Delaware
|
1-11921
|
94-2844166
|
(State
or other jurisdiction of incorporation)
|
(Commission
File Number)
|
(I.R.S.
Employer Identification No.)
|
Type
of Exchanged
Note
|
Aggregate
Principal
Amount
of
Exchange
Notes
|
Number
of
Shares
Issued
to
Holders
|
||||||
7
3/8% Senior Notes due 2013
|
$ | 18,000,000 | 4,700,690 | |||||
8%
Senior Notes due 2011
|
$ | 16,300,000 | 4,361,688 | |||||
Totals:
|
$ | 34,300,000 | 9,062,378 |
10.1
|
Form
of Exchange Agreement (Incorporated by reference to Exhibit 10.1 to the
Company’s Current Report on Form 8-K filed on May 6,
2008.)
|
E*TRADE
FINANCIAL CORPORATION
|
|
Dated: June
13, 2008
|
By: /s/ Russell
Elmer
|
Russell
S. Elmer
|
|
General
Counsel
|