x
|
immediately upon filing
|
o
|
on [date] at [time]
|
Title of Each Class of
Securities to be Registered
|
Amount
to be
Registered
|
Proposed
Maximum
Offering
Price Per Unit(1)
|
Proposed
Maximum
Aggregate
Offering
Price(2)
|
Amount of
Registration
Fee
|
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one-tenth of one ordinary share of Alstom
|
50,000,000
|
$0.05
|
$2,500,000
|
$178.25
|
(1)
|
Each unit represents one American Depositary Share.
|
(2)
|
Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of such Receipts evidencing such American Depositary Shares.
|
Item Number and Caption |
Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
|
||||
(1) | Name and address of Depositary |
Introductory paragraph
|
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(2) | Title of American Depositary Receipts and identity of deposited securities | Face of American Depositary Receipt, top center | |||
Terms of Deposit: | |||||
(i) |
Amount of deposited securities represented by one unit of American Depositary Shares
|
Face of American Depositary Receipt, upper right corner
|
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(ii) | Procedure for voting, if any, the deposited securities |
Articles (12) and (14)
|
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(iii) | Collection and distribution of dividends |
Article (13)
|
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(iv) | Transmission of notices, reports and proxy soliciting material | Articles (11) and (12) | |||
(v) | Sale or exercise of rights |
Articles (13) and (14)
|
|||
(vi) | Deposit or sale of securities resulting from dividends, splits or plans of reorganization | Articles (13) and (16) |
(vii) | Amendment, extension or termination of the Deposit Agreement | Articles (18) and (19) | |||
(viii) | Rights of holders of receipts to inspect the transfer books of the Depositary and the list of Holders of receipts | Article (3) | |||
(ix) |
Restrictions upon the right to deposit or withdraw the underlying securities
|
Articles (1), (2), (4), (6), (15), (16) and (17) | |||
(x) | Limitation upon the liability of the Depositary | Introductory paragraph and Articles (1), (2), (4), (7), (16) and (17) | |||
(3) | Fees and Charges |
Article (20)
|
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Item 2. AVAILABLE INFORMATION
|
|||||
Item Number and Caption
|
Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
|
||||
(a) Statement that as of the date of the establishment of the program for issuance of Receipts by the Depositary, the Depositary had a good faith belief (after limited investigation), that the issuer of the Deposited Securities publishes information in English required to maintain the exemption from registration under Rule 12g3-2(b) under the Securities Exchange Act of 1934 on its Internet Web site (with the location of such Internet Web site) or through an electronic information delivery system generally available to the public in its primary trading market |
Article (9)
|
Legal entity created by the agreement for the issuance of American Depositary Receipts evidencing American Depositary Shares for shares of the foreign private issuer whose name is set forth on the facing page of this Registration Statement on Form F-6
|
|||
By: |
DEUTSCHE BANK TRUST COMPANY
AMERICAS, Depositary
|
||
By: | /s/ James Kelly | ||
Name: |
James Kelly
|
||
Title: |
Vice President
|
||
By:
|
/s/ Chris Konopelko | ||
Name: | Chris Konopelko | ||
Title: | Vice President | ||
(a)
|
Form of ADR
|
(d)
|
Opinion of counsel to the Depositary as to the legality of the securities to be registered.
|
(e)
|
Rule 466 Certification |