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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HERB MARVIN J 6000 GARLANDS LANE SUITE 120 BARRINGTON, IL 60010 |
X |
By: William T. Plybon, Attorney-in-Fact | 10/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares sold by JPMorgan pursuant to a credit arrangement. Pursuant to the credit arrangement, JPMorgan has taken and holds all of the Company shares subject to the arrangement, originally totaling approximately 18.6 million shares. JPMorgan has indicated that it has the right to sell the remaining approximately 9.9 million shares to satisfy the obligation under the credit arrangement. If and when all the shares are sold, Reporting Person will file an amended Form 4 describing the sales, including dates and sale prices. |
(2) | Share sale prices ranged between $13.23 and $13.86. |
(3) | Share sale prices ranged between $12.07 and $13.07. |
(4) | Share sale prices ranged between $13.08 and $13.37. |
(5) | Share sale prices ranged between $10 - $11. |
(6) | Share sale prices ranged between $11.01 and $11.77. Full information regarding the number of shares sold at each price will be provided upon request. |