1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(5)
|
10/26/2021 |
Common Stock
|
173,677
|
$
6.61
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
01/23/2023 |
Common Stock
|
46,980
|
$
7.92
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(7)
|
11/15/2023 |
Common Stock
|
93,961
|
$
9.56
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Common Stock, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. |
(2) |
Shares held of record by the Travis M Reese Family Trust, for which the Reporting Person and his spouse serve as trustees. |
(3) |
Shares held of record by the Travis M. Reese Revocable Trust, for which the Reporting Person serves as a trustee. |
(4) |
Shares held of record by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his spouse's shares for purpose of Section 16 or for any other reason. |
(5) |
The shares subject to this option are fully vested and exercisable. |
(6) |
One-fourth (1/4) of the shares subject to the option vested on December 29, 2013 and one forty-eighth (1/48) shares vest monthly thereafter subject to the reporting person's continued service through each vesting date. |
(7) |
One-fourth (1/4) of the shares subject to the option vested on November 16, 2014 and one forty-eighth (1/48) shares vest monthly thereafter subject to the reporting person's continued service through each vesting date. |