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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights | $ 6.82 | 12/23/2013 | M | 3,333 | (1) | 02/27/2019 | Common Stock | 3,333 | $ 0 | 3,333 | D | ||||
Stock Appreciation Rights | $ 15.14 | 12/23/2013 | M | 12,000 | (2) | 08/31/2019 | Common Stock | 12,000 | $ 0 | 0 | D | ||||
Stock Appreciation Rights | $ 22.94 | 12/23/2013 | M | 19,832 | (3) | 05/07/2020 | Common Stock | 19,832 | $ 0 | 0 | D | ||||
Stock Appreciation Rights | $ 53.29 | 12/23/2013 | M | 6,500 | (4) | 05/18/2021 | Common Stock | 6,500 | $ 0 | 9,750 | D | ||||
Stock Appreciation Rights | $ 44.79 | 12/23/2013 | M | 4,918 | (5) | 05/31/2022 | Common Stock | 4,918 | $ 0 | 19,672 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fernandez Calero Miguel Angel 800 W. OLYMPIC BLVD., SUITE 406 LOS ANGELES, CA 90015 |
EVP, The Americas & WWD Ops |
Miguel Fernandez Calero by Jim Berklas, Attorney-in-Fact | 12/24/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock appreciation rights subject to this award vest in 1/3 increments on each of February 27, 2012, February 27, 2013 and February 27, 2014. |
(2) | These stock appreciation rights were fully vested as of August 31, 2012. |
(3) | These stock appreciation rights were fully vested as of May 7, 2013. |
(4) | The stock appreciation rights subject to this award vest in increments of 20%, 20% and 60% on May 18, 2012, May 18, 2013, and May 18, 2014, respectively. |
(5) | The stock appreciation rights subject to this award vest in increments of 20%, 20% and 60% on May 31, 2013, May 31, 2014, and May 31, 2015, respectively. |