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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BONNIE SHELBY W C/O RPX CORPORATION ONE MARKET PLAZA, STEUART TWR, STE 1100 SAN FRANCISCO, CA 94105 |
X |
Martin Roberts, Attorney-in-Fact for Shelby W. Bonnie | 08/24/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.50 to $12.59, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
(2) | Shares held by Merlin Investments LLC. Mr. Shelby disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(3) | Shares held by Mason Bonnie Descendants Trust I. |
(4) | Shares held by Mason Bonnie Descendants Trust II. |
(5) | Shares held by Virginia Ayer Bonnie Descendants Trust I. |
(6) | Shares held by Virginia Ayer Bonnie Descendants Trust II. |
(7) | Shares held by Henry Bonnie Descendants Trust I. |
(8) | Shares held by Henry Bonnie Descendants Trust II. |
(9) | Shares held by GST Exempt Descendants Trust II FBO Mason Bonnie. |
(10) | Shares held by GST Exempt Descendants Trust II FBO Virginia Bonnie. |
(11) | Shares held by GST Exempt Descendants Trust II FBO Henry Bonnie. |
(12) | Shares held by MHV Partners LLC. |
(13) | Shares held by Cornelia Bonnie Revocable Trust, of which reporting person is a beneficiary. |
(14) | Shares held by Edward Bonnie Revocable Trust, of which reporting person is a beneficiary. |
(15) | Shares held by Shelby Bonnie Trust DTD 12/20/1968, of which reporting person is a beneficiary. |
(16) | Shares held by Shelby Bonnie Trust DTD 3/27/1959, of which reporting person is a beneficiary. |
(17) | Shares held by Shelby Bonnie Trust DTD 10/20/1964, of which reporting person is a beneficiary. |
(18) | Shares held by Cornelia Bonnie Trust DTD 11/10/1970, of which reporting person is a beneficiary. |
(19) | Shares held by Edward Bonnie Trust DTD 8/15/1966, of which reporting person is a co-trustee and beneficiary. |