UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | Â (3) | 02/02/2018 | Class A Common Stock | 16,960 | $ 19.3 | D | Â |
Stock Options (right to buy) | Â (4) | 02/20/2019 | Class A Common Stock | 25,400 | $ 15.472 | D | Â |
Stock Options (right to buy) | Â (5) | 02/21/2020 | Class A Common Stock | 29,880 | $ 19.076 | D | Â |
Stock Options (right to buy) | Â (6) | 02/23/2021 | Class A Common Stock | 27,340 | $ 20.83 | D | Â |
Stock Options (right to buy) | Â (7) | 02/23/2022 | Class A Common Stock | 23,690 | $ 24.87 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kehoe James C/O MONDELEZ INTERNATIONAL, INC. THREE PARKWAY NORTH DEERFIELD, IL 60015 |
 |  |  SVP, Operating Excellence |  |
/s/ Jenny L. Lauth, by Power of Attorney | 11/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total number of shares includes 21,628 shares of restricted stock awarded under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Shares will vest as follows: 4,560 shares on February 24, 2014, 13,118 on October 7, 2014, and 3,950 on February 23, 2015. |
(2) | Units represent interests in the Issuer's Stock Fund, which are payable in cash. The reporting person's interests in the Issuer's Stock Fund fluctuate with the fund's performance. The information in this report is based on a plan statement dated as of September 30, 2013. |
(3) | Options vested in three annual installments as follows: 33% on February 4, 2009; 33% on February 4, 2010; and 34% on February 4, 2011. |
(4) | Options vested in three annual installments as follows: 33% on February 19, 2010; 33% on February 18, 2011; and 34% on February 17, 2012. |
(5) | Options vested in three annual installments as follows: 33% on February 22, 2011; 33% on February 22, 2012; and 34% on February 22, 2013. |
(6) | 18,044 options are vested and 9,296 will vest on February 24, 2014. |
(7) | 7,817 options are vested; 7,818 will vest on February 24, 2014 and 8,055 will vest on February 23, 2015. |
 Remarks: Exhibit 24.1 Power of Attorney |