Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . .0.5


Filed By Romeo & Dye's Instant Form 4 Filer
www.section16.net



1. Name and Address of Reporting Person*

Levin, Jerry W.

2. Issuer Name and Ticker or Trading Symbol
U.S. Bancorp (USB)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                       10% Owner
    Officer (give title below)          Other (specify below)

                                                  

(Last)      (First)     (Middle)

Sunbeam Corporation
2381 Executive Center Drive

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
1/02/03

(Street)

Boca Raton, FL 33431

5. If Amendment,
Date of Original
(Month/Day/Year)
 
7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Restricted Stock Units

1-for-1

 

 

 

 

 

 (1)

 (1)

Common Stock

2,500

 

2,500

D

 

Non-Employee Director Stock Option (Right to Buy)

$21.53

1/02/03

 

A

 

12,200

 

 (2)

1/02/13

Common Stock

12,200

 (3)

12,200

D

 

Non-Employee Director Stock Option (Right to Buy)

$21.64

 

 

 

 

 

 

12/17/12

Common Stock

7,200

 

7,200

D

 

Non-Employee Director Stock Option (Right to Buy)

$18.95

 

 

 

 

 

 

10/01/12

Common Stock

575

 

575

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.18

 

 

 

 

 

 

 

7/01/12

Common Stock

1,825

 

1,825

D

 

Non-Employee Director Stock Option (Right to Buy)

$22.16

 

 

 

 

 

 

 

4/01/12

Common Stock

800

 

800

D

 

Non-Employee Director Stock Option (Right to Buy)

$20.78

 

 

 

 

 

 

 

1/02/12

Common Stock

9,150

 

9,150

D

 

Non-Employee Director Stock Option (Right to Buy)

$20.78

 

 

 

 

 

 

 

1/02/12

Common Stock

8,600

 

8,600

D

 

Non-Employee Director Stock Option (Right to Buy)

$20.78

 

 

 

 

 

 

 

1/02/12

Common Stock

1,750

 

1,750

D

 

Non-Employee Director Stock Option (Right to Buy)

$22.02

 

 

 

 

 

 

 

10/01/11

Common Stock

1,125

 

1,125

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.31

 

 

 

 

 

 

 

7/02/11

Common Stock

375

 

375

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.20

 

 

 

 

 

 

 

4/02/11

Common Stock

625

 

625

D

 

Non-Employee Director Stock Option (Right to Buy)

$22.60

 

 

 

 

 

 

 

3/12/11

Common Stock

7,350

 

7,350

D

 

Non-Employee Director Stock Option (Right to Buy)

$23.34

 

 

 

 

 

 

 

2/27/11

Common Stock

15,000

 

15,000

D

 

Non-Employee Director Stock Option (Right to Buy)

$16.85

 

 

 

 

 

 

 

4/19/10

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$29.35

 

 

 

 

 

 

 

4/20/09

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$34.09

 

 

 

 

 

 

 

4/22/08

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$19.13

 

 

 

 

 

 

 

4/24/07

Common Stock

6,451

 

6,451

D

 

Non-Employee Director Stock Option (Right to Buy)

$18.93

 

 

 

 

 

 

 

1/15/07

Common Stock

1,860

 

1,860

D

 

Non-Employee Director Stock Option (Right to Buy)

$15.68

 

 

 

 

 

 

 

4/17/06

Common Stock

5,692

 

5,692

D

 

Non-Employee Director Stock Option (Right to Buy)

$11.19

 

 

 

 

 

 

 

7/19/05

Common Stock

9,487

 

9,487

D

 

Explanation of Responses:

(1) The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.
(2) The option vests in four equal annual installments beginning on January 2, 2004.
(3) Stock Option acquired from Issuer in lieu of $60,000 of cash compensation for 2003 director fees under the 2001 Executive Stock Incentive Plan.

  By: /s/ By Lee R. Mitau
             For Jerry W. Levin
**Signature of Reporting Person
1/03/03
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.