FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of September 2017
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from August 1, 2017 to August 31, 2017 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: September 8, 2017 | By: | /s/ Hajime Ikeda | ||||
| Hajime Ikeda | ||||||
| Senior Managing Director | ||||||
[Translation of Share Buyback Report for the reporting month from August 1, 2017 to August 31, 2017 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 8, 2017]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
| as of August 31, 2017 | ||||||||||
| Number of Shares | Total Repurchase Amount (JPY) |
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| Authorization pursuant to the resolution of the Board (April 27, 2017) (Period of repurchase: from May 17, 2017 to March 30, 2018) |
100,000,000 | 80,000,000,000 | ||||||||
| Repurchases during this reporting month (Date of repurchase) |
(Date) August 15 August 16 August 17 August 18 August 21 August 22 August 23 August 24 August 25 August 28 August 29 August 30 August 31 |
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1,841,000 1,841,000 1,787,500 1,841,600 1,967,000 1,961,100 1,967,000 1,967,000 1,967,000 2,036,900 2,050,500 2,074,000 2,074,000 |
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1,192,295,670 1,188,487,740 1,145,422,910 1,158,001,930 1,221,068,590 1,221,354,060 1,235,876,640 1,208,367,390 1,204,417,230 1,238,013,600 1,234,138,260 1,266,480,350 1,269,812,350 |
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| Total |
— | 25,375,600 | 15,783,736,720 | |||||||
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| Aggregate shares repurchased as of the end of this reporting month |
25,375,600 | 15,783,736,720 | ||||||||
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| Progress of share repurchase (%) |
25.4 | 19.7 | ||||||||
| 2. | Status of disposition |
as of August 31, 2017
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
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| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) August 3 |
19 | 12,534 | |||||||
| Subtotal |
— | 19 | 12,534 | |||||||
| Other (exercise of stock acquisition rights) |
(Date) | |||||||||
| August 1 | 85,600 | 10,613,600 | ||||||||
| August 2 | 341,400 | 9,708,400 | ||||||||
| August 3 | 139,200 | 5,465,200 | ||||||||
| August 4 | 49,900 | 7,754,900 | ||||||||
| August 7 | 13,300 | 1,905,300 | ||||||||
| August 8 | 71,900 | 8,547,900 | ||||||||
| August 9 | 88,200 | 4,941,200 | ||||||||
| August 10 | 13,000 | 1,432,000 | ||||||||
| August 14 | 11,000 | 4,512,000 | ||||||||
| August 15 | 17,300 | 17,300 | ||||||||
| August 16 | 55,800 | 3,314,800 | ||||||||
| August 17 | 45,000 | 11,309,000 | ||||||||
| August 18 | 119,900 | 4,213,900 | ||||||||
| August 22 | 18,300 | 2,856,300 | ||||||||
| August 23 | 15,000 | 1,434,000 | ||||||||
| August 24 | 3,000 | 1,422,000 | ||||||||
| August 25 | 4,500 | 898,500 | ||||||||
| August 28 | 14,200 | 14,200 | ||||||||
| August 29 | 21,400 | 21,400 | ||||||||
| August 30 | 39,600 | 336,600 | ||||||||
| August 31 | 47,500 | 3,130,500 | ||||||||
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| Subtotal |
— | 1,215,000 | 83,849,000 | |||||||
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| Total |
— | 1,215,019 | 83,861,534 | |||||||
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| 3. | Status of shares held in treasury |
| as of August 31, 2017 | ||||
| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,822,562,601 | |||
| Number of shares held in treasury |
298,127,307 | |||