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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A-1 Preferred Stock | (1) | 09/25/2013 | C | 833,530 | (1) | (1) | Common Stock (1) | 833,530 | $ 0 | 0 | I | By Sequoia Capital XI, LP (2) | |||
Series A-1 Preferred Stock | (1) | 09/25/2013 | C | 26,315 | (1) | (1) | Common Stock (1) | 26,315 | $ 0 | 0 | I | By Sequoia Technology Partners XI, LP (3) | |||
Series A-1 Preferred Stock | (1) | 09/25/2013 | C | 90,155 | (1) | (1) | Common Stock (1) | 90,155 | $ 0 | 0 | I | By Sequoia Capital XI Principals Fund, LLC (4) | |||
Series A-2 Preferred Stock | (1) | 09/25/2013 | C | 4,276,684 | (1) | (1) | Common Stock (1) | 5,016,892 | $ 0 | 0 | I | By Sequoia Capital XI, LP (2) | |||
Series A-2 Preferred Stock | (1) | 09/25/2013 | C | 135,094 | (1) | (1) | Common Stock (1) | 158,476 | $ 0 | 0 | I | By Sequoia Technology Partners XI, LP (3) | |||
Series A-2 Preferred Stock | (1) | 09/25/2013 | C | 465,271 | (1) | (1) | Common Stock (1) | 545,800 | $ 0 | 0 | I | By Sequoia Capital XI Principals Fund, LLC (4) | |||
Series B Preferred Stock | (1) | 09/25/2013 | C | 1,959,738 | (1) | (1) | Common Stock (1) | 2,746,122 | $ 0 | 0 | I | By Sequoia Capital XI, LP (2) | |||
Series B Preferred Stock | (1) | 09/25/2013 | C | 61,905 | (1) | (1) | Common Stock (1) | 86,746 | $ 0 | 0 | I | By Sequoia Technology Partners XI, LP (3) | |||
Series B Preferred Stock | (1) | 09/25/2013 | C | 213,205 | (1) | (1) | Common Stock (1) | 298,758 | $ 0 | 0 | I | By Sequoia Capital XI Principals Fund, LLC (4) | |||
Series C Preferred Stock | (1) | 09/25/2013 | C | 630,681 | (1) | (1) | Common Stock (1) | 940,661 | $ 0 | 0 | I | By Sequoia Capital XI, LP (2) | |||
Series C Preferred Stock | (1) | 09/25/2013 | C | 19,922 | (1) | (1) | Common Stock (1) | 29,714 | $ 0 | 0 | I | By Sequoia Technology Partners XI, LP (3) | |||
Series C Preferred Stock | (1) | 09/25/2013 | C | 68,613 | (1) | (1) | Common Stock (1) | 102,336 | $ 0 | 0 | I | By Sequoia Capital XI Principals Fund, LLC (4) | |||
Series D Preferred Stock | (1) | 09/25/2013 | C | 7,637,126 | (1) | (1) | Common Stock (1) | 7,637,126 | $ 0 | 0 | I | By Sequoia Capital XI, LP (2) | |||
Series D Preferred Stock | (1) | 09/25/2013 | C | 241,245 | (1) | (1) | Common Stock (1) | 241,245 | $ 0 | 0 | I | By Sequoia Technology Partners XI, LP (3) | |||
Series D Preferred Stock | (1) | 09/25/2013 | C | 830,861 | (1) | (1) | Common Stock (1) | 830,861 | $ 0 | 0 | I | By Sequoia Capital XI Principals Fund, LLC (4) | |||
Series E Preferred Stock | (1) | 09/25/2013 | C | 980,448 | (1) | (1) | Common Stock (1) | 980,448 | $ 0 | 0 | I | By Sequoia Capital XI, LP (2) | |||
Series E Preferred Stock | (1) | 09/25/2013 | C | 30,971 | (1) | (1) | Common Stock (1) | 30,971 | $ 0 | 0 | I | By Sequoia Technology Partners XI, LP (3) | |||
Series E Preferred Stock | (1) | 09/25/2013 | C | 106,665 | (1) | (1) | Common Stock (1) | 106,665 | $ 0 | 0 | I | By Sequoia Capital XI Principals Fund, LLC (4) | |||
Series F Preferred Stock | (1) | 09/25/2013 | C | 806,388 | (1) | (1) | Common Stock (1) | 806,388 | $ 0 | 0 | I | By Sequoia Capital XI, LP (2) | |||
Series F Preferred Stock | (1) | 09/25/2013 | C | 25,473 | (1) | (1) | Common Stock (1) | 25,473 | $ 0 | 0 | I | By Sequoia Technology Partners XI, LP (3) | |||
Series F Preferred Stock | (1) | 09/25/2013 | C | 87,729 | (1) | (1) | Common Stock (1) | 87,729 | $ 0 | 0 | I | By Sequoia Capital XI Principals Fund, LLC (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SC XI MANAGEMENT LLC 3000 SAND HILL ROAD, 4-250 MENLO PARK, CA 94025 |
X | |||
SEQUOIA CAPITAL XI 3000 SAND HILL ROAD, 4-250 MENLO PARK, CA 94025 |
X | |||
SEQUOIA TECHNOLOGY PARTNERS XI 3000 SAND HILL ROAD, 4-250 MENLO PARK, CA 94025 |
X | |||
SEQUOIA CAPITAL XI PRINCIPALS FUND 3000 SAND HILL ROAD, 4-250 MENLO PARK, CA 94025 |
X |
By: /s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC | 09/26/2013 | |
**Signature of Reporting Person | Date | |
By: /s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC, the General Partner of Sequoia Capital XI, LP | 09/26/2013 | |
**Signature of Reporting Person | Date | |
By: /s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC, the General Partner of Sequoia Technology Partners XI, LP | 09/26/2013 | |
**Signature of Reporting Person | Date | |
By: /s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SC XI Management, LLC, the Managing Member of Sequoia Capital XI Principals Fund, LLC | 09/26/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Series A-1 Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Each share of Series A-2 Preferred Stock automatically converted into Common Stock on a 1.17308:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Each share of Series B Preferred Stock automatically converted into Common Stock on a 1.40127:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Each share of Series C Preferred Stock automatically converted into Common Stock on a 1.4915:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. |
(2) | Shares held directly by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC"), the general partner of SC XI, may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of these entities disclaims beneficial ownership of the securities held by SC XI except to the extent of any pecuniary interest therein. |
(3) | Shares held directly by Sequoia Technology Partners XI, LP ("STP XI"). SC XI LLC, the general partner of STP XI, may be deemed to share voting and dispositive power with respect to the shares held by STP XI. Each of these entities disclaims beneficial ownership of the securities held by STP XI except to the extent of any pecuniary interest therein. |
(4) | Shares held directly by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC, the managing member of SC XI PF, may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of these entities disclaims beneficial ownership of the securities held by SC XI PF except to the extent of any pecuniary interest therein. |