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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ENGLES GREGG L 2515 MCKINNEY AVE SUITE 1200 DALLAS, TX 75201 |
X |
/s/ Thomas E ONeill, as attorney-in-fact | 08/21/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total number of shares of common stock owned by the reporting person has been adjusted to include 28 shares that the reporting person received pursuant to pro rata distributions of income from WSW 1997 Exchange Fund, L.P. to its partners on May 31, 2007, September 30, 2006, March 31, 2006, January 1, 2006, September 30, 2005 and June 30, 2005. The reporting person initially contributed securities of Suiza Foods Corporation to WSW 1997 Exchange Fund, L.P. in exchange for a participating interest in the fund in March 1998. The reporting person reported the initial contribution as a sale of securities of Suiza Foods Corporation on a Form 4 filed in March 1998. The shares contributed by the reporting person and owned by WSW 1997 Exchange Fund, L.P. were converted to shares of TreeHouse Foods, Inc. in connection with the spin-off of TreeHouse Foods, Inc. from Dean Foods Company in June 2005. |