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1
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NAME OF REPORTING PERSON:
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Michael D. Tofias
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) /_/
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(b) /_/
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION:
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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1,841,676
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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1,841,676
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,841,676
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /_/
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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20.64%
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12
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TYPE OF REPORTING PERSON
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IN
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Item 1.
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(a) Name of Issuer: Surge Components, Inc.
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(b) Address of Issuer’s Principal Executive Office: 95 East Jefryn Boulevard, Deer Park, NY 11729
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Item 2.
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(a) Name of Person Filing: Michael D. Tofias
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(b) Address of Principal Business Office or, if none, Residence:
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325 North End Avenue, Apt. 21D
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New York, NY 10282
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(c) Citizenship: United States of America
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(d) Title of the Class of Securities: Common Stock, par value $0.001 per share
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(e) CUSIP number: 868908104
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Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e) [] An investment adviser in accordance with § 240.13d- 1(b)(1)(ii)(E);
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(f) [ ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j) [ ] Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
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Item 4. Ownership
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a.
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Amount beneficially owned:
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1,841,676
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b.
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Percent of class
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20.64%
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c.
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Number of shares as to which such person has:
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i. Sole power to vote or to direct the vote:
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1,841,676
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ii. Shared power to vote or to direct the vote:
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0
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iii. Sole power to dispose or to direct the disposition of:
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1,841,676
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iv. Shared power to dispose or to direct the disposition of:
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0
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Item 5. Ownership of Five Percent or Less of a Class
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N/A
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Item 6. Ownership of More than Five Percent on Behalf of Another Person.
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N/A
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Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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N/A
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Item 8. Identification and Classification of Members of the Group
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N/A
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Item 9. Notice of Dissolution of Group
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N/A
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Item 10. Certification
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N/A
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Dated: February 14, 2011
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Signature: /s/Michael D. Tofias
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