þ | ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Michigan | 38-3291744 | |
(State or other jurisdiction of incorporation or organization) | (IRS Employer Identification No.) |
Title of Each Class | Name of Each Exchange on Which Registered | |
Common Stock, no par value | Nasdaq Capital Markets |
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company þ |
(a)(1)
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Financial Statements. The following financial statements and reports of Independent Registered Public Accounting Firm of Community Central Bank Corporation are filed as part of this report: | ||
Reports of Independent Registered Public Accounting Firm dated March 30, 2010 | |||
Consolidated Balance Sheet December 31, 2009 and 2008 | |||
Consolidated Statement of Income for each of the three years in the period ended December 31, 2009 | |||
Consolidated Statement of Comprehensive Income for each of the three years in the period ended December 31, 2009 | |||
Consolidated Statements of Changes in Stockholders Equity for each of the three years in the period ended December 31, 2009 | |||
Consolidated Statement of Cash Flow for each of the three years in the period ended December 31, 2009 | |||
Notes to Consolidated Financial Statements, the financial statements, the notes to financial statements, and the report of independent registered public accounting firm listed above are incorporated by reference in Item 8 of this report. | |||
(a)(2)
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Financial Statement Schedules | ||
Not applicable. | |||
(a)(3)
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See Exhibits below |
3.1
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Articles of Incorporation are incorporated by reference to Exhibit 3.1 of the Corporations Registration Statement on Form SB-2 (SEC File No. 333-04113). | ||
3.2
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Bylaws, as amended, of the Corporation are incorporated by reference to Exhibit 3 of the Corporations Current Report on Form 8-Kfiled on September 19, 2007 (SEC File No. 000-33373). | ||
4.1
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Specimen stock certificate of Community Central Bank Corporation is incorporated by reference to Exhibit 4.2 of the Corporations Registration Statement on Form SB-2 (SEC File No. 333-04113). | ||
4.2
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Certificate of Designation of Community Central Bank Corporation filed on December 30, 2008 with the State of Michigan designating the preferences, limitations, voting powers and relative rights of the Series A Preferred Stock, is incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K filed on January 6, 2009 (SEC File No. 000-33373). | ||
4.3
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Certificate of Designation of Community Central Bank Corporation filed on October 2, 2009 with the State of Michigan designating the preferences, limitations, voting powers and relative rights of the Series B Preferred Stock, is incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K filed on October 5, 2009 (SEC File No. 000-33373). |
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4.4
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Form of Warrant Agreement issued in connection with the sale of the Corporation Series B Preferred Stock, is incorporated by reference to Exhibit 4.4 of the Corporations Quarterly Report on Form 10-Q for the quarter ended September 30, 2009 (SEC File No. 000-33373). | ||
4.5
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Certificate of Designation of Community Central Bank Corporation filed on January 15, 2010 with the State of Michigan designating the preferences, limitations, voting powers and relative rights of the Series C Preferred Stock, is incorporated by reference to Exhibit 4.1 of the Corporations Current Report on Form 8-K filed on October 5, 2009 (SEC File No. 000-33373). | ||
10.1
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1996 Employee Stock Option Plan is incorporated by reference to Exhibit 10.1 of the Corporations Registration Statement on Form SB-2 (SEC File No. 333-04113). | ||
10.2
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2000 Employee Stock Option Plan is incorporated by reference to Exhibit 10.6 of the Corporations Annual Report on Form 10-KSB for the year ended December 31, 2000 (SEC File No. 000-33373). | ||
10.3
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2002 Incentive Plan is incorporated by reference to Exhibit 10.7 of the Corporations Annual Report on Form 10-KSB for the year ended December 31, 2001 (SEC File No. 000-33373). | ||
10.4
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Community Central Bank Supplemental Executive Retirement Plan, as amended, and Individual Participant Agreements are incorporated by reference to Exhibit 10.6 of the Corporations Annual Report on Form 10-K for the year ended December 31, 2006 (SEC File No. 000-33373). | ||
10.5
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Community Central Bank Death Benefit Plan, as amended, is incorporated by reference to Exhibit 10.7 of the Corporations Annual Report on Form 10-K for the year ended December 31, 2006 (SEC File No. 000-33373). | ||
10.6
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Form of Incentive Stock Option Agreement incorporated by reference to Exhibit 99.1 of the Corporations Current Report on Form 8-K filed on March 25, 2005. (SEC File No. 000-33373) | ||
10.7
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Form of Non-qualified Stock Option Agreement incorporated by reference to Exhibit 99.1 of the Corporations Current Report on Form 8-K filed on January 17, 2006. (SEC File No. 000-33373) | ||
10.8
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Summary of Current Director Fee Arrangements is incorporated by reference to Exhibit 10.10 of the Corporations Annual Report on Form 10-KSB for the year ended December 31, 2004. (SEC File No. 000-33373) | ||
11
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Computation of Per Share Earnings * | ||
13
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2009 Stockholder Report (Except for the portions of the 2009 Stockholder Report that are expressly incorporated by reference in this Annual Report on Form 10-K, the 2009 Stockholder Report of the Corporation shall not be deemed filed as a part hereof.) | ||
14
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Code of Business Conduct and Ethics is incorporated by reference to Exhibit 14 of the Corporations Form 10-KSB for the year ended December 31, 2003 (SEC File No. 000-33373). | ||
21
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List of subsidiaries of the Corporation * | ||
23
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Consent of Independent Registered Public Accounting Firm * | ||
31.1
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Rule 13a 14(a) Certification (Chief Executive Officer) | ||
31.2
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Rule 13a 14(a) Certification (Chief Financial Officer) | ||
32
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Rule 1350 Certifications |
* Previously filed |
4
COMMUNITY CENTRAL BANK CORPORATION | ||||
/S/ RAY T. COLONIUS | ||||
Ray T. Colonius; Chief Financial Officer (Duly authorized officer) |
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EXHIBIT NUMBER | EXHIBIT DESCRIPTION | |
13
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2009 Stockholder Report. Except for the portions of the 2009 Stockholder Report that are expressly incorporated by reference in this Annual Report on Form 10-K, the 2009 Stockholder Report of the Corporation shall not be deemed filed as a part hereof. | |
31.1
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Rule 13a 14(a) Certification (Chief Executive Officer) | |
31.2
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Rule 13a 14(a) Certification (Chief Financial Officer) | |
32
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Rule 1350 Certification |
6