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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Preferred Stock | $ 0 | 05/04/2011 | C | 5,455,484 | (6) | (6) | Common Stock | 5,455,484 | $ 0 | 0 | D (1) | ||||
Series B Preferred Stock | $ 0 | 05/04/2011 | C | 190,329 | (6) | (6) | Common Stock | 190,329 | $ 0 | 0 | D (2) | ||||
Series B Preferred Stock | $ 0 | 05/04/2011 | C | 2,570,411 | (6) | (6) | Common Stock | 2,570,411 | $ 0 | 0 | D (3) | ||||
Series B Preferred Stock | $ 0 | 05/04/2011 | C | 243,984 | (6) | (6) | Common Stock | 243,984 | $ 0 | 0 | D (4) | ||||
Series B Preferred Stock | $ 0 | 05/04/2011 | C | 51,068 | (6) | (6) | Common Stock | 51,068 | $ 0 | 0 | D (5) | ||||
Series C Preferred Stock | $ 0 | 05/04/2011 | C | 70,029 | (6) | (6) | Common Stock | 70,029 | $ 0 | 0 | D (1) | ||||
Series C Preferred Stock | $ 0 | 05/04/2011 | C | 2,443 | (6) | (6) | Common Stock | 2,443 | $ 0 | 0 | D (2) | ||||
Series C Preferred Stock | $ 0 | 05/04/2011 | C | 32,995 | (6) | (6) | Common Stock | 32,995 | $ 0 | 0 | D (3) | ||||
Series C Preferred Stock | $ 0 | 05/04/2011 | C | 3,132 | (6) | (6) | Common Stock | 3,132 | $ 0 | 0 | D (4) | ||||
Series C Preferred Stock | $ 0 | 05/04/2011 | C | 656 | (6) | (6) | Common Stock | 656 | $ 0 | 0 | D (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Index Ventures Growth I (Jersey) L.P. C/O INDEX VENTURES 1 SEATON PLACE ST. HELIER, Y9 JE4 8YJ |
X | |||
Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. C/O INDEX VENTURES 1 SEATON PLACE ST. HELIER, Y9 JE4 8YJ |
X | |||
Index Ventures IV (Jersey) LP C/O INDEX VENTURES 1 SEATON PLACE ST. HELIER, Y9 JE4 8YJ |
X | |||
Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP C/O INDEX VENTURES 1 SEATON PLACE ST. HELIER, Y9 JE4 8YJ |
X | |||
Yucca Partners L.P. Jersey Branch C/O INDEX VENTURES 1 SEATON PLACE ST. HELIER, Y9 JE4 8YJ |
X |
/s/ Martin Roberts as Attorney-In-Fact for Index Ventures Growth I (Jersey), L.P. | 05/05/2011 | |
**Signature of Reporting Person | Date | |
/s/ Martin Roberts as Attorney-In-Fact for Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. | 05/05/2011 | |
**Signature of Reporting Person | Date | |
/s/ Martin Roberts as Attorney-In-Fact for Index Ventures IV (Jersey), L.P. | 05/05/2011 | |
**Signature of Reporting Person | Date | |
/s/ Martin Roberts as Attorney-In-Fact for Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P. | 05/05/2011 | |
**Signature of Reporting Person | Date | |
/s/ Martin Roberts as Attorney-In-Fact for Yucca Partners LP Jersey Branch | 05/05/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares are held by Index Ventures Growth I (Jersey), L.P. Index Venture Growth Associates I Limited is the general partner of Index Ventures Growth I (Jersey), L.P. David G. Gardner, Nigel T. Greenwood, David Hall, Ian J. Henderson, Phil Balderson and David Rimer are directors of Index Venture Growth Associates I Limited. Messrs. Gardner, Greenwood, Hall, Henderson, Balderson and Rimer share voting and dispositive power with respect to the shares. Each of these persons disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
(2) | The shares are held by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. Index Venture Growth Associates I Limited is the general partner of Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. David G. Gardner, Nigel T. Greenwood, David Hall, Ian J. Henderson, Phil Balderson and David Rimer are directors of Index Venture Growth Associates I Limited. Messrs. Gardner, Greenwood, Hall, Henderson, Balderson and Rimer share voting and dispositive power with respect to the shares. Each of these persons disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
(3) | The shares are held by Index Ventures IV (Jersey), L.P. Index Venture Associates IV Limited is the general partner of Index Ventures IV (Jersey), L.P. Paul Willing, Jane Pearce, David Hall, David Rimer and Phil Balderson are directors of Index Venture Associates IV Limited. Messrs. Willing, Hall, Rimer, Balderson and Mrs. Pearce share voting and dispositive power with respect to the shares. Each of these persons disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest therein. |
(4) | The shares are held by Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P. Index Venture Associates IV Limited is the general partner of Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P. Paul Willing, Jane Pearce, David Hall, David Rimer and Phil Balderson are directors of Index Venture Associates IV Limited. Messrs. Willing, Hall, Rimer, Balderson and Mrs. Pearce share voting and dispositive power with respect to the shares. Each of these persons disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest therein. |
(5) | The shares are held by Yucca Partners LP Jersey Branch. The managing general partner of Yucca Partners LP Jersey Branch is EFG Fund Administration Limited. EFG Fund Administration Limited is the administrator of the Index Ventures Growth I limited partnerships. Messrs. David G. Gardner, Nigel T. Greenwood, Ian J. Henderson are directors of EFG Fund Administration Limited and share voting and dispositive power with respect to the shares held by Yucca Partners LP Jersey Branch. Each of these persons disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
(6) | Upon the Issuer's sale of its Common Stock in its initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Common Stock. The Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock had no expiration date. |