mauricio Perez Botelho (ccc) Officer Ricardo Perez Botelho (ccc) Director
Luiz Augusto Mendonca (ccc) Officer Manoel Otoni Neiva (ccc) Director
Fernando Ricardo Pessoa Retes (ccc) Officer Carlos Jose Dias Sales (ccc) Director
Ivan Muller Botelho (ccc) Director Carlos Eduardo Trois de Miranda (ccc) Director
Gipar S.A.
----------
Mauricio Perez Botelho (bbb) Officer Ivan Muller Botelho (bbb) Officer
Alliant International New Zealand Limited
-----------------------------------------
Christopher J. Lindell (b) Officer, Director John K. Peterson (b) Director
James E. Hoffman (b) Director
Infrastructure & Utilities New Zealand Limited
----------------------------------------------
Lloyd Morrison (vv) Officer Kevin J. O'Connor (vv) Director
Dr. Bruce Harker (vv) Officer Christopher J. Lindell (b) Director
Tim Brown (vv) Officer David A. R. Newman (vv) Director
Terry McAlister (vv) Officer Duncan P. Saville (vv) Director
TrustPower Limited
------------------
Jeffrey K. Williams (uu) Officer Avon L. Carpenter (uu) Director
Peter Calderwood (uu) Officer Janette F. Beange (uu) Director
Jeff Childs (uu) Officer Richard S. Clare (uu) Director
Keith Tempest (uu) Officer Bruce J. Harker (uu) Director
Therese Thorn (uu) Officer Christopher J. Lindell (b) Director
Roger Burchett (uu) Officer Harold M. Titter (uu) Director
Utility Investments Limited
---------------------------
Christopher J. Lindell (b) Director John K. Peterson (b) Director
Alliant Energy Australia Pty Limited
------------------------------------
Christopher J. Lindell (b) Officer, Director John K. Peterson (b) Director
Alan L. Rattray (qq) Officer
Alliant Energy Southern Hydro Australia Pty Limited
---------------------------------------------------
Alan L. Rattray (qq) Officer Geoffrey N. Harly (qq) Director
Christopher J. Lindell (b) Director John K. Peterson (b) Director
26
Southern Hydro Partnership
--------------------------
Simon D. Maher (zz) Officer Christopher J. Lindell (b) Director
Paul F. Maguire (zz) Officer Alan L. Rattray (qq) Director
R. Champion (zz) Director David G. Wood (zz) Director
M. King (zz) Director
Southern Hydro Maintenance Services Pty Limited
-----------------------------------------------
Paul F. Maguire (zz) Officer Alan L. Rattray (qq) Director
Christopher J. Lindell (b) Director David G. Wood (zz) Director
Simon D. Maher (zz) Director
Alliant Energy Hydro Pty Limited
--------------------------------
Christopher J. Lindell (b) Director John K. Peterson (b) Director
Alan L. Rattray (qq) Director
Grandelight Holding Limited
---------------------------
John K. Peterson (b) Officer, Director Edward M. Gleason (a) Officer
Joel J. Schmidt (b) Officer James E. Hoffman (b) Director
Peak Pacific Investment Co. Limited
-----------------------------------
Robert W. Anderson, Jr. (jj) Officer, Director James E. Hoffman (b) Director
Michael R. Ashburn (jj) Officer Joel J. Schmidt (b) Director
Daniel Raymond Revers (jj) Director John K. Peterson (b) Director
Phillip Anthony Messina (jj) Director Thomas M. Walker (a) Director
Wuan Peak Pte Limited
---------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Hebei Wuan Peak Heat and Power Co. Limited
------------------------------------------
Robert W. Anderson, Jr. (jj) Director Johnny Moon Wah Lee (jj) Director
Michael R. Ashburn (jj) Director Yang Qiu Li (nn) Director
Wang Gengkui (nn) Director Zhon Qigui (nn) Director
Tian Haikui (nn) Director Loy Hui Lim (mm) Director
Jin Hui (jj) Director
Zhending Peak Pte Limited
-------------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Shijiazhuang Chengfeng Heat and Power Co. Limited
-------------------------------------------------
Jia Yuchang (nn) Officer, Director Li Bingyi (nn) Director
Veikko Tiainen (jj) Officer, Director Robert W. Anderson, Jr. (jj) Director
Rong Liu (jj) Officer, Director Liu Feng (jj) Director
Yu Mochen (nn) Director Michael R. Ashburn (jj) Director
Wie Baisong (nn) Director
Jinan Peak Pte Limited
----------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
27
Handan Chengfeng Heat and Power Co. Limited
-------------------------------------------
Zhang Tongxi (oo) Officer, Director Robert W. Anderson, Jr. (jj) Director
Veikko Tiainen (jj) Officer, Director Michael R. Ashburn (jj) Director
Rong Lui (jj) Officer, Director Lui Feng (jj) Director
Jin Shaokui (oo) Director Jin Hui (jj) Director
Li Xiaotong (oo) Director
Jinan Yaqing Heat and Power Co. Limited
---------------------------------------
Shan Jin (pp) Officer, Director Lin Chen (pp) Director
Rong Liu (jj) Officer, Director Liling Huang (pp) Director
Robert W. Anderson, Jr. (jj) Director Siguo Wang (pp) Director
Michael R. Ashburn (jj) Director Renmu Yin (pp) Director
Johnny Moon Wah Lee (jj) Director
Gongyi Peak Pte Limited
-----------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Peak Pacific Investment Co. (Labuan) BHD
----------------------------------------
Robert W. Anderson, Jr. (jj) Director
Henan Anfeng Electric Power Co. Limited
---------------------------------------
Huo Guozheng (mm) Officer, Director Jin Hui (jj) Director
Loy Hui Lim (mm) Officer, Director Hu Qianxian (mm) Director
Johnny Moon Wah Lee (jj) Officer, Director Yang Qiuli (mm) Director
Robert W. Anderson, Jr. (jj) Director Liu Zhiye (mm) Director
Michael R. Ashburn (jj) Director
Henan Yongfeng Electric Power Co. Limited
-----------------------------------------
Huo Guozheng (mm) Officer, Director Jin Hui (jj) Director
Loy Hui Lim (mm) Officer, Director Hu Qianxian (mm) Director
Johnny Moon Wah Lee (jj) Officer, Director Yang Qiuli (mm) Director
Robert W. Anderson, Jr. (jj) Director Liu Zhiye (mm) Director
Michael R. Ashburn (jj) Director
Meishan Peak Pte Limited
------------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Zibo Peak Combined Heat & Power Co. Limited
-------------------------------------------
Robert W. Anderson, Jr. (jj) Director
Alliant Energy de Mexico, S. de R.L. de C.V.
--------------------------------------------
John K. Peterson (b) Officer, Manager Thomas L. Aller (b) Manager
Edward M. Gleason (a) Officer, Manager Charles Castine (b) Manager
Jeffrey K. Rosencrants (b) Officer Luis Manuel Linero Colorado (ii) SB**
Alejandra Sainz Orantes (ii) Officer Carlos Moya Vallejo (ii) SB**
28
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V.
--------------------------------------------------------
John K. Peterson (b) Officer, Manager Thomas L. Aller (b) Manager
Edward M. Gleason (a) Officer, Manager Charles Castine (b) Manager
Jeffrey K. Rosencrants (b) Officer Luis Manuel Linero Colorado (ii) SB **
Alejandra Sainz Orantes (ii) Officer Carlos Moya Vallejo (ii) SB **
Alliant Energy Servicios de Mexico, S. de R.L. de C.V.
------------------------------------------------------
John K. Peterson (b) Officer, Manager Thomas L. Aller (b) Manager
Edward M. Gleason (a) Officer, Manager Charles Castine (b) Manager
Jeffrey K. Rosencrants (b) Officer Luis Manuel Linero Colorado (ii) SB **
Alejandra Sainz Orantes (ii) Officer Carlos Moya Vallejo (ii) SB **
Alliant Energy de Mexico L.L.C.
-------------------------------
John K. Peterson (b) Officer
Alliant Energy Renewable Resources Limited
------------------------------------------
Michael Ashford (rr) Officer James E. Hoffman (b) Director
Steven F. Price (a) Officer John K. Peterson (b) Director
Dawna Ferfuson (rr) Officer Graham B. Colis, R. (rr) Director
Edward M. Gleason (a) Officer C.F. Cooper, A. (rr) Director
Joel J. Schmidt (b) Officer
Renewable Energy and Energy Efficiency Fund for Emerging Markets, Limited
-------------------------------------------------------------------------
Herbert Magid (rr) Officer, Director Kenneth R. Locklin (rr) Officer
John E. Buehler, Jr. (rr) Officer, Director D. Mitchell Coddington (rr) Officer
Cam Reese (rr) Officer Michael K. Allen (rr) Director
Claire Sousa (rr) Officer Brooks Brown (rr) Director
The following partnerships and LLCs do not have officers and directors as such:
-------------------------------------------------------------------------------
EnviroGas L.P. Village Lakeshares, L.P.
WPL Transco LLC Prairie Ridge Business Park, L.C.
American Transmission Company, LLC Center Place Limited Partnership
Alliant Energy Nuclear, L.L.C. Blairs Ferry Limited Partnership
Alliant Energy Development, L.L.C. 2060 Partnership, L.P.
Argo Power LLC 3001 L.L.C.
LNT Communications L.L.C. OSADA I Limited Partnership
Bastian Bay Pipeline, LP ReGENco L.L.C.
Oak Hill Pipeline L.P. Atlantic-Sundance Apartments, L.P.
Alliant South Texas Pipeline, L.P. Wagon Wheel L.P.
Alliant Energy Desdemona, LP Countryside of Clinton Associates, LP
NG Energy Trading, LLC Meadow Wood Associates of Carroll Phase II, LP
Alliant Energy Field Services, LLC Fort Madison IHA Senior Housing L.P.
APS Cogenex LLC Fort Madison IHA II Senior Housing L.P.
Energy Capital and Services I, LP Pickerel Park Associates Limited Partnership
Energy Capital and Services II, LP Keokuk Senior Housing Limited Partnership
AGRA Cogenex Joint Venture Carroll IHA Senior Housing Limited Partnership
29
*Address Codes:
---------------
(a) Madison, WI (dd) Wayzata, MN
(b) Cedar Rapids, IA (ee) Minnetonka, MN
(c) Milwaukee, WI (ff) Chicago, IL
(d) Stoughton, WI (gg) Wanganui, New Zealand
(e) Marion, IA (hh) Palmerston North, New Zealand
(f) Greenville, SC (ii) Mexico City, D.F.
(g) Austin, TX (jj) Singapore
(h) Dubuque, IA (kk) Sacramento, CA
(i) North Lake Geneva, WI (ll) Zhejiang Province, PRC
(j) Albert Lea, MN (mm) Henan Province, PRC
(k) Mason City, IA (nn) Hebei Province, PRC
(l) Washington, DC (oo) Nebei Province, PRC
(m) Des Moines, IA (pp) Shandong Province, PRC
(n) Kansas City, MO (qq) Brisbane, Queensland, Australia
(o) Columbus Junction, IA (rr) Hamilton, Bermuda
(p) Richmond, VA (ss) Janesville, WI
(q) Denver, CO (tt) Hudson, WI
(r) Ann Arbor, MI (uu) Tauranga, New Zealand
(s) Auckland, New Zealand (vv) Wellington, New Zealand
(t) Minneapolis, MN (ww) Covert, MI
(u) Tucson, AZ (xx) Lowell, MA
(v) Deerfield, IL (yy) Pewaukee, WI
(w) Dublin, OH (zz) Victoria, Australia
(x) Wausau, WI (aaa) Anhui Province, PRC
(y) Newton, IA (bbb) Cataguases, MG Brasil
(z) Decatur, IL (ccc) Paraiba, Brasil
(aa) Sao Paulo, SP Brazil (ddd) Rio de Janeiro, RJ-Brasil
(bb) Green Bay, WI (eee) Campina Grande, PB-Brasil
(cc) Wisconsin Rapids, WI (fff) Aracaju/Sergipe, Brasil
**Positions are indicated by the following symbols:
---------------------------------------------------
AB Advisory Board Member
SB Board of Surveillance Member
Part II. Financial Connections as of December 31, 2000
Position Held Applicable
Name and Location of in Financial Exemption
Name of Officer or Director Financial Institution Institution Rule
------------------------------------ ---------------------------------------- ---------------- -----------------
Jack B. Evans Federal Reserve Bank of Chicago, Director 70 (a), (c)
Chicago, IL
Rockne G. Flowers M&I Bank of Southern Wisconsin, Director 70 (a), (c), (g)
Madison, WI
Katharine C. Lyall M&I Corporation, Milwaukee, WI Director 70 (a), (c)
30
Part III. Compensation and Other Related Information
(a) Compensation of Directors and Executive Officers and (e) Participation in
Bonus and Profit-Sharing Arrangements and Other Benefits
For information concerning compensation of directors and executive officers
and participation in bonus and profit-sharing arrangements and other
benefits, refer to the disclosures made in:
Alliant Energy's 2001 Proxy Statement, pages 12 through 30, which is
incorporated herein by reference to Alliant Energy's 2001 Proxy Statement,
File No. 1-9894.
WP&L's 2001 Proxy Statement, pages 10 through 27, which is incorporated
herein by reference to WP&L's 2001 Proxy Statement, File No. 0-337.
(b) Directors' and Executive Officers' Interests in Securities of System
Companies
For information concerning directors' and executive officers' interests in
securities of system companies, refer to the disclosures made in:
Alliant Energy's 2001 Proxy Statement, pages 14 and 15.
WP&L's 2001 Proxy Statement, pages 12 and 13.
(c) Directors' and Executive Officers' Contracts and Transactions with
System Companies
For information concerning directors' and executive officers' contracts and
transactions with system companies, refer to the disclosures made in:
Alliant Energy's 2001 Proxy Statement, pages 12 and 13, 21 and 22.
WP&L's 2001 Proxy Statement, pages 10 and 11, 19 and 20.
(d) Directors' and Executive Officers' Indebtedness to System Companies
None.
(f) Directors' and Executive Officers' Rights to Indemnity
The state laws under which each of Alliant Energy and its domestic direct and
indirect subsidiaries is incorporated provide broadly for indemnification of
directors and officers against claims and liabilities against them in their
capacities as such. Refer to the disclosures made in the:
Bylaws of Alliant Energy, as amended, effective as of January 30, 2001
(incorporated by reference to Exhibit 3.2 to Alliant Energy's Form 10-K for
the year ended December 31, 2000).
Bylaws of WP&L, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.4 to WP&L's Form 10-K for the year ended December 31,
2000).
Bylaws of IESU, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.6 to IESU's Form 10-K for the year ended December 31,
2000).
31
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS
(1) None - Alliant Energy has established political action committees and
has incurred, in accordance with the provision of the Federal Election
Campaign Act and applicable state campaign laws, certain costs for the
administration of such committees.
(2)
Name of Company Name of Recipient or Beneficiary Purpose Account Charged Amount
----------------------------- ---------------------------------------- ------------- ------------------------- ----------------
IESU Less than $10,000 - 59 beneficiaries (A) Operating Expense $61,569
WP&L Forward Wisconsin (A) Operating Expense 28,000
Less than $10,000 - 11 beneficiaries (A) Operating Expense 31,000
IPC Greater Dubuque Development (A) Operating Expense 10,000
Less than $10,000 - 24 beneficiaries (A) Operating Expense 34,200
Resources Less than $10,000 - 1 beneficiary (A) Operating Expense 897
Barge Less than $10,000 - 1 beneficiary (A) Operating Expense 308
CRANDIC Less than $10,000 - 1 beneficiary (A) Operating Expense 100
(A) Area Development
32
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
Part I. Intercompany Sales and Service
Date of In Effect at
Transaction Serving Company Receiving Company Compensation Contract Year End
------------------------------ -------------------- -------------------- ------------------- --------------- ---------------
Coal transportation CRANDIC IESU $1,948,656 4/1/98 Yes
Coal sales IESU Cargill-Alliant 1,221,488 4/6/98 Yes
Coal handling Williams Cargill-Alliant 819,922 4/14/99 Yes
Coal handling Barge WP&L 548,981 11/27/91 Yes
Environmental consulting RMT WP&L 415,609 7/7/00 Yes
Gas marketing Whiting ISCO/HEG 330,000 7/1/99 Yes
Transloading Transfer CRANDIC 203,042 11/1/94 Yes
Coal transportation CRANDIC IESU 124,900 11/1/98 Yes
Environmental consulting RMT IEA 116,892 8/1/99 Yes
Environmental consulting RMT Resources 61,597 3/7/00 Yes
Environmental consulting RMT IESU 55,755 4/3/00 Yes
Coal handling Barge IESU 52,832 12/12/97 No
Gas marketing Whiting IEA/HEG 27,705 8/5/97 Yes
Environmental consulting RMT Barge 26,259 11/1/96 Yes
Operation and maintenance
agreement IESU IEA 25,391 4/13/92 Yes
Coal transportation CRANDIC IESU 20,790 12/12/97 Yes
Software license Henwood WP&L 12,000 2/11/98 Yes
Environmental consulting RMT IPC 2,566 4/3/00 Yes
Building lease CRANDIC Transfer 2,400 12/11/98 Yes
Part II. Contracts to Purchase Services or Goods Between any System Company
None.
Part III. Employment of any Person by any System Company for the Performance
on a Continuing Basis of Management Services
None.
33
ITEM 9. WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
The following entities are FUCOs dissolved or sold during 2000:
* Alliant Energy Brazil, Inc.
Infratil Australia Limited
* Powerco Limited
Statewest Power Property Limited
The following entities are FUCOs without activity in 2000:
Alliant Energy de Mexico L.L.C.
Alliant Energy de Mexico, S. de R.L. de C.V.
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V.
Alliant Energy Servicios de Mexico, S. de R.L. de C.V.
* Handan Chengfeng Heat and Power Co. Limited
Alliant Energy had no investments in EWGs at December 31, 2000. The
following entities are active FUCOs as of December 31, 2000:
* Alliant Energy do Brasil Limitada (Brasil)
* Alliant Energy Holdings do Brasil Limitada (Holdings Brasil)
* Alliant Energy International, Inc. (International)
Alliant Energy Renewable Resources Limited (AERR)
* Alliant International New Zealand Limited (New Zealand)
Catleo Energia S.A. (Catleo) (**)
Companhia de Electricidade de Nova Friburgo S.A. (CENF) (**)
Companhia Energetica da Borborema S.A. (CELB) (**)
Companhia Forca e Luz Cataguazes-Leopoldina S.A. (Cataguazes) (**)
Empresa Energetica de Sergipe S.A. (Energipe) (**)
* Grandelight Holding Limited (Grandelight)
Henan Anfeng Electric Power Co. Limited (Anfeng)
Henan Yongfeng Electric Power Co. Limited (Yongfeng)
Infrastructure & Utilities NZ Limited (Infratil NZ)
* Interstate Energy Corporation PTE Limited (IEC PTE)
* Jiaxing JIES Power and Heat Company Limited (JIES)
* Jinan Yaqing Heat & Power Co. Limited (Jinan)
LDM Utility Co., S.A. de C.V. (LDM)
* Peak Pacific Investment Co. (Labuan) BHD (Labuan)
* Peak Pacific Investment Co. Limited (PPIC)
* Shijiazhuang Chengfeng Heat and Power Co. Limited (Shijiazhuang)
Southern Hydro Partnership (Southern Hydro) (**)
* Tongxiang TIES Power & Heat Company Limited (TIES)
TrustPower Limited (TrustPower)
Utility Investments Limited (UIL)
* In existence at date of merger closing.
** Acquired in 2000.
34
Part I.
(a). Identify the company, its location and its business address. Describe the facilities used for the generation, transmission
and distribution of electric energy for sale or for the distribution at retail of natural or manufactured gas. Identify each system
company that holds an interest in the company and describe the interest held.
Description of
Electric Generation,
Transmission and Owner(s) /
Distribution Investor(s)
Facilities and Gas (Refer to Item 1
Name of Business Distribution and Item 9(b) for
Company Location Address Facilities description)
----------------- ----------------------- ----------------------------------- ----------------------- --------------------------
Brasil (Refer to Business 19th Floor, Room 8, None Resources and
Address) Rua Libero Badaro 293 International
Sao Paulo, Brazil
Holdings Brasil (Refer to Business 20th Floor, Suite 5, None International and
Address) Rua Libero Badaro 293 Resources
Sao Paulo, Brazil
International (Refer to Business 200 First Street S.E. None Resources
Address) Cedar Rapids, Iowa 52401
AERR (Refer to Business Clarendon House, None International
Address) 2 Church Street,
Hamilton HM 11, Bermuda
New Zealand (Refer to Business Level 2, NZPP House, None International
Address) 15 Huron Street,
P.O. Box 33-1247, Takapuna,
Auckland, New Zealand 1332
Catleo (Refer to Business Praca Rui Barbosa 80-22 andar/parte 10 MW at one generating Cataguazes
Address) CEP 36770-901 facility.
Cataguases, MG-Brasil
CENF (Refer to Business Ave. Presidente Vargas, 463-4 9 MW at three generating Cataguazes
Address) andar/parte CEP 20071-003 facilities; 3 Km of
Rio de Janeiro, RJ-Brasil transmission lines; and
706 Km of distribution
lines.
CELB (Refer to Business Av. Elpidio de Almeida, 4 Km of transmission lines Pbpart
Address) 1111-Catole, CEP 58104-421 and 2,457 Km of distribution
lines.
Campina Grande, PB-Brasil
Cataguazes (Refer to Business Praca Rui Barbosa, 80 45 MW at ten generating Holdings Brasil and
Address) CEP 36770-901 facilites; 935 Km of Gipar S.A.
Cataguases, MG-Brasil transmission lines; and
16,148 Km of distribution
lines.
Energipe (Refer to Business Rua Ministro Apolonio Sales, 81, 875 Km of transmission Energisa S.A.
Address) Bairro Inacio lines and 12,908 Km of
Barbosa 49040-230, Aracaju/Sergipe, distribution lines.
Brasil
Grandelight (Refer to Business Trident Chambers, None International
Address) P.O. Box 146, Road Town,
Tortola, British Virgin Islands
35
Description of
Electric Generation,
Transmission and Owner(s) /
Distribution Investor(s)
Facilities and Gas (Refer to Item 1
Name of Business Distribution and Item 9(b) for
Company Location Address Facilities description)
----------------- ----------------------- ----------------------------------- ----------------------- --------------------------
Anfeng (Refer to Business Industrial Demonstration Zone, One 50 MW coal burning PPIC
Address) Gongyi City, electric generating
Henan Province, unit.
People's Republic of China
Yongfeng (Refer to Business Industrial Demonstration Zone, One 50 MW coal burning PPIC
Address) Gongyi City, electric generating
Henan Province, unit.
People's Republic of China
Infratil NZ (Refer to Business P.O. Box 320 None New Zealand
Address) Wellington, New Zealand
IEC PTE (Refer to Business 65 Chulia Street, OCBC Cente, R None International
Address) #31-00, East Lobby, Singapore, RE
049513
JIES (Refer to Business Yun He Qiao Tu, Wai Huan Road, Three 12 MW coal burning IEC PTE
Address) Jiaxing City, electric and steam
Zhejiang Province, generation units.
People's Republic of China
Jinan (Refer to Business Hualong Road, East End, One 6 MW coal burning PPIC
Address) Jinan City, 250100 electric generation
Shandong Province, unit.
People's Republic of China
LDM Puerto Penasco, Sonora, 10611 North Hayden Road, #D106, None International *
Mexico Scottsdale, AZ 85260
Labuan (Refer to Business Level 13(E), None PPIC
Address) Main Office Tower,
Financial Park Labuan,
Jalan Merdeka, 87000 Labuan FT,
East Malaysia, Malaysia
PPIC (Refer to Business 302 Orchard Road, Tong Building None Grandelight
Address) #18-02B, Singapore 238862, Republic
of Singapore
Shijiazhuang (Refer to Business North Beiguan, Zhengding County, Two 12 MW coal burning PPIC
Address) Shijiazhuang City, Hebei Province, electric generation
People's Republic of China units.
Southern Hydro (Refer to Business Level 13, 500 Collins Street 419 MW at ten hydro-electric Alliant Energy
Address) Melbourne VIC 3000 stations. Southern Hydro
Australia Australia Pty Ltd.
and Alliant Energy
Hydro Pty Ltd.
36
Description of
Electric Generation,
Transmission and Owner(s) /
Distribution Investor(s)
Facilities and Gas (Refer to Item 1
Name of Business Distribution and Item 9(b) for
Company Location Address Facilities description)
----------------- ----------------------- ----------------------------------- ----------------------- --------------------------
TIES (Refer to Business B16-17 Tongxiang Economic & Two 12 MW coal burning IEC PTE
Address) Development Zone, Tongxiang City, electric and steam
Zhejiang Province, generation units.
People's Republic of China
TrustPower (Refer to Business Private Bag 12023 33 hydro-electric generating UIL and New Zealand
Address) Tauranga, New Zealand facilities and one
wind farm with a combined
generating
capacity of 424 MW.
UIL (Refer to Business P.O. Box 1867 None New Zealand
Address) Auckland, New Zealand
* As of December 31, 2000, International had been issued debentures from LDM of approximately $20.0
million.
(b). State the type and amount of capital invested in the company by the registered holding company, directly or indirectly.
Identify any debt or other financial obligation for which there is recourse, directly or indirectly, to the registered holding
company or another system company, other than an EWG or FUCO. Identify separately any direct or indirect guarantee of a security
of the EWG or FUCO by the registered holding company. Identify any transfers of assets from any system company (other than an EWG
or FUCO) to an affiliate EWG or FUCO. State the market value at the time of the transfer, the book value and the sale price of the
transferred asset.
Capital Invested
-----------------------------------------------------
Debt, Guarantees or Transfer of
Name of Amount Other Financial Obligation assets
Company Security (in thousands) (in thousands) to EWG or FUCO
----------------- ---------------------------- ---------------------- ----------------------------------------------------------
Brasil 1,366,486 Quotas $750 None None
Holdings Brasil 623,846,134 Quotas 350,492 None None
International 1,000 Common Shares 30,489 Inter-company borrowings from: None
Investments of $399,950; Money pool
borrowings from Resources of
$207,772 (*); Resources of $1,004;
Corporate Services of $29; and IESU
of $3
AERR 120 Common Shares 750 None None
New Zealand 24,858,503 Ordinary Shares 99,847 None None
Catleo 13,149,996 Common Shares 6,773 None None
CENF 57,347,866 Common Shares 9,512 None None
CELB 83,974 Common Shares;
18,810 Preferred Shares 46,448 None None
Cataguazes 35,310,361,614 Common Shares; 147,533 None None
39,580,055,856 Preferred A Shares
Energipe 42,187 Common Shares; 246,882 None None
2,388 Preferred Shares
Grandelight 99,900 Registered Shares 50,775 None None
Anfeng Registered Capital 6,748 None None
Yongfeng Registered Capital 6,748 None None
37
Capital Invested
----------------------------------------------------------
Debt, Guarantees or Transfer of
Name of Amount Other Financial Obligation assets
Company Security (in thousands) (in thousands) to EWG or FUCO
----------------- ---------------------------- ---------------------- ----------------------------------------------------------
Infratil NZ 19,121,200 Ordinary Shares; 13,904 None None
1,912,120 $1.40 Warrants
IEC PTE 25,000 Ordinary Shares 24,072 None None
JIES Registered Capital 13,119 None None
Jinan Registered Capital 3,525 None None
LDM ** ** None None
Labuan 3 Ordinary Shares -- None None
PPIC 34,224,948 $1.00 Ordinary 62,285 None None
Shares, fully paid; 43,695,652
$1.00 Ordinary Shares, $0.51
paid up
Shijiazhuang Registered Capital 6,192 None None
Southern Hydro Not applicable 60,619 None None
TIES Registered Capital 7,230 None None
TrustPower 34,954,446 Ordinary Shares 65,500 None None
UIL 100 Ordinary Shares -- None None
* Alliant Energy has entered into an agreement dated October 30, 1998 with Resources which provides support
for Resources' commercial paper program.
** As of December 31, 2000, International had been issued debentures from LDM of approximately $20.0
million.
(c). State the ratio of debt to common equity of the company and earnings of
the company as of the end of the reporting period.
Name of Ratio of Debt to Common
Company Equity (*) 2000 Earnings/(Losses)
------------------ ------------------------------- ---------------------------
Brasil 0% ($335,729)
Holdings Brasil 0% (461,832)
International 14,816% (17,731,667)
AERR 0% --
New Zealand 0% 7,881,345
Catleo 0% 32,226
CENF 2% 2,881,205
CELB 60% 1,231,681
Cataguazes 47% 40,348,886
Energipe 47% 6,423,858
Grandelight 0% (85,333)
Anfeng 0% 2,073,623
Yongfeng 0% 2,673,045
Infratil NZ 137% 15,495,188 (**)
IEC PTE 0% 2,829,277
JIES 0% 1,391,667
Jinan 0% (144,545)
LDM 347,370% --
Labuan 0% 1,481,857
PPIC 0% 36,693
Shijiazhuang 0% (807,049)
Southern Hydro 86% 2,663,432
TIES 0% 1,554,392
TrustPower 32% 13,393,216 (**)
UIL 0% -- (***)
* Intercompany debt has been excluded from the calculation of this ratio.
** Represents earnings for the 2000 fiscal year (twelve months ended
March 31, 2000).
*** Represents earnings for the nine months ended December 31, 2000.
38
(d). Identify any service, sales or construction contract(s) between the company
and a system company, and describe the services to be rendered or goods sold and
the fees or revenues under such agreement(s).
None.
Part II. Submit as Exhibit H an organizational chart showing the relationship of
each EWG and FUCO to other system companies. If the company is a subsidiary of
the registered holding company, submit the financial data required in Exhibit I.
With regards to Exhibit H, FUCOs are noted as such in Item 1. System Companies
and Investments Therein as of December 31, 2000.
Refer to Exhibit I for the required financial data.
Part III. State the registered holding company's aggregate investment in EWGs
and FUCOs, respectively. Also state the ratio of aggregate investment to the
aggregate capital investment of the registered holding company in its domestic
public-utility subsidiary companies.
Aggregate Investment in Aggregate Capital Investment in Domestic
EWG's and FUCOs Public-Utility Subsidiaries
(in thousands) (in thousands) Ratio
------------------------ ---------------------------------------- -----------
$254,458 $1,471,843 17%
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
The following items listed below which are identified with an asterisk (*)
have heretofore been filed with the SEC and are incorporated herein by
reference and made a part hereof. Exhibits not so identified are filed
herewith unless otherwise stated.
Consolidating Financial Statements and Notes
--------------------------------------------
Exhibits
--------
Refer to Exhibit F for a listing of the Financial Statement exhibits.
Pursuant to Exhibit A, the combined Annual Report on Form 10-K for the year
ended December 31, 2000, for Alliant Energy, IESU and WP&L is incorporated
herein by reference.
The following Exhibits are filed herewith or incorporated herein by
reference. Documents indicated by an asterisk (*) are incorporated herein by
reference.
39
Exhibits
--------
Exhibit A
---------
A.1* Annual Report of Alliant Energy on Form 10-K for the year ended
December 31, 2000 (Incorporated by reference to File No. 1-9894)
A.2 Annual Report to Shareowners for Alliant Energy for the year ended
December 31, 2000 (Filed under cover of Form SE)
A.3* Annual Report of IESU on Form 10-K for the year ended December 31,
2000 (Incorporated by reference to File No. 0-4117-1)
A.4* Annual Report of WP&L on Form 10-K for the year ended December 31,
2000 (Incorporated by reference to File No. 0-337)
Exhibit B
---------
Items for Exhibit B for Alliant Energy, IESU and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2000.
B.1* Restated Certificate of Incorporation of IPC as originally filed
April 18, 1925 and as amended effective through October 21, 1993
(incorporated by reference to Exhibit 3.(i).1 to IPC's Form 10-K for
the year ended December 31, 1996)
B.2* Certificate of Amendment to the Restated Certificate of
Incorporation of IPC, effective March 4, 1997 (incorporated by
reference to Exhibit 3.(i).2 to IPC's Form 10-K for the year ended
December 31, 1996)
B.3 Bylaws of IPC, as amended, effective as of January 30, 2001
B.4* Articles of Incorporation of Corporate Services, dated December 8,
1997 (incorporated by reference to Exhibit B.13 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.5* Articles of Amendment to Articles of Incorporation of Corporate
Services, effective as of January 29, 1999 (incorporated by
reference to Exhibit B.14 to Alliant Energy's Form U5S for the year
ended December 31, 1998)
B.6* Bylaws of Corporate Services, effective as of January 28, 1999
(incorporated by reference to Exhibit B.15 to Alliant Energy's Form
U5S for the year ended December 31, 1998)
B.7* Articles of Incorporation of Resources, effective as of January 11,
1988 (incorporated by reference to Exhibit B.16 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.8* Articles of Merger, Merging IES Diversified Inc. with and into
Resources, effective as of April 21, 1998 (incorporated by reference
to Exhibit B.17 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
B.9* Articles of Amendment to Articles of Incorporation of Resources,
effective as of April 23, 1998 (incorporated by reference to Exhibit
B.18 to Alliant Energy's Form U5S for the year ended December 31,
1998)
B.10* Articles of Amendment to Articles of Incorporation of Resources,
effective as of December 9, 1998 (incorporated by reference to
Exhibit B.19 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
40
B.11 Bylaws of Resources, as amended, effective as of January 30, 2001
Exhibit C
---------
Items for Exhibit C for Alliant Energy, IESU and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2000.
Exhibit D
---------
Tax Allocation Agreement
Exhibit E
---------
None
Exhibit F
---------
F.1 Report of Independent Public Accountants
The following exhibits are filed under cover of form SE:
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2000
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2000
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2000
F.7 Resources Consolidating Balance Sheet as of December 31, 2000
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2000
F.11 ISCO Consolidating Balance Sheet as of December 31, 2000
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.14 International Consolidating Statement of Income for the year ended December 31, 2000
F.15 International Consolidating Balance Sheet as of December 31, 2000
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2000
F.19 Investments Consolidating Balance Sheet as of December 31, 2000
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2000
F.23 Transportation Consolidating Balance Sheet as of December 31, 2000
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2000
Exhibit G
---------
Beginning with 2001 filings, Financial Data Schedules are no longer required
due to changes to Securities and Exchange Commission rules.
Exhibit H
---------
FUCOs are noted as such in Item 1. System Companies and Investments Therein
as of December 31, 2000.
Exhibit I
---------
FUCO Financial Statements
International is organized as a holding company for international investments
of Alliant Energy. The assets of International are primarily debt and equity
investments in their subsidiary companies. In 2000, International had $3.2
million of operating expenses.
41
Documents incorporated by reference to filings made by Alliant Energy under
the Securities Exchange Act of 1934, as amended, and the Public Utility
Holding Company Act of 1935 are under File No. 1-9894. Documents
incorporated by reference to filings made by IESU under the Securities
Exchange Act of 1934, as amended, are under File No. 0-4117-1. Documents
incorporated by reference to filings made by WP&L under the Securities
Exchange Act of 1934, as amended, are under File No. 0-337. Documents
incorporated by reference to filings made by IPC under the Securities
Exchange Act of 1934, as amended, are under File No. 1-3632.
42
SIGNATURE
The undersigned system company has duly caused this annual report to be
signed on its behalf by the undersigned thereunto duly authorized pursuant to
the requirements of the Public Utility Holding Company Act of 1935. The
signature of each undersigned company shall be deemed to relate only to
matters having reference to such company or its subsidiaries.
ALLIANT ENERGY CORPORATION
By: /s/ John E. Kratchmer
------------------------
John E. Kratchmer
Corporate Controller and Chief Accounting Officer
Date: May 1, 2001
43
EXHIBIT INDEX
-------------
Exhibits Description
-------- -----------
23 Consent of Independent Public Accountants
B.3 Bylaws of IPC, as amended, effective as of January 30, 2001
B.11 Bylaws of Resources, as amended, effective as of January 30, 2001
D Tax Allocation Agreement
F.1 Report of Independent Public Accountants
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2000
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2000
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2000
F.7 Resources Consolidating Balance Sheet as of December 31, 2000
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2000
F.11 ISCO Consolidating Balance Sheet as of December 31, 2000
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.14 International Consolidating Statement of Income for the year ended December 31, 2000
F.15 International Consolidating Balance Sheet as of December 31, 2000
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2000
F.19 Investments Consolidating Balance Sheet as of December 31, 2000
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2000
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2000
F.23 Transportation Consolidating Balance Sheet as of December 31, 2000
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2000
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2000
I FUCO Financial Statements
44