|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 39.12 | 05/30/2007 | D | 6,503 | 07/17/2002 | 07/17/2012 | Common Stock | 6,503 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $ 49.875 | 05/30/2007 | D | 100 | 01/17/2001 | 01/17/2011 | Common Stock | 100 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $ 49.875 | 05/30/2007 | D | 12,500 | 01/17/2001 | 01/17/2011 | Common Stock | 12,500 | (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KINDER DAVID D 500 DALLAS STREET SUITE 1000 HOUSTON, TX 77002 |
VP Corporate Development |
/s/ David D. Kinder | 05/30/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Previously beneficially owned by Reporting Person's son as beneficiary of a custodial account owned in title by Richard D. Kinder, Chairman and CEO. The Reporting Person disclaims beneficial ownership of these shares owned by his son, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Mr. Richard Kinder purchased these shares from the custodial account for $107.50 per share. |
(2) | Stock options surrendered pursuant to Agreement and Plan of Merger dated as of August 28, 2006, among Kinder Morgan, Inc., Knight Holdco LLC and Knight Acquisition Co. in exchange for a cash payment equal to the difference between $107.50 and the prices set forth in column 2. |