SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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OMB APPROVAL
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1. Name and Address of Reporting Person* (Last) (First) (Middle) Suite 700 (Street) Atlanta, GA 30339 (City) (State) (Zip)
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2. Date of Event October 16, 2001 3. I.R.S. Identification |
4. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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6. If Amendment, Date of 7. Individual or Joint/Group |
Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security |
2. Amount of Securities Beneficially Owned |
3. Ownership Form : |
4. Nature of Beneficial Ownership |
Common Stock |
79,000 |
D |
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Common Stock |
19,064 |
I |
Supplemental 401(K) |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (over) |
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Bowling, Daniel S. - October 2001 |
Form 3 (continued) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security |
2. Date Exercisable(DE) and Expiration Date(ED) (DE) | (ED) |
3. Title and Amount of of Underlying Security |
4. Conversion or |
5. Ownership |
6. Nature of Indirect |
1991 SOP (Restated 2/92) 1993 Grant |
02/10/1994 | 02/11/2003 |
Common Stock - 23,000 |
$5.0000 |
D |
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1992 Restricted Stock (restated 2/94) 1994 Grant |
02/07/1994 | 02/07/2004 |
Common Stock - 33,000 |
$5.8959 |
D |
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1995 Stock Option Plan |
01/03/1996 | 01/03/2005 |
Common Stock - 13,200 |
$5.9584 |
D |
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1996 Service Options - Plan 17 |
01/02/1997 | 01/02/2007 |
Common Stock - 44,700 |
$9.0209 |
D |
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1997 Performance Stock Option |
01/02/1997 | 01/02/2007 |
Common Stock - 40,200 |
$15.8959 |
D |
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1997 Stock Options - 1998 Grant - Tranch 1 |
01/02/1998 | 01/02/2008 |
Common Stock - 7,600 |
$40.1422 |
D |
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1997 Stock Options - 1998 Grant - Tranch 2 |
01/02/1998 | 01/02/2008 |
Common Stock - 7,600 |
$46.1635 |
D |
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1997 Stock Options - 1998 Grant - Tranch 3 |
01/02/1998 | 01/02/2008 |
Common Stock - 7,600 |
$53.0880 |
D |
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1997 Stock Options - 1998 Grant - Tranch 4 |
01/02/1998 | 01/02/2008 |
Common Stock - 7,600 |
$61.0512 |
D |
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1997 Stock Options - 1998 Grant - Tranch 5 |
01/02/1998 | 01/02/2008 |
Common Stock - 7,600 |
$70.2089 |
D |
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1999 MIP Award |
(1) | 01/04/2009 |
Common Stock - 3,581 |
$35.0625 |
D |
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1999 Premium/Svc Options - Tranch 1 |
01/04/2000 | 01/04/2009 |
Common Stock - 4,800 |
$40.3218 |
D |
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1999 Premium/Svc Options - Tranch 2 |
01/04/2000 | 01/04/2009 |
Common Stock - 4,800 |
$46.3700 |
D |
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1999 Premium/Svc Options - Tranch 3 |
01/04/2000 | 01/04/2009 |
Common Stock - 4,800 |
$53.3255 |
D |
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1999 Premium/Svc Options - Tranch 4 |
01/04/2000 | 01/04/2009 |
Common Stock - 4,800 |
$61.3243 |
D |
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1999 Premium/Svc Options - Tranch 5 |
01/04/2000 | 01/04/2009 |
Common Stock - 4,800 |
$70.5229 |
D |
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2000 Grant 1999 Premium/Svc. Options - Tranch 1 |
12/14/2000 | 12/14/2009 |
Common Stock - 17,000 |
$18.0938 |
D |
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2000 Grant 1999 Premium/Svc. Options - Tranch 2 |
12/14/2000 | 12/14/2009 |
Common Stock - 17,000 |
$20.8079 |
D |
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2000 Grant 1999 Premium/Svc. Options - Tranch 3 |
12/14/2000 | 12/14/2009 |
Common Stock - 17,000 |
$23.9291 |
D |
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2000 Grant 1999 Premium/Svc. Options - Tranch 4 |
12/14/2000 | 12/14/2009 |
Common Stock - 17,000 |
$27.5184 |
D |
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2000 Grant 1999 Premium/Svc. Options - Tranch 5 |
12/14/2000 | 12/14/2009 |
Common Stock - 17,000 |
$31.6462 |
D |
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2000 MIP Grant |
01/14/2006 | 01/14/2010 |
Common Stock - 5,213 |
$21.2500 |
D |
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2001 Stock Option - Subgrant 1 |
(2) | 01/02/2011 |
Common Stock - 10,020 |
$18.6563 |
D |
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2001 Stock Option - Subgrant 2 |
(2) | 01/02/2011 |
Common Stock - 10,020 |
$20.5219 |
D |
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2001 Stock Option - Subgrant 3 |
(2) | 01/02/2011 |
Common Stock - 10,020 |
$22.5741 |
D |
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2001 Stock Option - Subgrant 4 |
(2) | 01/02/2011 |
Common Stock - 10,020 |
$24.8315 |
D |
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2001 Stock Option - Subgrant 5 |
(2) | 01/02/2011 |
Common Stock - 10,020 |
$27.3147 |
D |
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Deferred Share Units - Stock Deferral Plan |
(3) | (3) |
Common Stock - 16,783 |
$0.0000 |
D |
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Put Option (right to sell) (4) |
01/20/2001 | 01/19/2002 |
Common Stock - 25,000 |
$20.0000 |
D |
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Explanation of Responses :
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
________________________________ __________________ Page 2 |
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Bowling, Daniel S. - October 2001 |
Form 3 (continued) |
FOOTNOTE Descriptions for Coca-Cola Enterprises Inc. CCE Form 3 - October 2001 Daniel S. Bowling Explanation of responses: (2) 25% per year after one, two, three and four years, measured from January 2, 2001 (3) Deferred receipt of shares gained upon stock option exercise under the Stock Deferral Plan (effective July 1, 1998). Prior to the exercise date, Participants may elect distribution of shares to commence after termination of employment or upon reaching a certain age. (4) Option is part of a collar transaction. |
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